GEOGRAPHIC VARIATION IN THE YELLOW-THROATED WARBLER  
 
(DENDROICA DOMINICA) 
 
 
Except where reference is made to the work of others, the work described in this thesis is 
my own or was done in collaboration with my advisory committee. This thesis does not 
include proprietary or classified information. 
 
 
 
 
___________________________ 
Bailey D. McKay 
 
 
 
 
 
 
Certificate of Approval: 
 
 
 
 
___________________________                                    ___________________________ 
Scott R. Santos                                                                 Geoffrey E. Hill, Chair 
Assistant Professor                                                           Professor 
Biological Sciences                                                          Biological Sciences 
 
 
 
 
___________________________                                    ___________________________ 
Craig Guyer                                                                      George T. Flowers 
Professor                                                                           Interim Dean 
Biological Sciences                                                          Graduate School 
GEOGRAPHIC VARIATION IN THE YELLOW-THROATED WARBLER  
 
(DENDROICA DOMINICA) 
 
 
 
 
Bailey D. McKay 
 
A Thesis 
Submitted to 
the Graduate Faculty of 
Auburn University 
in Partial Fulfillment of the 
Requirements for the 
Degree of 
Master of Science 
 
 
Auburn, Alabama 
December 17, 2007 
 
 
 iii
GEOGRAPHIC VARIATION IN THE YELLOW-THROATED WARBLER  
 
(DENDROICA DOMINICA) 
 
 
 
 
Bailey D. McKay 
 
 
 
 
Permission is granted to Auburn University to make copies of this thesis at its discretion, 
upon request of individuals or institutions and at their expense. The author reserves all 
publication rights. 
 
 
 
 
 
 
                                          ___________________________ 
                                                                              Signature of Author 
                                           
 
      ___________________________ 
      Date of Graduation 
 
 
 
 iv
THESIS ABSTRACT 
 
 
GEOGRAPHIC VARIATION IN THE YELLOW-THROATED WARBLER  
 
(DENDROICA DOMINICA) 
 
 
Bailey D. McKay 
 
Master of Science, December 17, 2007 
(B.S., Samford University, 2004) 
 
60 Typed Pages 
 
Directed by Geoffrey E. Hill 
 
 
I examined how variation within the yellow-throated warbler (Dendroica 
dominica) relates to geography. The yellow-throated warbler is a common neotropical 
migrant with a breeding range confined to the southeastern United States. It is divided 
into three continental subspecies that differ in ecology, morphology, and migratory 
behavior. In the first chapter, I used mitochondrial control region sequences to test 
whether eastern and western yellow-throated warbler subspecies showed temporal 
division consistent with a phylogeographic break, the Tombigbee River Discontinuity, 
that is known to have affected the phylogeographic patterns of several vertebrates in the 
southeast. Considerable genetic variation was uncovered in the yellow-throated warbler, 
but most of this variation was found within rather than between populations or subspecies. 
A shallow phylogenetic tree, star-like haplotype network, and unimodal mismatch 
 v
distribution all suggested a recent expansion. Coalescent modeling indicated that modern 
yellow-throated warbler populations are derived from a single common ancestral 
population and that differences between subspecies in morphology, ecology, and 
migratory pathways are the result of recent evolution. Some avian subspecies were 
described with insufficient evidence and do not reflect biological reality, so in the second 
chapter I performed a range-wide reassessment of the phenotypic differences between 
yellow-throated warbler subspecies to determine if there was a discrepancy between 
mtDNA and morphology. Results indicated much overlap in the morphological 
characters most important in diagnosing subspecies: bill length and proportion of yellow 
in lore, and discriminant function analysis failed to correctly assign most individuals 
especially those collected near the subspecies? border. There was a strong west to east 
clinal change in bill length and proportion of yellow in lore and no evidence of discrete 
morphological groups. I recommend eliminating the subspecies D. d. albilora and D. d. 
stoddardi because they can not be reliably diagnosed by either morphology or mtDNA.
 vi
Style manual or journal used: Molecular Ecology 
Computer software used: Microsoft Word 
 vii
TABLE OF CONTENTS 
 
 
LIST OF TABLES .. ??????????????????????????.viii 
 
LIST OF FIGURES . ??????????????????????????..ix 
 
CHAPTER 1. EVOLUTIONARY HISTORY AND RAPID DIFFERENTIATION 
IN THE YELLOW-THROATED WARBLER (DENDROICA DOMINICA) ...????1 
 
     Abstract ..??????????????????????????????.2 
     Introduction ..????????????????????????????...3 
     Methods?..?????????????????????????????.6 
     Results? ..?????????????????????????????...9 
     Discussion? ..???????????????????????????...11 
     Acknowledgements? ..????????????????????????.15 
     Literature Cited? ..?????????????????????????...16 
     Figure Captions? ..?????????????????????????...25 
 
CHAPTER 2. PHENOTYPIC VARIATION IN THE YELLOW-THROATED 
WARBLER (DENDROICA DOMINICA) ?????????????????...29 
 
     Abstract ..?????????????????????????????...30 
     Introduction ..????????????????????????????.31 
     Methods..?????????????????????????????...33 
     Results ..??????????????????????????????.35 
     Discussion ..????????????????????????????...36 
     Acknowledgements ..?????????????????????????.38 
     Literature Cited ..??????????????????????????...40 
     Figure Captions ..??????????????????????????...46 
 viii
LIST OF TABLES 
 
 
CHAPTER 1 
 
Table 1. Morphological, ecological, and behavioral characteristics of distinct      
yellow-throated warbler groups ............................................??????????22 
 
Table 2. Population information and intrapopulation statistics for each yellow- 
throated warbler populations separately, for each subspecies, and for all samples 
combined (total) ????..?????????.??????????.???23 
 
Table 3. Analysis of molecular variance (AMOVA) for yellow-throated warbler  
mtDNA haplotype data .????????????????????????24 
 
CHAPTER 2 
 
Table 1. Numbers of male Yellow-throated Warblers examined in different parts  
of the species? range. Map numbers refer to numbers plotted on the map in Fig. 1 .....43 
 
     Table 2. Morphological and plumage character measurements (mean ? SD)  
     and ANOVA results for ten populations of Yellow-throated Warbler. See  
     Table 1 for detailed population information .....???????????????44 
 
Table 3. Predicted classification of Yellow-throated Warbler subspecies based  
on stepwise discriminant function analysis of seven morphological characters ...??45 
 
 ix
LIST OF FIGURES 
 
 
CHAPTER 1 
 
Figure 1. Breeding range of the yellow-throated warbler (shaded area; adapted  
from Dunn and Garrett 1997) and geographic locations of sampled population  
in this study (black circles). Numbers correspond to populations in Table 1. The  
light gray area represents the range of albilora. Light blue area represents the  
range of dominica. Dark gray area represents the range of stoddardi ..........................26 
 
Figure 2. Minimum-spanning network for the yellow-throated warbler mtDNA  
control region haplotypes obtained in this study. Each circle represents a  
haplotype, and the size of the circles is proportional to its frequency. Small  
black circles represent unsampled haplotypes ..............................................................27 
 
Figure 3. Mismatch distribution showing the significant correlation between  
observed (solid line) and expected frequencies under a model of sudden expansion  
(dotted line) for the number of pairwise differences in mitochondrial control region 
sequences of yellow-throated warblers. The expected frequency distribution for a  
model of constant population size is also shown (dashed line) ....................................28 
 
CHAPTER 2 
 
Figure 1. Breeding range of the Yellow-throated Warbler (shaded area; adapted  
from Dunn and Garrett 1997) and geographic locations of sampled population in  
this study (circles). The pie chart represents the average proportion of yellow in  
lore for that population. The size of the circles is proportional to average bill size  
for that population. Numbers correspond to populations in Table 1. The light gray  
area represents the range of albilora. Light blue area represents the range of  
dominica. Dark gray area represents the range of stoddardi. Numbers along the  
x-axis are longitude, while numbers along the y-axis are latitude ................................47 
 
