Applications of Electrochemical Impedance Spectroscopy to in-situ Dynamic 
Characterization of Energy Conversion and Storage Systems 
 
by 
 
Ying Zhu 
 
 
 
 
A dissertation submitted to the Graduate Faculty of 
Auburn University 
in partial fulfillment of the 
requirements for the Degree of 
Doctor of Philosophy 
 
Auburn, Alabama 
December 14th, 2013 
 
 
 
 
Keywords: impedance spectroscopy, equivalent circuit simulation, 
proton exchange membrane fuel cell, solid oxide fuel cell, Ni-MH rechargeable battery 
 
 
Copyright 2013 by Ying Zhu 
 
 
Approved by 
 
Bruce J. Tatarchuk, Chair, Charles E. Gavin III Professor of Chemical Engineering 
Mario R. Eden, Joe T. & Billie Carole McMillan Professor of Chemical Engineering 
R. Mark Nelms, Professor of Electrical and Computer Engineering 
Jin Wang, B. Redd Associate Professor of Chemical Engineering 
 
 
Abstract 
 
 
 Electrochemical impedance spectroscopy (EIS) is considered as a powerful and valid 
technique for non-destructive in-situ dynamic measurement of electrochemical power 
systems. Together with equivalent circuit (EC) simulation, EIS is competent to perform 
impedance simulation, system characterization, mechanism validation, performance 
evaluation, and system diagnostics. The impedance measurement and simulation of both 
energy conversion systems and energy storage systems are presented in this dissertation.  
 The performance of a commercial high temperature proton exchange membrane 
(PEM) fuel cell tack module is studied by measuring its impedance at various current 
loads and different operating temperatures above 100?C. The high temperature operation 
is achieved by its novel phosphoric acid (PA) doped polybenzimidazole (PBI) 
membranes. The performance of a traditional PEM stack module operated at a 
temperature below 65?C is also studied by impedance measurement. A generalized EC 
model is proposed and validated to simulate both commercial PEM fuel cell stacks. The 
performance comparison between two stacks and the performance degradation of HT-
PEM fuel cell stack are analyzed qualitatively and quantitatively based on EC simulation 
and impedance interpretation. The impedance study on PEM stacks at commercial level 
reveals a more realistic status of current fuel cell development. 
 The single cells of tubular solid oxide fuel cell (T-SOFC) fueled directly with
ii 
reformate mixture are studied by impedance measurement and EC simulation. Due to the 
complexity and uncertainty of SOFC mechanisms and the difficulty of SOFC operation at 
varying conditions, the EC simulation lacks validation for impedance interpretation. 
However, the impedance spectra measured under limited operation conditions still 
provide the preliminary validation for the physical interpretation of the proposed EC 
model. The measurements and simulation performed on the T-SOFC single cell tubes 
provide experimental data for studies on reformate fueled SOFC systems. 
 Impedance measurement and EC simulation are also applied to two commercial Ni-
MH D-size rechargeable cells at different state-of-health (SoH). Their impedance spectra 
are measured and simulated at varying state-of-charge (SoC) levels. A validated EC 
model can be utilized to find out the correlation between battery impedance and SoC for 
power prediction and battery diagnostics. The prediction of battery SoC is useful to 
further develop a powerful and efficient smart-charging system for portable electronics 
and even electric vehicle development. 
 
iii 
Acknowledgments 
 
 
 The author, Ying Zhu, would like to express the gratitude to her advisor, Dr. Bruce J. 
Tatarchuk, for his motivated guidance, insightful advices, and generous supports. The 
great appreciations also go to Ying's committee, Dr Mario Richard Eden, Dr. Robert 
Mark Nelms, Dr. Jin Wang, and the university reader Dr Curtis Shannon for their 
discerning suggestions and comments. 
 The author would like to thank Dr. Wenhua Zhu for his general expertise; Dr. Robert 
U. Payne, Zenda Davis, Dr. Donald Cahela, and Dr. Hongyun Yang for their suggestions 
help on experiments and data analysis; Mr. Dwight Cahela, Mrs. Kimberly Dennis, and 
all CM3 group members for their contributions to the research life of the author. 
 The author would like to give her special appreciation to her father Mr. Jialin Zhu, 
her mother Mrs. Fengsen Huang, and her husband Dr. Yixian Yang for their enduring 
dedications and supports. 
 This work was performed under a U.S. Army contract (W56HZV-05-C0686) at 
Auburn University administered through TARDEC. 
iv 
Table of Contents 
 