Figure 2. Boxplots comparing significantly different (A) bill lengths and (B)  
proportion of yellow in lore between ten populations of the Yellow-throated  
Warbler. Horizontal lines in box plots show 10
th
, 25
th
, 50
th
, 75
th
, and 90
th
  
percentiles. See Table 1 for detailed population information .......................................48
 x
Figure 3. Graph of the two most discriminating characters of Yellow-throated  
Warbler subspecies: bill length and proportion of yellow in lore. Open circles  
represent dominica, closed squares represent albilora, and stars represent  
stoddardi subspecies .....................................................................................................49 
 
Figure 4. Some significant correlations between morphological characters and  
geography. Open circles represent dominica, closed squares represent albilora,  
and stars represent stoddardi subspecies ......................................................................50 
 
 
 
 1
 
 
 
 
CHAPTER 1. EVOLUTIONARY HISTORY AND RAPID 
 
DIFFERENTIATION IN THE YELLOW-THROATED WARBLER 
 
(DENDROICA DOMINICA) 
 2
ABSTRACT 
 Molecular tools are reshaping many traditional paradigms concerning the 
timeframe of avian diversification in North America. Phylogeographic studies of 
unsurveyed taxa in little-studied regions are essential for guiding the emerging paradigms 
regarding the geological events that shaped modern taxa. The southeastern United States 
is one region where the tempo and mode of recent diversification is poorly understood. 
One phylogeographic break in particular, the Tombigbee River Discontinuity, is 
mysterious and requires further study. The distributions of morphological subspecies of 
the yellow-throated warbler suggest that this bird was affected by the Tombigbee River 
Discontinuity. To determine whether the phylogeographic patterns of the yellow-throated 
warbler are consistent with this vicariant event, I analyzed control region sequences of 
118 yellow-throated warblers from across the species? range. Considerable variation was 
uncovered, but most of this variation was found within rather than between populations 
or subspecies. A shallow phylogenetic tree, star-like haplotype network, and unimodal 
mismatch distribution all suggested a recent expansion from a common ancestral 
population. Coalescent modeling indicated that modern populations are derived from a 
single common ancestral population and that differences between subspecies in 
morphology, ecology, and migratory pathways are the result of recent evolution. The 
implications of these results for understanding comparative phylogeography in the 
southeastern United States and for defining taxonomic groups for conservation are 
discussed. 
 3
INTRODUCTION 
Climatic cycles in the late Pleistocene were long viewed as the major events 
shaping songbird diversification in North America (Mengel 1964). However, when the 
divergences of sister songbird taxa were dated with molecular tools, their level of 
differentiation was found to be much larger than expected under a model of late 
Pleistocene speciation and the Pliocene was implicated as a period of substantial avian 
diversification (Klicka and Zink 1997; 1999; Zink et al. 2004). Subsequent studies using 
different datasets and methods of comparing speciation patterns confirmed a non-trivial 
role for the Pleistocene in driving avian diversification (Avise and Walker 1998; Johnson 
and Cicero 2004; Weir and Schluter 2004), and a debate ensued over what period 
produced exceptional diversity (given a background rate of speciation and extinction). 
New paradigms, assimilating the best of both sides of the debate, are emerging (Lovette 
2005), and molecular data are profoundly reshaping ideas concerning the timeframe for 
songbird diversification in North America. For example, it is now evident that many of 
the east-west splits, at least at lower latitudes, diverged earlier, whereas in some regions, 
such as the boreal forests (Weir and Schluter 2004), diversification has occurred more 
recently. Detailed phylogeographic studies of both unsurveyed species and poorly studied 
regions are essential for correctly guiding the formation of new paradigms. 
The timeframe for songbird diversification is especially poorly understood in the 
eastern United States. A review of comparative phylogeography in North American birds 
found little evidence for common phylogeographic divisions east of the Rocky Mountains 
(Zink 1996). However, at least one vicariant event, the ?Tombigbee River Discontinuity,? 
is an exception that involves at least one bird, the Carolina chickadee (Poecile 
 4
carolinensis; Gill et al. 1993; 1999). Along with the Carolina chickadee, a number of 
other vertebrates including several fish species (Wiley and Mayden 1985; Bermingham 
and Avise 1986), water snakes (Lawson 1987), and possibly swamp rabbits (Chapman 
and Feldhamer 1981) show discreet eastern and western phylogroups divided roughly 
along the Tombigbee River drainage in western Alabama (Soltis et al. 2006). Eastern and 
western phylogroups are estimated to have diverged during the early to mid Pleistocene, 
between 1.5 and 1 million years ago. Common phylogeographic patterns in such varied 
taxa suggest that a vicariant episode is responsible, but exactly what caused this 
vicariance is unclear. It is known, however, that range compression during glacial 
maxima forced many taxa into refugia in the lowlands of the southeast (Pielou 1991) and 
that current rivers were often much larger during periods of glacial maxima due in part to 
glacial run-off. Given this, Gill et al. (1999) have advanced the leading hypothesis for 
this vicariant event. They suggest that the Tombigbee River, which would have been 
much larger during the glacial maxima, divided lowland refugia and served as a barrier to 
gene flow. Genetic surveys of taxa likely affected by the Tombigbee River Discontinuity 
will help gauge the timeframe of this vicariant event and determine whether the observed 
pattern is consistent with the large river hypothesis advanced by Gill et al. (1999). 
The yellow-throated warbler (Dendroica dominica) is another bird species that 
appears to have been influenced by the Tombigbee River Discontinuity. This common 
neotropical migrant has a breeding range confined to the southeastern United States 
where it is divided into three continental subspecies differing in morphology, ecology, 
and migratory behavior (Hall 1996). The two widespread subspecies represent eastern (D. 
d. dominica) and western (D. d. albilora) forms separated roughly along the Tombigbee 
 5
River in Alabama (Fig. 1). The eastern dominica has a relatively long bill, has a yellow 
lore, prefers small pockets of loblolly pine stands within deciduous forests, and migrates 
southeast to its wintering grounds in peninsular Florida and the Caribbean (Hall 1996). In 
contrast, albilora has a relatively shorter bill, has a white lore, prefers sycamore 
bottomland forests, and migrates southwest to its wintering grounds in Central America 
(Hall 1996). In addition, a third more restricted subspecies (D. d. stoddardi) is confined 
to coastal Alabama and the Florida panhandle (Fig. 1). Stoddardi has a more slender bill 
that averages longer than dominica, has a yellow lore, prefers habitats similar to 
dominica, and is probably non-migratory (Hall 1996). There is also a distinct form 
confined to the Delaware-Maryland-Virginia (Delmarva) peninsula (Ficken et al. 1968) 
that is similar in appearance to stoddardi (Stevenson 1982). These differences suggest 
significant and possibly long-standing differentiation between these forms, but a genetic 
examination of this species is currently lacking. 
In this paper, variation in mtDNA sequences was utilized to investigate the 
evolutionary history of the yellow-throated warbler. The aim was to test the hypothesis 
that eastern and western subspecies constitute phylogroups that show a pattern consistent 
with the Tombigbee River Discontinuity, specifically, that these two subspecies began 
diverging during the early to mid Pleistocene (approximately 1.5 to 1 million years ago). 
Alternative hypotheses are that eastern and western populations are the product of earlier 
diversification, such as during the Pliocene (Zink et al. 2004), or that the observed 
morphological, ecological, and behavioral differences have arisen more recently (i.e. in 
approximately the last 200,000 years ago). A secondary objective was to determine if two 
distinct but geographically restricted populations of the yellow-throated warbler, namely 
 6
the subspecies stoddardi and the Delmarva population, constitute evolutionary significant 
units (ESUs; Mortiz 1994), information critical to any future conservation plans 
regarding this species. 
METHODS 
Sampling 
Tissue samples from 98 individuals collected at 10 geographic localities across 
the continental breeding range of the yellow-throated warbler were obtained during the 
2006 breeding season (Fig. 1; Table 1). In addition, 20 tissue samples were obtained from 
museums for a total of 118 samples. Tissue samples were preserved in 100% ethanol and 
stored at -20?C. All recognized continental subspecies of the yellow-throated warbler as 
well as a distinct population on the Delmarva peninsula are represented in this study. 
Molecular lab techniques 
Whole genomic DNA was extracted following a standard phenol-chloroform 
protocol followed by ethanol wash (modified from Quinn and White 1987). DNA was re-
suspended in 1xTE (0.01M Tris, 0.001M EDTA, pH 8.0) and stored at -20?C. Domain I 
of the mitochondrial control region was amplified in 10?l reactions on a MJ Research 
PTC-100 thermocycler using the primers Dpdl-L5 and Dpdl-H4 (Milot et al. 2000) and a 
thermal profile of 95?C for 30 s, 55?C for 30 s, and 70?C for 90 s. Extension time was 
lengthened by 4 s each cycle for 35 cycles. Primers and excess dNTPs were removed 
from the PCR product with ExoSAP-IT? (USB Corporation) following the 
manufacturer?s instructions. The ExoSAP-IT? treated PCR products were then used as 
templates in dideoxy-termination cycle sequencing reactions using the CEQ? DTCS 
Quick Start Kit (Beckman Coulter) and the sequencing primers Passerine ContReg For 
 7
(5'-TAC CTA GGA GGT GGG CGA AT-3?; R. T. Brumfield, unpublished data) and 
Passerine ContReg Rev (5'-CCC AAA CAT TAT CTC CAA AA-3?; R. T. Brumfield, 
unpublished data). Sequencing reaction products were purified by ethanol precipitation 
and sequenced on a Beckman CEQ? 8000 sequencer. All DNA sequences were 
sequenced in both directions and complementary strands were unambiguously aligned 
and edited using SEQUENCHER v. 4.6 (GeneCodes Corporation, Ann Arbor, Michigan). 
Sequences were inspected individually using the raw spectrograph data and every point 
mutation was checked for authenticity. 
Genetic differentiation and population structure 
 Nucleotide diversity (?), haplotype diversity (h), and neutrality statistics 
(Tajima?s D (Tajima 1989) and Fu?s Fs (Fu 1997)) were estimated at three levels: 1) for 
each population separately, 2) for each subspecies, and 3) for all samples combined. 
Neutrality statistics were computed in Arlequin v. 3.01 (Excoffier et al. 2005), whereas ? 
and h were computed with DnaSP v. 4.0 (Rozas et al. 2003). Neutrality statistics are used 
to test the assumption of selective neutrality, and they can also be informative about 
demographic forces affecting populations with Fu?s Fs being particularly sensitive to 
population demographic expansion (Fu 1997). The significance of the neutrality statistics 
was tested with 10,000 coalescent simulations. 
Overall genetic structure of populations was tested with an analysis of molecular 
variance (AMOVA; Excoffier et al. 1992) as implemented in Arlequin. In the AMOVA, 
?-statistics were used to examine the contribution of molecular variance at three levels: 
(i) among the three subspecies (?
ct
); (ii) among populations within subspecies (?
sc
); and 
(iii) among individuals within populations (?
st
). Mismatch distributions were compared 
 8
with expectations of a sudden-expansion model (Rogers 1995) and a model of constant 
population size (Slatkin and Hudson 1991) as implemented in DnaSP. Populations that 
have experienced a sudden demographic expansion are expected to show a unimodal 
mismatch distribution, whereas populations that have been in equilibrium are expected to 
show a bimodal or ragged distribution (Slatkin and Hudson 1991).  
Coalescent-based analyses 
 To explicitly test whether eastern and western yellow-throated warbler subspecies 
diverged in early to mid Pleistocene, a model was used that generates estimates of 
divergence time independent of the gene-migration rates between two populations 
(Nielson and Wakeley 2001). This was done using a web-based version of the program 
MDIV (available at http://cbsuapps.tc.cornell.edu/; Nielson and Wakeley 2001), which 
utilizes a Monte Carlo Markov chain (MCMC) method to estimate the time since two 
populations diverged (T), the migration rate (M), and the population parameter theta (?; 
twice the effective female population size (Nfe) times the mutation rate (?)). Three 
independent runs were performed under the finite sites model using the same starting 