 
Abstract ............................................................................................................................ ii 
Acknowledgement .......................................................................................................... iv 
List of Tables ....................................................................................................................x 
List of Figures ................................................................................................................. xi 
Chapter 1 Backgrounds and Introduction .........................................................................1 
 1.1 Motivation........................................................................... .....................................1 
 1.2 Energy conversion systems ......................................................................................4 
  1.2.1 Fuel Cells ...........................................................................................................4 
  1.2.2 Classifications ....................................................................................................6 
  1.2.3 Proton exchange membrane (PEM) fuel cells ...................................................8 
   1.2.3.1 Basic mechanisms ........................................................................................8 
   1.2.3.2 Current challenges to applications ...............................................................9 
  1.2.4 High Temperature (HT) PEM Fuel Cells ........................................................ 11 
   1.2.4.1 PA-PBI membranes ...................................................................................11 
   1.2.4.2 Proton conduction mechanisms .................................................................12 
  1.2.5 Solid oxide fuel cells (SOFCs) ........................................................................14 
   1.2.5.1 Current development ..................................................................................14 
   1.2.5.2 Basic mechanisms ......................................................................................15 
 1.3 Energy storage systems ..........................................................................................17 
v 
vi 
  1.3.1 Rechargeable batteries .....................................................................................17 
  1.3.2 Nickel-Metal Hydride rechargeable batteries ..................................................18 
   1.3.2.1 Development and advantages ....................................................................18 
   1.3.2.2 Basic mechanisms ......................................................................................20 
 1.4 Conclusion .............................................................................................................22 
 References.......... ..........................................................................................................23 
Chapter 2 Electrochemical Impedance Spectroscopy .....................................................27 
 2.1 Electrochemical system evaluation and diagnostics ..............................................27 
  2.1.1 Purposes and procedures ..................................................................................27 
  2.1.2 Non-destructive in-situ diagnostic tools ..........................................................29 
 2.2 Electrochemical impedance spectroscopy (EIS) ....................................................31 
  2.2.1 Measuring techniques ......................................................................................32 
  2.2.2 Data presentation .............................................................................................37
  2.2.3 Equivalent circuit (EC) simulation and data interpretation ............................ 39 
   2.2.3.1 Ideal EC elements ......................................................................................41 
   2.2.3.2 Non-ideal EC elements ..............................................................................41 
   2.2.3.3 Typical EC circuits ....................................................................................48 
 References.......... ..........................................................................................................53 
Chapter 3 EIS Application to Proton Exchange Membrane Fuel Cells I .......................56 
 3.1 Introduction ............................................................................................................56 
  3.1.1 Impedance measurement of HT-PEM fuel cells ..............................................57 
  3.1.2 Current discussions on impedance analysis .....................................................58 
  3.1.2.1 Ohmic resistance ...........................................................................................59 
   3.1.2.2 High frequency impedance arc ..................................................................59 
   3.1.2.3 Middle frequency impedance arc ...............................................................61 
   3.1.2.4 Low frequency impedance arc ...................................................................61 
 3.2 Experimental details...............................................................................................62 
  3.2.1 HT-PEM fuel cell stack ...................................................................................62 
  3.2.2 Traditional PEM fuel cell stack .......................................................................64 
 3.3 Results and discussion ...........................................................................................65 
  3.3.1 Impedance spectra of HT-PEM fuel cell stack ................................................65 
  3.3.2 EC simulation of HT-PEM fuel cell stack .......................................................65 
   3.3.2.1 EC model for simulation ............................................................................65 
   3.3.2.2 EC element interpretation ..........................................................................71 
  3.3.3 EC simulation of traditional PEM....................................................................80 
  3.3.4 Comparison between HT-PEM and traditional PEM ......................................86 
 3.4 Conclusion.... .........................................................................................................88 
 References.......... ..........................................................................................................90 
Chapter 4 EIS Application to Proton Exchange Membrane Fuel Cells II ......................93 
 4.1 Introduction ............................................................................................................93 
 4.2 Experimental details...............................................................................................94 
  4.2.1 EIS measurement .............................................................................................94 
  4.2.2 Polarization curves ...........................................................................................94 
 4.3 Results and discussion ...........................................................................................95 
  4.3.1 EC simulation of the first set of data ...............................................................95 
   4.3.1.1 Impedance dependence on current density ................................................95 
vii 
   4.3.1.2 Impedance dependence on temperature .....................................................98 
  4.3.2 Stack degradation ...........................................................................................102 
   4.3.2.1 Comparison between two sets data of impedance spectra .......................102 
   4.3.2.2 Comparison between polarization curves ................................................105 
 4.4 Conclusion ...........................................................................................................109 
 Reference ...................................................................................................................111 
Chapter 5 EIS Application to Tubular Solid Oxide Fuel Cells .....................................112 
 5.1 Introduction.. ........................................................................................................112 
 5.2 Cell descriptions and experimental details ..........................................................112 
  5.2.1 Tubular solid oxide fuel cells .........................................................................112 
  5.2.2 Experiments ...................................................................................................113 
 5.3 Results and discussion .........................................................................................114 
  5.3.1 Comparison of impedance spectra between cells ..........................................114 
  5.3.2 EC simulation.................................................................................................116 
  5.3.3 Impedance interpretation ...............................................................................120 
   5.3.3.1 Dependence of temperature .....................................................................120 
   5.3.3.2 Dependence of current density .................................................................123 
   5.3.3.3 Dependence of fuel utilization .................................................................126 
 5.4 Conclusion... ........................................................................................................126 
 Reference.............. .....................................................................................................129 
Chapter 6 EIS Application to Ni-MH Rechargeable Batteries .....................................130 
 6.1 Introduction ..........................................................................................................130 
 6.2 Experimental details.............................................................................................130 
viii 
ix 
 6.3 Results and discussion .........................................................................................133 
  6.3.1 Electrode compositions ..................................................................................133 
  6.3.2 Impedance spectra and EC simulation ...........................................................133 
  6.3.3 EC element interpretation ..............................................................................142 
   6.3.3.1 Mechanism on negative electrodes ..........................................................143 
   6.3.3.2 Mechanism on positive electrodes ...........................................................144 
   6.3.3.3 Full battery impedance .............................................................................145 
  6.3.4 Correlation between impedance and SoR/SoC ..............................................146 
 6.4 Conclusion.... .......................................................................................................153 
 References.......... ........................................................................................................155 
Chapter 7 Conclusion and Future Work .......................................................................157 
 7.1 General conclusion...............................................................................................157 
 7.2 Challenges to the future .......................................................................................158 
  7.2.1 Energy conversion systems ............................................................................158 
  7.2.2 Energy storage systems ..................................................................................159 
Publications............... ....................................................................................................162 
 