conditions (Mmax = 50, Tmax = 10, chain length = 5 ? 106, burn-in = 5 ? 105) and 
different random seeds. Based on the theoretical work of Lande et al. (2002), Mil? et al. 
(2007) used a generation time of 1.8 years for another warbler species (Dendroica 
coronata), so this estimate of generation time was used to convert number of generations 
into years. 
Phylogenetic analysis 
 Along with population level analyses, a maximum-likelihood (ML) phylogeny 
was constructed using the program PAUP* v. 4.0b10 (Swofford 2001). Nucleotide 
 9
substitution model parameters were selected using a hierarchical likelihood ratio test 
(hLRT) with the outgroup sequence removed as implemented in MODELTEST v. 3.7 
(Posada and Crandall 1998). Published Dendroica coronata sequences (GenBank 
ascensions DQ855191 and DQ855190) were used as an outgroup due to D. coronata?s 
phylogenetic proximity to D. dominica (Lovette and Bermingham 1999). Because a 
bifurcating tree may not accurately represent an intraspecific phylogeny (Templeton et al. 
1992), a haplotype network (excluding outgroups) was also constructed under the 
parsimony-based algorithm developed by Templeton et al. (1992) and implemented in the 
program TCS 1.21 (Clement et al. 2000). To separate population history from population 
structure (Templeton 1998), nested clade analysis (NCA; Templeton et al. 1995) was 
performed. Prior to the NCA, reticulations in the haplotype spanning network were 
resolved following the methods of Crandall et al. (1994), and the haplotypes were nested 
according to the procedures of Crandall (1996). The NCA was conducted in GeoDis v. 
2.5 (Posada et al. 2000). 
RESULTS 
Phylogenetic analysis 
A total of 399 bp from Domain I of the control region was sequenced for all 118 
individuals. These sequences yielded 40 variable and 20 parsimony-informative sites 
resulting in 47 haplotypes (Fig. 3). The average uncorrected pairwise sequence distance 
(p) between ingroup samples was 0.9%. The control region is located in an area of the 
mitochondrial genome that is prone to produce nuclear copies of mitochondrial genes 
(numts; Sorenson and Quinn 1998). However, several lines of evidence support a 
mitochondrial origin for the sequences presented here. For example, no insertions or 
 10
deletions (indels) were observed. These sequences also aligned with the control region of 
the chicken genome and aligned without indels with other published Dendroica control 
region sequences. In addition, a large number of haplotypes, which is inconsistent with 
numts, was uncovered (Zhang and Hewitt 1996).  
The hLRT suggested the Hasegawa-Kishino-Yano model with a proportion of 
invariable sites plus unequal rates among sites (HKY+I+G) as the model of molecular 
evolution that best fit the data. Maximum likelihood analysis produced a phylogenetic 
tree (-ln=1080.65; not shown) with short branch lengths and low overall bootstrap 
support. The haplotype network (Fig. 2) also suggested little genetic structure and was 
characterized by a large number of haplotypes nested within loops in the network. The 
NCA resulted in no significant associations between clades and geography. 
Genetic variability and population structure 
 Overall nucleotide diversity was low (0.00887) and was similar among all 
populations (Table 2). Overall haplotype diversity was high (0.92) and ranged from 0.61 
in the Maryland west coast population to 0.99 in the eastern Alabama population. 
Neutrality statistics (Tajima?s D and Fu?s Fs) suggested no deviation from neutral 
expectations in any single population (Table 2) but were significantly negative for the 
dominica (D = -1.88, p < 0.007; Fs = -9.49, p < 0.007) and albilora (D = -1.60, p < 0.03; 
Fs = -18.81, p < 0.001) subspecies and when all samples were combined (D = -1.94, p < 
0.003; Fs = -25.65, p < 0.001). These patterns suggest either deviations from neutral 
evolution in a population with a stable size or population growth. 
AMOVA indicated that most of the genetic variation was found within 
populations (96.9%; ?
st
 = 0.03; p < 0.007). Small and non-significant amounts of 
 11
variation were partitioned among populations within subspecies (2.7%; ?
sc
 = 0.03; p < 
0.14) and among subspecies (0.4%; ?
ct
 = 0.00; p < 0.26; see Table 3). The mismatch 
distribution (Fig. 3) was distinctly unimodal with a low average number of differences 
between haplotype pairs (4.42) and did not differ significantly from the expected model 
of sudden expansion.  
Coalescent-based analyses 
Posterior probability distributions of time since divergence between eastern and 
western subspecies produced by MDIV were almost uniform which suggests little 
evolutionary difference between these subspecies. The estimated migration rate between 
eastern and western subspecies was extremely high (M = 26.8) and converts to 
approximately 14.9 migrant female individuals per year. The estimate of theta was low 
(? = 9.91) which, given a high mutation rate in the control region, probably indicates a 
relatively low long-term effective population size.  
DISCUSSION 
Genetic differentiation and population expansion 
 Although there are high levels of genetic variation within populations, the results 
presented here demonstrate a complete lack of genetic differentiation between yellow-
throated warbler populations and subspecies. The shallow phylogenetic tree and star-like 
haplotype network (Fig. 2) show no obvious correlates with geography, and nested clade 
analysis did not report any significant associations between nested clades and their 
geographical locations. AMOVA reported non-significant proportions of genetic 
variation among subspecies and among populations within subspecies, indicating that 
most (97%) genetic variation could be found within populations.  
 12
Several lines of evidence suggest a recent population expansion, which would be 
one cause for the observed homogeneity across populations. For example, high haplotype 
diversity and low nucleotide diversity are expected in population with a recent expansion 
(Avise 2000). Neutrality statistics can indicate demographic expansion, and the 
significantly negative Tajima?s D and Fu?s Fs reported here for the dominica and albilora 
subspecies as well as for all samples combined are consistent with past population 
expansion. Fu?s F
s
 is more sensitive to departures from population equilibrium (Fu 1997) 
and in every significant instance this figure was lower than Tajima?s D. Most populations 
also have negative neutrality statistics, and some of these might be non-significant due to 
small sample sizes. The distinctly unimodal mismatch distribution (Rogers and 
Harpending 1992) did not differ significantly from a model of sudden expansion, and the 
average number of pairwise differences was low for control region sequences indicating 
the expansion was relatively recent. The observed homogeneity across populations and 
lack of any association between genetic variation and geography suggests also that the 
yellow-throated warbler expanded from a single refugium. A recent expansion is most 
likely the result of the colonization of suitable habitat following glacial retreats from a 
more limited yellow-throated warbler distribution during glacial maximums (Pielou 
1991). It would be interesting to determine whether other southeastern birds exhibit 
similar patterns. 
Comparative phylogeography of the southeastern United States 
In the yellow-throated warbler, there is little or no support for the kind of genetic 
discontinuity reported in the Carolina chickadee (Gill et al. 1993, 1999) or other taxa 
associated with the Tombigbee River Discontinuity (Soltis et al. 2006). Coalescent-based 
 13
analysis suggests that there has not been a genetic separation between eastern and 
western yellow-throated warbler subspecies during the evolutionary history of the species 
and that there has been substantial gene flow between these subspecies. Therefore, it 
appears that there is a discrepancy between eastern and western morphological 
subspecies, which spatially conform to the reciprocally monophyletic units uncovered in 
the Carolina chickadee, and the genetic pattern of the yellow-throated warbler, in which 
there is no evidence for the kind of temporal division reported in eastern and western 
phylogroups of Carolina chickadees.  
There are at least three ways to reconcile these observations. First, it is possible 
that chickadees and yellow-throated warblers underwent the same vicariant event but, 
following dissolution of the vicariant force, the resident chickadee maintained genetic 
distinction but higher gene flow between populations of the migratory warbler expunged 
evidence of a genetic break. If a large glacial river was the geographic boundary between 
populations, then it makes sense that a neotropical migrant could more readily cross the 
boundary than a small resident forest bird. Under this scenario, there would need to be 
strong natural selection in order to preserve the differences found between eastern and 
western warbler subspecies in the presence of such gene flow.  
Second, if the vicariant episode was cyclic (as might be the case under the 
scenario of a major river system proposed by Gill et al. 1999), then the warbler and 
chickadee may have experienced the same vicariant event but at two different periods. 
For example, chickadee populations may have been isolated during an earlier formation 
of the vicariant event, and their isolation maintained (maybe in part due to their static 
propensity) during weaker vicariant episodes. In contrast, the yellow-throated warbler 
 14
may have only been affected by a more recent vicariant maximum, such as during the 
Wisconsinian glacial maximum (110 to 10 thousand years ago). In this case, eastern and 
western warbler subspecies could be evolutionary lineages whose control region 
haplotypes have not completely sorted. Bill shape has been shown to be highly heritable 
in some songbirds (Schluter and Smith 1986), so morphology could have evolved faster 
than mtDNA leaving a pattern of morphological differentiation without mtDNA 
differentiation. This scenario might also explain why the phylogeographic patterns of 
other organisms that show genetic discontinuity around the Tombigbee River differ 
slightly in their spatial and temporal patterns.  
A third possibility is that eastern and western yellow-throated warbler subspecies 
are not evolutionary lineages, as has been demonstrated for many other avian subspecies 
(Ball and Avise 1992; Zink 2004), and the apparent concordance of morphological 
features of yellow-throated warblers with the Tombigbee River Discontinuity is 
coincidental. It is well established that some characters used to delineate avian subspecies 
can be influenced by the rearing environment (James 1983). If bill length and lore color 
are phenotypically plastic traits in the yellow-throated warbler, these traits would be 
expected to vary clinally rather than to form discreet clusters. In a companion study of 
phenotypic variation within the yellow-throated warbler (Chapter 2), it was found that 
bill length and the proportion of yellow coloration in the lore showed west to east clinal 
change. The observation of clinal variation in morphology supports scenario three, 
though more study is needed. Transplant experiments, such as those performed by James 
(1983) with red-winged blackbirds (Agelaius phoeniceus), would help gauge the 
heritability of bill length and lore color in the yellow-throated warbler. 
 15
Conservation genetics 
While some workers maintain that evolutionary significant units should be based 
on genetic differentiation or reciprocal monophyly (Moritz 1994; Zink 2004), others have 
suggested that ESU designation should be based on ecologically important traits even if 
neutral genetic markers show little or no differentiation (Crandall et al. 2000; Fraser and 
Bernatchez 2001). The present study does not support the recognition of any of the three 
continental yellow-throated warbler subspecies or the long-billed population on the 
Delmarva peninsula as ESUs under genetic criteria alone. More study on the amount and 
distribution of potentially ecologically important traits would be needed before ESU 
assignment by any other criteria could be made. Based on these genetic data, however, it 
seems that, at best, the conservation priority of any one yellow-throated warbler 
population is low. 
ACKNOWLEDGEMENTS 
I would like to thank the Louisiana State University Museum of Natural History 
and the University of Kansas Natural History Museum for providing tissue samples for 
this study. This research was funded through grants from the Frank M. Chapman 
Memorial Fund, AMNH and the Walter F. Coxe Research Fund, Birmingham Audubon 
Society. G. Hill, S. Santos, C. Guyer, and the Hill lab made significant improvements to 
the manuscript. Part of this work was carried out by using the resources of the 
Computational Biology Service Unit from Cornell University which is partially funded 
by Microsoft Corporation. 
 16
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22
Table 1. 
Morphological, ecological, and behavioral char
acteristics of distinct yellow-throated  
warbler groups.  
Breeding 
range 
Migration behavior 
Lore color 
Bill length (
mm; 
m
ean ? SD)* 
Habitat 
dominica
 
Eastern southeast 
East 
Yellow 
9.55 ? 0.59 
Predom
inately 
m
i
xed forest 
stands  
albilora 
Western southeast 
West 
White 
9.22 ? 0.47 
Predom
inately 
Sycam
ore 
bottom
l
and 
stoddardi 
Coastal Alabam
a 
and the Flo
r
ida 
panhandle 
Resident? 
Yellow 
10.07 ? 0.44 
Mixed forest or Loblolly pine stands  
Delm
arva 
population 
Delm
arva 
peninsula 
East 
Yellow 
10.91 ? 0.49 
Loblolly pine stands 
 
*
m
easured from
 nare to tip with digital calipers 
and based on m
a
le specimens
 used in this study:  
 
dominica 
(
n 
= 45), 
albilora 
(
n 
= 34), 
stoddardi  
(
n 
= 9), Delm
arva population
 
(
n 
= 8)
 Table 2. 
Population inform
ation and intrapopulation statistic
s for each y
e
llow-throated warbler p
opulations  
separately, f
o
r each subs
pecies, and 
for all sam
p
les com
b
ined (total).
 
Map
 
No
.
 
Population 
State 
Subspe
cies 
n 
n
h 
h 
?
 
D 
F
s
 
1 
AL-West
 
Alabam
a
 
al
bi
l
or
a
 
8 
7 
0
.
9
64 
0
.
0
062
7 
0
.
1
7 
-
2.63* 
2 
AL-East 
Alabam
a
 
do
mi
ni
c
a
 
1
4
 
1
3
 
0
.
9
89 
0
.
0
083
2 
-
0
.90 
-
8
.14*
** 
3
 
NC 
No
rth
 
Car
o
lina
 
do
mi
ni
c
a
 
9 
6 
0
.
8
89 
0
.
0
041
8 
-
1.07 
-
2.67* 
4 
MD-West 
co
ast 
Marylan
d
 
do
mi
ni
c
a
 
8
 
3
 
0.
60
7
 
0.
00
5
12
 
0.
08
 
1.
06
 
5 
MD-Delm
arva 
Maryland 
do
mi
ni
c
a
 
1
0 
7 
0
.
8
67 
0
.
0
121
6 
-
1.21 
2
.
9
0 
6 
FL-East
 
Flori
d
a
 
do
mi
ni
c
a
 
1
0
 
7 
0
.
8
67 
0
.
0
069
1 
-
0
.98 
-
2
.29 
7 
LA 
Louisiana
 
al
bi
l
or
a
 
1
7
 
1
2
 
0
.
9
34 
0
.
0
020
8 
-
0
.72 
-
5
.06*
* 
8 
MO
 
Misso
ur
i 
al
bi
l
or
a
 
2
0
 
1
1
 
0
.
8
74 
0
.
0
065
0 
-
0
.84 
-
4
.63*
* 
9
 
OH
 
Ohi
o
 
al
bi
l
or
a
 
1
3
 
9 
0
.
9
36 
0
.
0
080
2 
-
1
.42 
-
3
.12* 
10
 
stoddardi
 
Flori
d
a
 
stoddardi
 
9 
5 
0
.
8
06 
0
.
0
075
2 
-
0.43 
0
.
0
5 
 
 
 
al
bi
l
or
a
 (
poo
led
)
 
5
8 
2
9 
0
.
9
20 
0
.
0
071
1 
-
1.60* 
-
18
.
81
*** 
 
 
 
do
mi
ni
c
a
 (
poo
led
)
 
5
1 
2
6 
0
.
8
93 
0
.
0
089
1 
-
1.88*
* 
-
9.49*
* 
 
 
 
to
tal
 
1
18 
4
7 
0
.
9
22 
0
.
0
088
7 
-
1.94*
* 
-
25
.
65
*** 
23
n
, s
a
m
p
le size; 
nh
, n
u
m
b
er 
o
f
 hapl
ot
y
p
es;
 
h
, hapl
ot
y
p
e di
ve
rsi
t
y
;
 
?
, nucleotide dive
rsity. 
* P<
0.
0
5
;
 *
*
 
P
<
0.
01;
 
*
*
*
 P<
0.
00
1
 
 
 24
Table 3. Analysis of molecular variance (AMOVA) for yellow-throated warbler mtDNA 
haplotype data. 
Source of variation d.f. Sum of 
squares 
Variance 
component 
% variation ?-statistic 
Among subspecies 2 6.435 0.01263 0.57 ?
ct
 = 0.00 
Among populations 
within subspecies 
7 19.804 0.05757 2.59 ?
sc
 = 0.03 
Within populations 108 232.278 2.15072 96.84 ?
st
 = 0.03** 
Total 117 258.517 2.22091   
** P<0.01 
 
 
 
 
 
 
 
 
 
 
 
 25
FIGURE CAPTIONS 
 
Figure 1. Breeding range of the yellow-throated warbler (shaded area; adapted from Dunn 
and Garrett 1997) and geographic locations of sampled population in this study (black 
circles). Numbers correspond to populations in Table 1. The light gray area represents the 
range of albilora. Light blue area represents the range of dominica. Dark gray area represents 
the range of stoddardi. 
 
Figure 2. Minimum-spanning network for the yellow-throated warbler mtDNA control 
region haplotypes obtained in this study. Each circle represents a haplotype, and the size of 
the circles is proportional to its frequency. Small black circles represent unsampled 
haplotypes. 
 
Figure 3. Mismatch distribution showing the significant correlation between observed (solid 
line) and expected frequencies under a model of sudden expansion (dotted line) for the 
number of pairwise differences in mitochondrial control region sequences of yellow-throated 
warblers. The expected frequency distribution for a model of constant population size is also 
shown (dashed line). 
 
 
 
 
 
 
 
 
 
 
 
Figure 1.
 26
 
 
 
 
 
 
 
 
 
 
 
 
Figure 2.
 27
 
 
 
 
0.00
0.05
0.10
0.15
0.20
0.25
0.30
0 5 10 15 20
Number of Pairwise Differences
Fr
e
que
nc
y
 
 
 
 
 
 
 
 
 
 
 
 
 
       Figure 3.
 28
 29
 
 
 
 
CHAPTER 2. PHENOTYPIC VARIATION IN THE YELLOW-THROATED 
 
WARBLER (DENDROICA DOMINICA) 
 