List of Tables 
 
 
Table 2.1 The mathematical expressions and physical meanings of ideal 
EC elements ...............................................................................................42 
Table 4.1 The fitting data of ohmic and polarization resistance calculated 
from the EC simulation ........................................................................... 104 
 
x 
List of Figures 
 
 
Figure 1.1 U.S. primary energy consumption estimated by major source, 
1949 - 2011 ..................................................................................................2 
Figure 1.2 Illustration of Ni-MH rechargeable battery mechanism and its 
over-charge protection mechanism ............................................................21 
Figure 2.1 A typical connection diagram for ac impedance measurement 
conducted on PEM fuel cell stacks ............................................................35 
Figure 2.2 Examples of (a) Nyquist plot and (b) Bode Plot ........................................38 
Figure 2.3 Illustration of impedance spectra of ideal EC elements in Nyquist 
plot .............................................................................................................43 
Figure 2.4 Illustration of impedance spectra of constant phase element in 
Nyquist plot................................................................................................45 
Figure 2.5 Illustration of impedance spectra of finite diffusion element in 
Nyquist plot................................................................................................47 
Figure 2.6 Illustration of impedance spectrum of (CR) and (QR) sub-circuit 
in Nyquist plot ...........................................................................................49 
Figure 2.7 Nyquist plot of Randle's circuit .................................................................51 
Figure 2.8 Nyquist plot of a typical EC model for batteries and fuel cells .................52 
Figure 3.1 Illustration of the electrical configuration for obtaining 
impedance data from the HT-PEM stack ...................................................63 
Figure 3.2 Impedance spectra of the HT-PEM fuel cell stack measured at a 
current density of (?) 100 mA cm
-2
, (?) 200 mA cm
-2
, (?) 267 
mA cm
-2
, (?) 300 mA cm
-2
, and (?) 333 mA cm
-2
. ...................................66 
Figure 3.3 The non-ideal EC model proposed to simulate the HT-PEM fuel 
cell stack ....................................................................................................68 
Figure 3.4 The impedance spectrum of the HT-PEM fuel cell stack 
measured under a current load of 9 A (200 mA cm
-2
). The
xi 
    operating temperature is set at 160?C ........................................................69 
Figure 3.5 The impedance spectra of the HT-PEM fuel cell stack measured 
under various current loads. The operating temperature is set at 
160?C .........................................................................................................70
Figure 3.6 The dependence of stack ohmic resistance (R
?
) and anode 
activation resistance of HOR process (R
a
), and cathode activation 
resistance of ORR process (R
c
) on current density ....................................73 
Figure 3.7 The dependence of stack cathode activation resistance of ORR 
process (R
c
) and the equivalent diffusion resistance (R
O
) on 
current density............................................................................................74 
Figure 3.8 The values of the time constant parameter of FDE (B, in the unit 
of sec
1/2
) simulated from the impedance spectra of HT-PEM fuel 
cell stack at an operating temperature of 160?C and changing 
current density............................................................................................78 
Figure 3.9 The ideal EC model with three time constants ..........................................81 
Figure 3.10 The impedance spectrum of the traditional PEM fuel cell stack 
(?) measured under a dc current load of 24.4 A (200 mA cm
-2
). 
The solid fitting curve is simulated from the non-ideal EC model 
(Figure 3.3). Pure H
2
 and ambient air are supplied to the stack ................82 
Figure 3.11 Stack impedance of the traditional PEM fuel cell stack measured 
at a current  density of (?) 100 mA cm
-2
, (?) 200 mA cm
-2
, and 
(?) 267 mA cm
-2
, along with their fitting curves simulated from 
the non-ideal EC model (Figure 3.3) .........................................................84 
Figure 3.12 The values of the equivalent diffusion resistance R
O
 simulated 
from the impedance spectra of traditional PEM fuel cell stack 
under changing current density ..................................................................85 
Figure 3.13 Impedance comparison between the traditional PEM fuel cell 
stack module and the HT-PEM fuel cell stack based on a 
normalized impedance in the unit of ??cm
2
 per cell. Ohmic 
resistances are not included in the comparison ..........................................87 
Figure 4.1 The impedance spectra of the HT-PEM fuel cell stack module 
collected at an operating temperature set at 120?C under varying 
current load density and their fitting curves simulated from the 
stack EC model ..........................................................................................96 
Figure 4.2 The impedance spectra of the HT-PEM fuel cell stack module 
collected at an operating temperature set at 140?C under varying 
xii 
xiii 
current load density and their fitting curves simulated from the 
stack EC model ..........................................................................................97 
Figure 4.3 The impedance spectra of the HT-PEM fuel cell stack module 
measured under a current load of 9 A (200 mA cm
-2
) at varying 
operating temperatures ...............................................................................99 
Figure 4.4 The dependence of stack module ohmic resistance and anode 
HOR charge transfer resistance on temperature ......................................100 
Figure 4.5 The dependence of stack cathode ORR resistance on temperature .........101 
Figure 4.6 The (a) first and (b) second set of impedance data collected at 
160?C and varying current density ..........................................................103 
Figure 4.7 Two sets of impedance data collected from the high temperature 
PEM fuel cell stack under the same setting of operating 
conditions .................................................................................................106 
Figure 4.8 The voltage of each single cell in the stack when conducting the 
first set and the second set of impedance measurement ..........................107 
Figure 4.9 Comparison between the polarization curves collected from the 
HT-PEM stack module at its BOL and during the impedance 
measurement ............................................................................................108 
Figure 5.1 Impedance spectra of Cell 1 (?), Cell 3 (?), and Cell 5 (?) 
measured under a current density of 120 mA cm
-2
 at 800?C with 
a fuel utilization of 50% ...........................................................................115 
Figure 5.2 Impedance spectra of Cell 3 (?) measured under a current 
density of 120 mA cm
-2
 at 800?C with a fuel utilization of 50%. ............117 
Figure 5.3 Non-ideal EC model for T-SOFC single cell simulation .........................118 
Figure 5.4 Impedance spectra of Cell 3 measured when the operating 
temperature is set at (?) 750?C and (?) 800?C, along with their fit 
curves simulated from the non-ideal EC model (Figure 5.3). The 
current density is 120 mA cm
-2
 with a fuel utilization of 50% ................121 
Figure 5.5 Values of resistance elements in the proposed non-ideal EC 
model (Figure 5.3) calculated from the simulation of Cell 3, 
operating at different temperature of 750?C and 800?C under a 
current density of 120 mA cm
-2
 with a fuel utilization of 50%. 
The impedance spectra for simulation are shown in Figure 5.4 ..............122 
xiv 
Figure 5.6 Impedance spectra of Cell 3 measured under a current density of 
(?) 120 mA cm
-2
 and (?) 150 mA cm
-2
, along with their fit 
curves simulated from the non-ideal EC model (Figure 5.3). The 
operating temperature is set at 750?C, with a fuel utilization of 
50% ..........................................................................................................124 
Figure 5.7 Values of resistance elements in the proposed non-ideal EC 
model (Figure 5.3) calculated from the simulation of Cell 3, 
operating at different current density of 120 mA cm
-2
 and 150 
mA cm
-2
 at a temperature of 750?C with a fuel utilization of 
50%. The impedance spectra for simulation are shown in Figure 
5.6 ............................................................................................................125 
Figure 5.8 Impedance spectra of Cell 3 measured when operating with a 
fuel utilization (FU) of (?) 29%, (?) 50%, and (?) 75% along 
with their fit curves simulated from the non-ideal EC model 
(Figure 5.3). The operating temperature is set at 750?C, with a 
current density load of 120 mA cm
-2
 .......................................................127 
Figure 6.1 Impedance spectra of NiMH Cell A and Cell B measured after 
charging to the SoR level at 40%, 60%, and 100% .................................134 
Figure 6.2 EC diagram employed to simulate the impedance spectra 
measured from NiMH rechargeable cells ................................................136 
Figure 6.3 The typical EC model for NiMH cells based on Randles circuit.............137 
Figure 6.4 Impedance spectra measured from Cell A at 30% SoR level and 
simulated by the EC model proposed in Figure 5.3 .................................139 
Figure 6.5 Impedance spectra measured from Ni-MH Cell B at different 
SoR level and their fitting curves simulated from the EC diagram 
shown in Figure 5.3 .................................................................................140 
Figure 6.6 Impedance spectra measured from Ni-MH Cell B at different 
SoR level and their fitting curves simulated from the EC diagram 
shown in Figure 5.3 .................................................................................141 
Figure 6.7 Correlation between SoC and SoR ..........................................................147 
Figure 6.8 Ohmic resistance of Cell A and Cell B at different SoR levels ...............149 
Figure 6.9 Charge transfer resistance contributed by HOR process on 
negative electrodes of Cell A and Cell B at different SoR level .............150 
xv 
Figure 6.10 Charge transfer resistance contributed by NiOOH reduction 
process on positive electrodes of Cell A and Cell B at different 
SoR level ..................................................................................................151 
 
 
Chapter 1 
Backgrounds and Introduction 
1.1. Motivation 
 After being recognized as one of the most important energy sources in the late 
eighteenth century, fossil fuels arose to predominate the commercial implementation of 
energy conversion and power generation along with the development of combustion 
engines. However, there are two severe challenges to combustion engines and fossil fuel 
systems. One is the environmental crisis brought by the consumption of fossil fuels. 
According to the statistic data of U.S. Energy Information Administration (EIA), over 
80% of U.S. primary energy consumption comes from fossil fuels in 2011 (Figure 1.1) 
[1]. It includes 35% of consumption from petroleum, 25% from natural gas, and 20% 
from coal. Although the emergence and development of renewable and nuclear energy 
save the consumption of fossil fuels in some applications, the dramatically growing 
energy demands could not be satisfied without the increasing consumption of fossil fuels. 
The indisputable dependence upon the non-renewable combustion sources inevitably 
brings excessive emission of greenhouse gases, generation of other water and air 
pollutions (sulfuric, carbonic, and nitric acid, heavy metals, and organic compounds), and 
depletion of natural resources. U.S. Environmental Protection Agency (EPA) reported 
that 89% of greenhouse gas emissions in 2010 [2] were produced from combustion 
sources. The application of alternative energy sources can provide a feasible solution to
            1
 
 
Figu
re 1.1.
 U. 
S. 
prim
ary
 en
erg
y 
consum
pti
on 
esti
mate
d 
by
 major
 sour
ce, 
1949 
- 2011. 
The
 fossil
 fue
ls 
include
s the 
sourc
es 
of 
pe
trole
um (35%
), n
atura
l g
as 
(25%
), a
nd c
oa
l (20
%). (
Da
ta sour
ce: US
 EIA
 Annua
l Ene
rgy
 R
evie
w 2011 
[1]
) 
            2
 