 30
ABSTRACT 
Subspecies are assumed to have unique evolutionary histories, but molecular data 
sometimes contradict morphological avian subspecies. A recent genetic survey of the 
Yellow-throated warbler (Dendroica dominica) found that none of its three continental 
subspecies qualified as evolutionary significant units. Therefore, these subspecies either do 
not correspond to biological entities or the morphological differences between them have 
evolved rapidly. Since there has been no range-wide quantitative assessment of Yellow-
throated warbler subspecies, it has been impossible to gauge the amount of rapid evolution 
that has occurred if these subspecies are products of recent differentiation or to test whether 
morphological differences are clinal, which might suggest phenotypes are influenced by the 
rearing environmental. Here I perform a range-wide morphological reassessment of the 
continental Yellow-throated warbler subspecies in an effort to quantify their differences and 
examine if and how differences relate to geography. Results indicate much overlap in the 
morphological characters most important in diagnosing subspecies: bill length and proportion 
of yellow in lore, and discriminant function analysis fails to correctly assign most individuals 
especially those collected near the subspecies? border. There is a strong west to east clinal 
change in bill length and proportion of yellow in lore and no evidence of discrete 
morphological groups. I recommend eliminating the subspecies D. d. albilora and D. d. 
stoddardi because they can not be reliably diagnosed by morphology or mtDNA. 
 31
INTRODUCTION 
The rise of the biological species concept during the mid-twentieth century fostered 
an explosion in the number of described avian subspecies, and, though the utility of the 
subspecies rank was questioned (Wilson and Brown 1953), it was believed that variation 
within species represented local adaptations of evolutionary significance (Mayr 1982). The 
assumption that subspecies have unique evolutionary histories has subsequently led to the use 
of subspecies in roles that require their evolutionary independence, such as taxonomy, 
evolution studies, and conservation plans (Zink 2004). Many of the morphological traits used 
to designate subspecies, however, can be directly affected by the rearing environment (James 
1983), and when morphological subspecies are subjected to independent tests of evolutionary 
isolation (i.e. neutral molecular markers) they often fail to meet the requirements of 
evolutionary significant units (Ball and Avise 1992; Zink 2004). 
The above situation is exemplified by the Yellow-throated Warbler (Dendroica 
dominica). The Yellow-throated Warbler is mid-sized warbler with a black face, white 
supercilium, and bold yellow throat patch. It is a neotropical migrant that breeds in the 
southeastern United States and is divided into three continental subspecies (a fourth 
subspecies is confined to the Bahamas and will not be considered here)(Hall 1996). These 
subspecies were not named following any rule, and their description is based on 
approximately 15 to 20 individuals per subspecies (Ridgway 1902; Sutton 1951). Also, the 
specimens used to describe dominica and albilora were take from the extreme eastern or 
western portion of their ranges (Ridgway 1902).  The subspecies differ in morphology, 
ecology, and plumage. The eastern D. d. dominica is reported to have a long bill (12.4-15.0 
mm, sexes combined; Curson et al. 1994), have a yellow lore, breed in mixed forests or 
 32
cypress swamps, and winter mainly in the Caribbean (Curson et al. 1994; Hall 1996). The 
western D. d. albilora is reported to be larger than dominica (Ridgway 1902), have a short 
bill (10.9-12.7mm, sexes combined; Curson et al. 1994), have a white lore, breed in 
sycamore bottomlands or cypress swamps, and to winter mainly in Central America (Hall 
1996). D. d. stoddardi is confined to coastal Alabama and the panhandle of Florida where it 
may be resident (Hall 1996). It is reported as being indistinguishable from dominica (Curson 
et al. 1994) except in having a longer and more slender bill (14.0-17.0 mm, sexes combined; 
Sutton 1951). There is also a migratory long-billed form on the Delaware-Maryland-Virginia 
(Delmarva) peninsula (Ficken et al. 1968) that is reported to be indistinguishable from 
stoddardi in appearance (Stevenson and Anderson 1994) from which it is separated by over 
1400 km.  
Distributions of eastern and western morphological subspecies of the Yellow-throated 
Warbler correspond spatially to a phylogeographic break reported for several vertebrate 
species including the Carolina Chickadee (Poecile carolinensis)(Chapter 1). Thus, in a recent 
evolutionary study of the Yellow-throated Warbler, a genetic partition was assumed a priori 
to correspond to the observed morphological partition, and it was hypothesized that the 
Yellow-throated Warbler fit temporally into this comparative phylogeographic framework 
(Chapter 1). Surprisingly, however, mitochondrial DNA (mtDNA) control region sequences 
indicated a pronounced lack of differentiation between Yellow-throated Warbler subspecies 
(Chapter 1). Potential causes for this discrepancy are that morphological traits have evolved 
faster than mtDNA or that morphological subspecies in the Yellow-throated Warbler do not 
correspond to evolutionary lineages. As there has been no range-wide quantitative 
assessment of phenotypic variation in the Yellow-throated Warbler, it is unknown whether 
 33
variation in extent of yellow coloration in the face and variation in bill properties vary 
discretely or gradually across the species? range. Here I reassess the morphological 
subspecies of the Yellow-throated Warbler in an effort to quantify their differences and 
examine if and how differences relate to geography. 
METHODS 
Samples and measurements 
A total of 89 specimens from 10 populations located across the Yellow-throated 
Warbler?s breeding range were collected during the breeding season (April and May) of 2006 
(Table 1; Fig. 1). All of these specimens were also included in the phylogeographic study of 
this species (Chapter 1). Seven morphological characters (6 body and 1 plumage), including 
all of those used to differentiate subspecies (i.e. bill length, bill width, and proportion of 
yellow in lore), were measured. These characters were: bill length, bill width, bill depth (all 
at the anterior edge of the nare), tarsus length, wing cord, tail length (at center rectrix), and 
proportion of yellow area of lore, hereafter ?proportion of yellow in lore? (see below). Bill 
measurements and tarsus length were measured to the nearest 0.01 mm using a digital caliper 
and wing cord and tail length were measured to the nearest 0.5 mm using a wing rule. 
Proportion of yellow in lore was quantified as follows. Close-up photographs of the lore of 
each Yellow-throated Warbler specimen were loaded into the program ImageJ for 
Windows
TM
 (available at http://rsb.info.nih.gov/ij/) and the area of the total lore, considered 
the white or yellow area from the posterior end of the bill to the most anterior point of the 
eye, was measured. Using the same procedure, I then measured the area of the yellow within 
the lore. The yellow area of the lore was divided by the total lore area to estimate the 
proportion of yellow within the lore. Due to damage sustained during collection, 14% of the 
 34
specimens had some missing data, but this accounted for no more than 6% of missing data 
for any variable. In addition, bill measurements (length, width, and depth) from 52 male 
museum specimens collected between 15 March and 30 June were included in subspecies? 
level analyses, but were not assigned a population. In all analyses, only males were used. All 
measurements were made by myself; for tarsus length and all bill characters, the mean of 
three measurements was used. 
Statistical analyses 
SPSS 12.0 for Windows
 TM
 (SPSS Inc. 2003) was used for all statistical analyses, and 
a p-value ? 0.05 was considered statistically significant. I tested each morphological 
character for departures from normality. I then determined two-tailed Pearson correlation 
coefficients for all pairwise comparisons between body characters. Next, I compared the 
means of each character using an analysis of variance (ANOVA). Two ANOVAs were run: 
the first with the samples grouped by population and the second with the samples grouped by 
subspecies (dominica, albilora, or stoddardi). A Tukey HSD post hoc test was used to 
determine maximum homogeneous groupings of populations and of subspecies for each 
character. The two characters most diagnostic of subspecies, bill length and proportion of 
yellow in lore, were plotted to determine whether they formed discrete clusters. 
To further evaluate the distinctiveness of each subspecies, I grouped specimens by 
subspecies and applied a stepwise discriminant function analysis (DFA) using all seven 
morphological characters. Prior probabilities were computed from group sizes, and missing 
values were replaced with the mean for that character. The leave-one-out method was used to 
cross-validate the accuracy of the group assignments. Finally, to check for patterns between 
characters and geography, I computed two-tailed Pearson correlation coefficients for all 
 35