the issues of combustion sources. This idea inspires the development of Fischer-Tropsch 
synthetic fuels [3-5], biofuels [6, 7], and hydrogen fuel [8, 9]. 
 The other severe issue of combustion system is its low energy conversion efficiency. 
Based on the current technology, the traditional automobile engines generally perform at 
an energy efficiency between 17% to 23% [10]. Even with further improvement, the 
expected thermal efficiency of a well designed combustion engine is still restricted by the 
intrinsic characteristics of the Carnot cycle according to the Second Law of 
Thermodynamics. A large portion of input chemical energy has to be consumed to 
overcome the energy losses due to irreversible processes and temperature gradient. The 
low efficiency not only decreases the economical efficiency, but also increases the 
pollution due to incomplete combustion of fuels. The more fuels consumed, the more 
economic losses will cost and the more pollution will produced. Other than developing 
alternative fuels for combustion systems, it improves the energy sustainability and power 
economics in essence to replace the combustion systems with other high energy efficient 
systems. 
 Electrochemical cell is a promising alternative to traditional combustion engine for 
commercial applications. Its maximum conversion efficiency is no longer vulnerable to 
the criteria of the Carnot cycle. The electrochemical work is a type of non-expansion 
work. A reversible electrochemical process at constant temperature and pressure 
theoretically converts all of the Gibbs energy change to electrochemical work. A 
theoretical comparison between a hydrogen-oxygen (H2-O2) electrochemical cell and a 
reversible heat engine shown that the reversible work of the electrochemical cell was 
            3
 
much larger than the heat engine at the temperatures below 950 K and even larger than 
twice below 500 K [11]. The development and improvement of electrochemical cells, 
including fuel cells and rechargeable batteries, provide the practical and effective solution 
for energy sustainability and efficiency. 
1.2. Energy conversion systems 
1.2.1. Fuel cells 
 Fuel cells are capable of continuously converting chemical energy to electrical 
energy at a high energy efficiency level without combustion. Similar to combustion 
engines, fuel cells produce energy in real time without energy storage. A continuous 
supplement of fuel is required for non-interrupted cell operation. A proper system design 
is important to establish a reliable and durable fuel cell system that can be used as an 
enduring, high efficient, and environmentally benign power source for many applications, 
such as global transportations, portable devices, and residential backups. Along with fuel 
processors, power electronics, and thermal management, fuel cells can consist a 
integrated system called the combined heat and power (CHP) [12]. It is able to produce 
both electricity and heat simultaneously from the same power source. 
 The concept of fuel cell was firstly demonstrated by Humphry Davy in 1801. It was 
then further developed into principle by Christian Friedrich Sch?nbein in 1838. Shortly 
after that, the first functional fuel cell was successfully constructed by William Grove in 
1839 [13], called "gaseous voltaic battery" [14]. With Grove's demonstration model, it 
was successfully proved that the reaction of hydrogen (H2) and oxygen (O2) could 
produce electricity. Based on others' experience and attempts at improving the ?gas 
            4
 
battery?, Ludwig Mond and Carl Langer developed the first practical system to produce 
electricity. Their ?new gas battery? [15] published in 1889 was considered as the 
prototype of current fuel cells. However, it was not until 1960s when the commercial 
application of fuel cell was initially accomplished in NASA's Gemini program [11]. Later 
in 1967, the hydrogen powered fuel cell vehicle produced by General Motors [11] 
inspired the research and development of fuel cell application to commercial 
automotives. The increasing demand for novel energy systems to replace the combustion 
engines accelerates the improvement of fuel cells. It is possible to attain an energy 
efficiency up to 45% in a commercial proton exchange membrane (PEM) fuel cell system 
[11], and as high as 60% by a natural gas powered solid oxide fuel cell (SOFC) device 
(named BlueGen, announced by Ceramic Fuel Cells Limited in 2009 [16]). 
 The attraction of fuel cell lies in its simple chemistry but complicated mechanisms. 
For general hydrogen fueled cells, the chemical reactions of half cells are hydrogen 
oxidation reaction (HOR) at anodes and oxygen reduction reaction (ORR) at cathodes. 
The detailed cell mechanisms of fuel cells change one from another with different 
electrode catalyst, electrolyte materials, electrode / electrolyte interface structure, fuel gas 
compositions, and fuel cell operating conditions. For example, the charge carrier through 
electrolytes of H2-O2 fuel cells could be protons (H+), hydroxyl ions (OH-), carbonate 
ions (CO32-), and oxygen ions (O2-) depending on different electrolyte compositions, 
which further changes the half cell reactions and electrode mechanisms. 
            5
 
1.2.2. Classifications 
 According to current manufacture technologies, fuel cells can be classified into five 
main types based on the characteristics of their electrolytes [17]. They are alkaline fuel 
cells (AFC), proton exchange membrane (PEM) fuel cells, phosphoric acid fuel cells 
(PAFC), molten carbonate fuel cells (MCFC), and solid oxide fuel cells (SOFC). 
 AFC utilizes aqueous alkaline solutions as electrolyte, generally potassium 
hydroxide (KOH) solution. The hydroxyl ions (OH?) in the electrolyte solution are the 
charge carrier. This type of fuel cell is able to be operated at high temperature around 
250?C with high concentrated KOH solution (85wt%) or at a temperature lower than 
120?C with lower concentrated KOH solution (35wt% to 50wt%) [18]. Although the 
aqueous status and sensitivity of its electrolyte brings high requirements on handling, 
transportation, and fuel purity, AFC is one of the most preferred choices for the Space 
Shuttle Program because of its low manufacture cost, high energy efficiency, and 
moderate operating conditions. 
 PEM fuel cell is equipped with solid polymer electrolyte that well overcomes the 
drawbacks of AFC. The aqueous status and sensitivity of electrolyte are no long the 
restrictions of fuel cell handling. The charge carrier of this type of fuel cell is proton. 
After its birth, PEM fuel cell successfully replaced the applications of AFC in many 
areas, especially as stationary, portable, and transport fuel cells. It performs a highest 
power density of about 350 mA/cm2 among all five fuel cell types [19], and becomes one 
of the most promising solutions to combustion engines. 
            6
 