pairwise comparisons between both latitude and longitude for all characters. 
RESULTS 
 All data conformed to normality. Two sets of size measurements, among the six size 
variables measured, were significantly correlated: bill width and depth (r = -0.60; n = 133; p 
< 0.001) and wing cord and tail length (r = 0.36; n = 83; p < 0.001). ANOVA indicated the 
following five characters differed significantly between populations (Table 2): bill length (F 
= 16.8; df = 85; p < 0.001), bill width (F = 12.9; df = 85; p < 0.001), bill depth (F = 8.1; df = 
80; p < 0.001), tail length (F = 2.1; df = 87; p < 0.041), and proportion of yellow in lore (F = 
18.5; df = 87; p < 0.001), and the following four characters differed significantly between 
subspecies: bill length (F = 12.9; df = 137; p < 0.001), bill width (F = 7.0; df = 137; p < 
0.001), wing cord (F = 3.4; df = 82; p < 0.04) and proportion of yellow in lore (F = 25.7; df = 
87; p < 0.001). The Tukey HSD test revealed overlap between all homogeneous groups in all 
characters differing significantly between both populations and subspecies, and, thus, no 
exclusive groups were identified. Bill length plotted against proportion of yellow in lore 
resulted in overlap between all subspecies (Fig. 3). 
 Discriminant function analysis produced a final model with one function (eigenvalue 
= 0.64) and, of the seven characters, included only proportion of yellow in lore. The overall 
Wilk?s lambda was significant (? = 0.61, ?
2
  = 31.0, n = 89, p < 0.001). Classification and 
cross-validation both indicated that 66% of all individuals were assigned to the correct 
subspecies (Table 3). Removing stoddardi did not affect the classification results of dominica 
or albilora. The majority (73%) of incorrectly assigned individuals were collected near the 
dominica-albilora border in Alabama, Ohio, and North Carolina.  
 Four characters were significantly correlated with geography. Bill length (r = -0.41; n 
 36
= 138; p < 0.001; Fig. 4a) and proportion of yellow in lore (r = -0.57; n = 87; p < 0.001; Fig. 
4b) were both negatively correlated with longitude. Tail length (r = 0.37; n = 88; p < 0.001; 
Fig. 4c) and bill depth (r = 0.22; n = 133; p < 0.01; Fig. 4d) were both positively correlated 
with latitude, and proportion of yellow in lore (r = -0.32; n = 87; p < 0.005) was negatively 
correlated with latitude. 
DISCUSSION 
 Results from ANOVA indicate that there are significant differences in bill length, bill 
width, wing cord, and proportion of yellow in lore when samples are grouped by subspecies. 
There are also significant differences in several characters when samples are grouped by 
population. Post hoc tests, however, do not place populations into exclusive groups that 
correspond to subspecies and, instead, indicate that populations are more similar to their 
nearest geographical neighbor than they are to their subspecies. A most common, albeit 
arbitrary, cutoff point used to define subspecies in ornithology is 75% diagnosablity 
(Amadon 1949), and discriminant function analysis fails to assign at least 75% of either 
albilora or stoddardi individuals to the correct subspecies, suggesting there is only one 
continental Yellow-throated Warbler subspecies. The DFA correctly groups individuals from 
extreme eastern or western populations into subspecies but fails to correctly assign most 
albilora individuals from the more central Ohio and western Alabama populations or some 
dominica individuals from the more central North Carolina and eastern Alabama populations. 
Bill length and proportion of yellow in lore both gradually increase from west to east and do 
not show a sharp break, which would be indicative of discrete groups. Plotting bill length and 
proportion of yellow in lore together results in an undifferentiated cluster of points.  
Though stoddardi birds have longer bills on average than dominica birds, DFA fails 
 37
to distinguish stoddardi and assigns all of its individuals to dominica. The longer-billed birds 
on the Delmarva peninsula do not differ significantly from the nearby population on the 
western shore of Maryland. Thus, the three longest billed populations that I sampled were 
also the three populations within 30 km of the coast. This supports a previous study that 
suggested shorter-billed Yellow-throated Warbler populations were more prevalent inland 
where they may be more associated with deciduous forests and longer-billed forms are 
prevalent in coastal areas with long-coned pine forests (Ficken et al. 1968). This suggests 
stoddardi may be an isolated example of what is a common form along the Atlantic coast. 
This may be, as suggested by Ficken et al. (1968), an adaptive response to more specific 
coastal habitat perhaps in part due to competition with pine Warblers (Dendroica pinus).  
Bill shape differences between avian subspecies can be highly heritable (e.g. Schluter 
and Smith 1986) or greatly influenced by the rearing environment (e.g. James 1983). 
Transplant experiments with the Yellow-throated Warbler, such as those performed by James 
(1983) with Red-winged Blackbirds (Agelaius phoeniceus), could detect phenotypic 
plasticity in Yellow-throated Warbler bill shape. Lore color might also be heavily influenced 
by the environment. Carotenoids are probably responsible for the Yellow-throated Warbler?s 
yellow throat and lore, and increased carotenoid consumption can cause yellows and reds to 
bleed into other parts of a bird?s plumage (Hill 2002). Because eastern and western Yellow-
throated Warblers differ in their primary breeding habitat, it is likely they ingest different 
levels of carotenoids. A higher carotenoid diet in dominica may make it more likely to 
allocate carotenoids to the lore. Blue tits (Cyanistes caeruleus) obtain more carotenoids in a 
deciduous versus a coniferous forest, which is the opposite of what would be expected in the 
Yellow-throated Warbler (Partali et al. 1987). Because it is unknown exactly how the 
 38
Yellow-throated Warbler?s diet differs between eastern and western subspecies, it remains 
possible that the observed variation in lore color results from different diets. 
Overall, my observations indicate that there is much overlap in the morphological 
characters used to distinguish Yellow-throated Warbler subspecies. Average differences can 
distinguish subspecies when individuals from across the subspecies? range are included, but 
average differences have been argued to be insufficient for diagnosing subspecies (Patten and 
Unitt 2002). The clinal change in both bill length and proportion of yellow in lore is 
consistent with an environmental component to these characters though more study is 
needed. The failure of these analyses in identifying discrete groups within the Yellow-
throated Warbler corroborates earlier mtDNA surveys that indicated Yellow-throated 
Warbler subspecies were not evolutionary significant units (sensu Moritz 1994). While there 
is an interesting pattern of phenotypic variation within the Yellow-throated Warbler, there is 
probably little value in subdividing clinal continuums into different subspecies (Rising 2007). 
Therefore, I recommend eliminating the albilora subspecies. It is also clear that some avian 
subspecies were described with insufficient evidence and do not correspond to evolutionary 
lineages (e.g. Pruett et al. 2004). This seems to be the case with stoddardi as it can not be 
reliably diagnosed and there is no evidence that it is different from other long-billed forms 
common along the Atlantic coast. Therefore, I also recommend eliminating the subspecies 
stoddardi. 
ACKNOWLEDGEMENTS 
I would like to thank the Louisiana State University Museum of Natural History for 
access to their collection. This research was funded through grants from the Frank M. 
Chapman Memorial Fund, AMNH and the Walter F. Coxe Research Fund, Birmingham 
 39
Audubon Society. G. Hill, S. Santos, C. Guyer, and the Hill lab made significant 
improvements to the manuscript. 
 40
LITERATURE CITED 
Amadon, D. 1949. The seventy-five per cent rule for subspecies. Condor 51:250-258. 
Ball, Jr., R. M. and J. C. Avise. 1992. Mitochondrial DNA phylogeographic 
 differentiation among avian populations and the evolutionary significance of 
 subspecies. Auk 109:626?636. 
Curson, J., D. Quinn, and D. Beadle. 1994. Warblers of the Americas: an identification 
guide. Houghton Mifflin Company, New York. 
Dunn, J. L., K. L. Garrett 1997. A field guide to warblers of North America. Houghton 
 Mifflin Co., Boston. 
Ficken, R. W., M. S. Ficken, and D. H. Morse 1968. Competition and character displacement 
in two sympatric pine-dwelling Warblers (Dendroica, Parulidae). Evolution 22:307-
314. 
Hall, G. A. 1996. Yellow-throated Warbler (Dendroica dominica). In: The Birds of North 
 America (eds. Poole A, Gill F) The Academy of Natural Sciences, Philadelphia, and 
 The American Ornithologists? Union, Washington, D.C. 
Hill, G. E. 2002. A red bird in brown bag: the function and evolution of colorful plumage 
 in the house finch. Oxford University Press, New York.  
James, F. C. 1983. Environmental component of morphological differentiation in birds. 
Science 221:184-186. 
Mayr, E. 1982. Of what use are subspecies? Auk 99:593-595. 
Moritz, C. 1994. Defining ?evolutionary significant units? for conservation. Trends in 
 Ecology and Evolution 9:373?375. 
 