 PAFC was the first type of fuel cells to be commercialized and widely employed for 
stationary applications [14]. It uses concentrated or liquid phosphoric acid (H3PO4, 
abbreviated to PA) as electrolyte. Proton transport is responsible for the electrolyte 
conductivity. Its optimal operating temperature ranges from 150?C to 220?C [18]. 
However, the development of PAFC was slowed and gradually replaced by PEM fuel cell 
because of the high cost of fuel processing and stack materials [18]. 
 A molten mixture of alkali metal carbonates is employed as the electrolyte of MCFC. 
Unique to other types, carbonate ions (CO32-) provide ionic conductivity of the electrolyte 
[14]. Its high operating temperature up to around 650?C solves several issues existing in 
low temperature fuel cells, such as fuel purification, catalyst activity, and heat 
management. However, the unique electrolyte and high temperature brings new problems 
of corrosion and stability. Its low power density comparing to other types of fuel cells 
also limits the practical applications of MCFC. 
 SOFC employ solid and nonporous metal oxide [18] as its electrolytes. The charge 
carriers could be oxygen ions (O2-) and protons (H+) depending on different electrolyte 
compositions. Due to restrictions on materials and fuel compositions, the development of 
current SOFC technology generally focuses on O2- conducting electrolytes. The 
extremely high temperature, ranging between 600?C to 1000?C, overcomes the poisoning 
issues of low temperature fuel cells and improves cell kinetics and heat management. An 
electrical efficiency of 60% were announced to be achieved in 2009 by a natural gas 
powered SOFC device (BlueGen by Ceramic Fuel Cells Limited, [16]). On the other 
hand, the high operating temperature also becomes the cause of disadvantages. SOFCs 
            7
 
operating at lower temperature ranges are under development to overcome the issues of 
material fabrication, condition stability, and system compatibility. 
 In some other cases, fuel cells can also be classified according to fuel types [18]. 
Direct methanol fuel cell (DMFC) has a supplement of methanol without reforming. It 
employs the same cell structure as PEM fuel cell, but performs higher energy density. 
The issue hindering the commercial development of DMFC lies in its slower oxidation 
kinetics and sever fuel crossover [20]. Solid carbon can be supplied directly to AFC, 
MCFC, and SOFC without gasification. It is called direct carbon fuel cell (DCFC). A 
great improvement of coal-based power generation with high efficient energy conversion 
is achievable if DCFCs can be developed into practical systems [18]. 
1.2.3. Proton exchange membrane (PEM) fuel cells 
1.2.3.1.Basic mechanisms 
 PEM fuel cell is one of the most developed fuel cell types that have large prospect in 
commercial applications. The employment of polymer electrolyte membranes well 
overcomes the limitations of aqueous electrolyte. The solid and thin electrolyte improves 
the durability, portability, and safety of PEM fuel cells. The half-cell reactions of PEM 
fuel cells are: 
   Anode:              (HOR)   (1.1) 
   Cathode:                 (ORR)   (1.2) 
Based on the current research results, platinum (Pt) is considered as the best catalyst for 
reactions at both electrodes [21]. Although the detailed mechanisms are still under 
discussion, HOR process has proven to have very fast kinetics. The activation losses of 
            8
 
PEM fuel cells are usually contributed by ORR process, either controlled by the 
adsorption of oxygen onto the electrode or by the transport of oxygen ions to the 
electrode/electrolyte interfaces. The polymer electrolytes of fuel cell allow the 
penetration of protons only but insulate electrons, which ensures the correct direction of 
electron migration to produce electricity. The migration of protons though electrolytes is 
fulfilled by the proton-hopping mechanism along the chains of water molecules and 
hydrophilic acid groups bonded to the hydrophobic polymer backbones [22, 23]. The 
membrane conductivity significantly depends on the water uptake of the electrolyte 
polymers, which is sensitive to relative humidity and temperature. 
1.2.3.2.Current challenges to applications 
 Most of traditional PEM fuel cells for commercial application are featured by 
perfluorosulfonic acid (PFSA) based membranes. The sulfonic acid groups are the 
hydrophilic groups that provide proton conductivity. And the perfluorinated polymers are 
the hydrophobic backbones to provide mechanical supports. Commercial products of 
PFSA membranes were first produced by DuPont in1970s [19], called Nafion?. This 
became a standard prototype and quickly followed by several different modified types, 
such as Flemion? by Asahi Glass, Aciplex-S? by Asahi Chemical, and Dow? by Dow 
Chemical. PFSA was found to be one of the most promising membranes for PEM fuel 
cell commercial applications. It exhibits great proton conductivity, high hydrogen and 
oxygen solubility, fast electrode reaction kinetics, excellent mechanical properties, but 
low gas permeability [22]. The commercial Nafion was reported to achieve a lifetime of 
over 60,000 hours under fuel cell operating conditions [20, 22]. 
            9
 