 41
Partali, V., S. Liaaen-Jensen, T. Slagsvold, and J. T. Lifjeld. 1987. Carotenoids in food 
 chain studies. II. The food chain of Parus spp. monitored by carotenoid analysis. 
 Comparative Biochemistry and Physiology B 87:885-888. 
Patten, M. A., and P. Unitt. 2002. Diagnosability versus mean differences of Sage  Sparrow 
 subspecies. Auk 119:26-35. 
Pruett, C. L., D. D. Gibson, and K. Winker. 2004. Amak Island Song Sparrows (Melospiza 
 melodia amaka) are not evolutionarily significant. Ornithological Science 3:133-
 138. 
Ridgway, R. 1902. The birds of North and Middle American: a descriptive catalog of the 
 higher groups, genera, species, and subspecies known to occur in North America. 
 United States National Museum Bulletin 50:578-584. 
Rising, J. D. 2007. Named subspecies and their significance in contemporary ornithology. 
 Ornithological Monographs 63:45-54. 
Schluter, D., and J. N. M. Smith 1986. Natural selection on beak and body size in the 
  song sparrow. Evolution 40:221-231. 
Stevenson, H. M., and B. H. Anderson. 1994. The birdlife of Florida. University Presses of 
 Florida, Tallahassee. 
Sutton, G. M. 1953. A new race of Yellow-throated Warbler from northwestern Florida. Auk 
68:27-29. 
Wilson, E. O., and W. L. Brown, Jr. 1953. The subspecies concept and its taxonomic 
 application. Systematic Zoology 2:97?111. 
 
 
 42
Zink, R. M. 2004. The role of subspecies in obscuring avian biological diversity and 
 misleading conservation policy. Proceedings of the Royal Society of London. 
 Series B, Biological Sciences 271:561?564. 
 43
Table 1. Numbers of male Yellow-throated Warblers examined in different parts of the 
species? range. Map numbers refer to numbers plotted on the map in Fig. 1. 
Map 
No. 
Population State Subspecies n Locality 
1 LA Louisiana albilora 4 Pointe Coupee Parish 
2 MO Missouri albilora 11 Oregon, Ripley Co. 
3 AL-West Alabama albilora 8 Lawrence Co. 
4 AL-East Alabama dominica 12 Conecuh, Macon, Talladega Co. 
5 FL-West Florida stoddardi 9 Wakulla Co. 
6 OH Ohio albilora 12 Lawrence Co. 
7 NC North 
Carolina 
dominica 9 Graham Co. 
8 FL-East Florida dominica 9 Marion Co. 
9 MD-West 
Coast 
Maryland dominica 7 Charles, Prince George, St. 
Mary?s Co. 
10 MD-
Delmarva 
Maryland dominica 8 Worcester Co. 
 Table 2. 
Morphological and plum
ag
e character m
easure
m
en
ts (m
ean ? SD) and ANOVA results for ten populations of 
Yellow-thro
ated W
arbler. See 
Table 1 for detailed population inform
ation.
 
Character 
LA
 
MO
 
AL-
W
est
 
AL-
E
ast
 
FL-West
 
OH
 
NC
 
FL-East
 
MD
-W
est
 
MD
-
Delm
arva
 
A
NOV
A 
F-value
 
Bill len
g
th
 
(m
m
)
 
9.
16
?
0.
40
 
9.
04
?
0.
56
 
9.
57
?
0.
31
 
9.
35
?
0.
35
 
10
.0
7
?
0
.
4
4
 
9
.
1
7?0
.4
1 
9
.
2
6?0
.3
0 
9
.
4
5?0
.3
2 
1
0.45?
0.68 
1
0.91?
0.4
9 
1
6
.8** 
Bill wid
t
h
 
(m
m
)
 
2
.
8
2
?0
.1
3 
3
.
4
7
?0
.1
2 
2
.
8
6
?0
.1
3 
3
.
4
4
?0
.5
4 
3
.
3
5
?0
.2
7 
2
.
8
4
?0
.1
4 
2
.
8
6
?0
.1
1 
2
.
7
8
?0
.2
2 
2
.
8
2
?0
.1
5 
2
.
8
2
?0
.0
1 
1
2
.9** 
Bill d
e
p
th
 
(m
m
)
 
3.
15
?
0.
09
 
3.
57
?
0.
16
 
3.
23
?
0.
11
 
3.
36
?
0.
19
 
3.
39
?
0.
14
 
3.
18
?
0.
15
 
3.
20
?
0.
01
 
3.
16
?
0.
11
 
3.
24
?
0.
08
 
3.
27
?
0.
15
 
8.
1*
*
 
Tars
us 
l
e
ngt
h
 
(m
m
)
 
17
.3
?
0
.
4
 
16
.7
?
0
.
6
 
16
.8
?
0
.
3
 
16
.9
?
0
.
8
 
16
.7
?
0
.
3
 
16
.6
?
0
.
3
 
16
.6
?
0
.
5
 
16
.8
?
0
.
4
 
16
.9
?
0
.
6
 
17
.2
?
0
.
4
 
1.
7
 
Wi
n
g
 c
o
r
d
 
(m
m
)
 
67
.4
?
2
.
3
 
67
.8
?
2
.
1
 
67
.1
?
1
.
2
 
68
.2
?
0
.
6
 
66
.2
?
1
.
4
 
67
.0
?
1
.
8
 
67
.4
?
1
.
5
 
66
.8
?
1
.
2
 
67
.7
?
0
.
8
 
67
.8
?
1
.
9
 
1.
4
 
Tail l
e
ngt
h
 
(m
m
)
 
48
.4
?
1
.
8
 
49
.9
?
1
.
5
 
50
.0
?
1
.
9
 
48
.9
?
1
.
1
 
48
.4
?
1
.
7
 
49
.8
?
1
.
5
 
49
.1
?
0
.
8
 
48
.8
?
1
.
1
 
49
.7
?
0
.
5
 
50
.4
?
1
.
3
 
2.
1*
 
Pr
opo
r
tion 
o
f
 yello
w 
in
 lore 
0
.
2
6
?0
.4
5 
0
.
1
1
?0
.0
5 
0
.
6
5
?0
.1
2 
0
.
6
5
?0
.1
8 
0
.
7
1
?0
.0
7 
0
.
3
8
?0
.2
7 
0
.
5
5
?0
.1
0 
0
.
8
4
?0
.0
9 
0
.
7
2
?0
.1
0 
0
.
7
6
?0
.1
2 
1
8
.5** 
44
* P<
0.
0
5;
 *
* 
P
<
0.
00
1
 
 
 45
Table 3. Predicted classification of Yellow-throated Warbler subspecies based on stepwise 
discriminant function analysis of seven morphological characters.  
 Predicted: 
dominica 
Predicted: 
albilora
Predicted: 
stoddardi
Correct 
classification (%) 
dominica 40 5 0 89 
albilora 16 19 0 54 
stoddardi 9 0 0 0 
 
 46
FIGURE CAPTIONS 
 
Figure 1. Breeding range of the Yellow-throated Warbler (shaded area; adapted from Dunn 
and Garrett 1997) and geographic locations of sampled population in this study (circles). The 
pie chart represents the average proportion of yellow in lore for that population. The size of 
the circles is proportional to average bill size for that population. Numbers correspond to 
populations in Table 1. The light gray area represents the range of albilora. Light blue area 
represents the range of dominica. Dark gray area represents the range of stoddardi. Numbers 
along the x-axis are longitude; numbers along the y-axis are latitude. 
 
Figure 2. Boxplots comparing significantly different (A) bill lengths and (B) proportion of 
yellow in lore between ten populations of the Yellow-throated Warbler. Horizontal lines in 
box plots show 10
th
, 25
th
, 50
th
, 75
th
, and 90
th
 percentiles. See Table 1 for detailed population 
information. 
 
Figure 3. Graph of the two most discriminating characters of Yellow-throated Warbler 
subspecies: bill length and proportion of yellow in lore. Open circles represent dominica, 
closed squares represent albilora, and stars represent stoddardi subspecies. 
 
Figure 4. Some significant correlations between morphological characters of the Yellow-
throated Warbler and geography. Open circles represent dominica, closed squares represent 
albilora, and stars represent stoddardi subspecies. 
 
 
 
 
 
 
 
 
 
 
 
Figure 1.
 47
Bill len
g
th (mm)
12
11
10
9
8
7
A.
M
D
-D
e
lmarva
MD
-W
e
s
t
 C
o
a
s
t
FL-
E
a
st
NCOHFL-
We
s
t
A
L
-
E
ast
AL
-
We
st
MOLA
Proportion of ye
llow in
 lore
1.0
.8
.6
.4
.2
0.0
B.
 
 
Figure 2. 
 48
 
 
 
 
Yellow proportion of lore
1.21.0.8.6.4.20.0-.2
Bill le
n
g
th (mm)
12.0
11.5
11.0
10.5
10.0
9.5
9.0
8.5
8.0
 
 
 
 
 
 
Figure 3. 
 49
 
 
50
Ta il length  (mm )
54 52 50 48 46 44
Yellow proport i o n  of  lore
1.
2
1.
0
.8 .6 .4 .2
0.
0
-.2
Longitude
100
90
80
70
Bill len g th (mm)
12 11 10
9 8 7
La
titude
40
38
36
34
32
30
28
Bill depth  (mm)
4.
0
3.
8
3.
6
3.
4
3.
2
3.
0
2.
8
A.
C.
B.
D.
Figure 4.