 It is critical to maintain the level of water uptake in PFSA membranes, because the 
proton conductivity relies on the membrane water content. Membrane dehydration occurs 
when the operating temperature exceeds the boiling point of water. It not only degrades 
the proton conductivity but also causes severe membrane shrinkage [22]. To ensure a 
functional and long-term operation, the temperature of PEM fuel cells has to be restricted 
below 100?C under ambient pressure. On the other hand, higher temperature provides 
better cell performance. A temperature of around 80?C has been considered as the 
optimal condition for PEM fuel cell operation under ambient pressure. However, this 
operating condition is close to the boiling point of  water. Attentions have to be paid to 
gas-liquid dual phase water management. 
 Carbon monoxide (CO) poisoning of the electrode catalyst become one of the most 
critical concerns of PEM fuel cell applications. For carbon-supported Pt electrode 
catalyst, a CO content of only 10 ppm to 20 ppm [24] in the fuel supplement causes 
severe degradation in the PEM fuel cell operated at 80?C. The HOR process at anode 
electrodes on Pt catalyst follows the reaction path of dissociative chemisorption of 
hydrogen and electrochemical oxidation of adsorbed hydrogen atoms. The catalyst 
poisoning is resulted from the adsorption of CO molecules to the Pt sites, competing with 
the chemisorption of hydrogen. The consumption of Pt sites by CO molecules impedes 
the following electrochemical oxidation of hydrogen. The adsorption of CO on Pt 
exhibits a large negative standard entropy [24]. An elevated temperature can theoretically 
enhance the selectivity of hydrogen adsorption on Pt. The experimental results show that 
the CO tolerance of PEM fuel cells can significantly increases up to 30,000 ppm at 200?C 
[25]. 
            10
 
 Other challenges to the traditional PEM fuel cells include the development of 
hydrogen infrastructure for direct hydrogen supply, the potential applications of methanol 
reformate and direct methanol power systems, and thermal management and heat 
recovery due to low operating temperature [22]. 
1.2.4. High temperature (HT) PEM fuel cells 
1.2.4.1.Phosphoric acid (PA) doped polybenzimidazole (PBI) membranes 
 Most concerns of PFSA membrane based traditional PEM fuel cells can be meliorate 
by elevating the operating temperature. Thus, it is desired to develop alternative 
membranes to overcome the temperature limitation of PFSA membranes. Three different 
types of alternative membranes have been found to be realistic. They are classified by its 
fabrication methods. The first type is fabricated by attaching charged units to a 
conventional polymer [23]. Most attentions to this type of alternative membranes are paid 
to sulfonated polymer membranes and their composites [22]. The second type is named 
inorganic-organic composites or hybrid, which is fabricated by incorporating a polymer 
matrix with inorganic compounds [23]. Modified PFSA membranes [22], especially 
modified Nafion membranes [19, 26], are highly recommended due to competitive 
advantages of PFSA membranes in PEM fuel cell applications over others. Modifications 
of PFSA membrane are mainly focused on the proton conductivity at higher temperature, 
water uptake and retain at higher temperature, low humidification operations, and 
mechanical stability at higher temperature. The third type of alternative membranes is 
acid-base polymer membranes. This type of membranes is complexes fabricated by 
doping strong acids or polymeric acids in conventional polymers [23]. So far, phosphoric 
acid (H3PO4, abbreviated to PA) doped polybenzimidazole (PBI) has been found to be 
            11
 
one of the most commercially promising materials for HT-PEM fuel cell under ambient 
pressure [19]. 
 The advantages of PBI over other polymers, including low cost [27], high glass 
transition temperature [28], excellent textile fiber properties [29], and great thermal 
stability [30],  promise itself to be an excellent polymer for membrane fabrications. One 
of the most significant advantages of a PA doped PBI membrane over a PFSA based 
membrane is that its conductivity no longer relies on the water content due to its unique 
proton conduction mechanism [23, 31-33], but strongly depends on the PA doping level 
[23, 34-36] and the operating temperature [23, 36, 37]. 
1.2.4.2.Proton conduction mechanisms of PA-PBI membranes 
 The conductivity of PA doped PBI membrane is reported to be strongly depend on 
PA doping level and temperature [22, 23, 34, 35, 37]. PA is doped onto the PBI backbone 
in two different manners. One is named as bond acids. As far as the doping level is lower 
than two molecules of PA per repeat unit of PBI [22, 23, 35], corresponding to two N 
sites for H bonding in a PBI monomer unit, the acids are stably linked to the PBI 
structure by H bonding. This can also be explained by the fact that the maximum degree 
of protonation for PA is reached at two moles PA per repeat unit of PBI [34, 37]. The 
conductivity at low PA doping level comes from a cooperative movement of two protons 
along the polymer-PA anion chain [34], that is one proton hopping away from an acid 
anion to form a N-H bond with the polymer and this anion accepting the proton hopping 
from another N-H bond at the same time. This type of proton migration provides great 
contribution to membrane conductivity but is not enough for fuel cell applications. 
            12
 
 Experimental data [22, 23, 35] supported that the conductivity of PA doped PBI 
significantly increases with an increasing doping level of PA when more than two 
molecules of PA per repeat unit of PBI are doped. The bonded PA remains at a level of 
two molecules per repeat unit. The rest doped acid can be easily washed away, and are 
called the unbonded free acids. The unique proton conduction mechanism of the 
unbonded free PA by self-ionization and self-dehydration provides the main attribution to 
the conductivity [23]: 
                                       (1.3) 
The proton conduction mechanism is described as a proton hopping mechanism along the 
anionic chains of H2PO4?/HPO42?. This mechanism significantly increase the 
conductivity of PA-PBI membranes to meet the requirement of fuel cell applications. 
 Arrhenius law is employed to explain the activation behavior of both proton hopping 
conduction processes [37] but with different activation energy: 
                      
   
   (1.4) 
where AP are pre-exponential factors, Ea,P is the activation energy, and Rig is the ideal gas 
constant. The subscriptions, P and T, refer to the temperature and pressure conditions 
under the measurement. 
 For PA doped PBI membranes, water is no longer the essential contributor to the 
conductivity. And the water drag coefficient of PBI membranes is reported close to zero 
[38, 39]. However, the presence of water still significantly promotes the proton 
conductivity. The acid further dissociate with the existence of water and provides more 
            13
 
charge carriers (Eq. 1.3) [23]. The addition of water also decreases the viscosity within 
the membrane and enhances the mobility and conductivity. 
                          (1.5) 
The situation becomes more complicated when the content of water increases. An 
increase of activation energy was reported with the increasing relative humidity (RH) at 
low doping level of PA [40]. This causes a decrease of conductivity with the increasing 
RH. Another explanation pointed out that the negative effect of reducing charge carriers 
due to excessive water content is more significant than the enhancement by decreasing 
viscosity [23], and the conductivity decreases at the presence of further addition water. 
1.2.5. Solid oxide fuel cells (SOFCs) 
1.2.5.1.Current development 
 Practical SOFC was developed in the early 1960s. However, the first solid oxygen-
ion conductor, Nernst mass, was invented by Nernst much more earlier in 1899, 
composed of zirconium dioxide (ZrO2) with 15wt% yttrium (III) oxide (yttria, Y2O3) 
[41]. Nernst mass was initially operated in electrolysis mode. The first prototype of 
ceramic fuel cell was demonstrated in 1937, shortly after Schottky suggesting the 
application of Nernst mass as fuel cell electrolyte in 1935 [41]. As the development of 
ceramic materials for SOFC electrodes and electrolytes, studies of SOFC also include 
[42] electrode catalysts, mechanisms and kinetics of reactions, cell optimal designs, 
system stability, degradations mechanisms, cell diagnostics, and scale up. Up till now, the 
most commonly used materials for SOFCs are yttria-stabilized zirconia (YSZ) 
electrolyte, nickel-zirconia cermet (Ni-YSZ) anode and lanthanum manganite (LaMnO3) 
            14
 
based cathode. The prevailing ceramic materials provide good stability, electrical 
conductivity, catalytic activity, and compatibility with each others. 
1.2.5.2.Basic mechanisms 
 The mechanisms of electrode reactions of SOFCs are much more complicated than 
PEM fuel cells. The rate determining steps changes with the materials of electrodes, types 
of catalysts, fuel compositions, and cell operating conditions. The current understandings 
of these mechanisms are limited. Generally, oxygen-ion conducting electrolytes are more 
preferred than proton conducting electrolytes for applications at commercial levels due to 
the feasibility of fuel compositions. CO and hydrocarbons cannot used as fuels for 
SOFCs with proton conducting electrolytes.  
 For oxygen-ion conducting SOFCs, the reaction occurring on the cathode electrodes 
are the oxygen reduction reaction (ORR), coupling with adsorption of oxygen and 
diffusion of O2 and oxygen species. After the produced oxygen-ions transferring through 
the ceramic electrolyte and reaching the anode electrodes, it oxidizes the fuel 
composition on the anode. 
   Cathode:               (ORR)   (1.6) 
   Anode:                (HOR)   (1.7) 
 The fuels supplied to anode can be pure H2, H2 mixed with CO and / or H2O, and 
even hydrocarbons. CO is no longer a poisoning composition under the operating 
temperature of SOFCs. The shift reaction is the favorable path for CO oxidation reaction 
when H2O exists [41]: 
   Anode:               (the shift reaction) (1.8) 
            15
 
 When directly fueled with hydrocarbons, the reforming process occurs internally that 
simplifies the fuel pretreatment. The reforming reaction produces a mixture of H2-H2O-
CO-CO2, which is further oxidized to H2O and CO2 to produce electricity. One of the 
important factors for the reforming process is the steam ratio in the fuel supplement. 
Insufficient steam may lead to the formation of carbon [41]: 
                (1.9) 
                       (1.10) 
The formation of carbon may bring anode degradation due to its impedance to fuel 
supplement and its deposition on the active sites of electrode surface. 
 The requirements on the fuel composition for SOFCs are no longer as strict as for 
PEM fuel cells and other fuel cell systems operated at lower temperatures. The attention 
has to be paid to sulfur contaminant. A mixture of few parts per million (ppm) sulfur 
compounds can cause severe irreversible performance degradation in SOFCs. Up to date, 
the general accepted explanations for sulfur poisoning includes the formation of nickel 
sulfide (NiS) at anode and the adsorption of hydrogen sulfide (H2S) on anode surface The 
adsorbed H2S not only competes for active sites on anode surface with hydrogen 
adsorption process, but also impedes the shift reaction (Eq. 1.8). The study on sulfur 
poisoning mechanisms and the improvement of desulfurization technology provide 
significant supports to the development of SOFC systems. 
            16
 
1.3. Energy storage systems 
1.3.1. Rechargeable batteries 
 Unlike traditional combustion engines and fuel cells, the operation of rechargeable 
batteries does not require an in-time fuel supplement. It stores energy in chemicals and 
converts it into electrical energy at needs. However, it takes time to recharge between two 
discharge processes, during which it demands an input of electrical energy. 
 The phrase "electric battery" was innovatively re-defined in late 1740's by Benjamin 
Franklin [43] when he described a series of his experiments with electricity. However, 
Franklin's "electric battery" referred to the pile of glass plate capacitors set up in 1748. 
The production and storage of energy were not achieved until Alessandro Volta designed 
and built his ?crown of cups? and the columnar pile in late 1790s [43]. The Volta pile 
published in 1800 is generally acknowledged as the first battery because it fulfilled one of 
the most important functions of batteries: energy storage in chemicals and energy 
conversion to electrical energy by chemical reactions. 
 The phenomena of a current in opposite direction was observed by Nicholas 
Gautherot in 1801 from a voltaic battery consisting of two copper plates and sulfuric 
acid. Shortly after that,  the first reversible system was successfully developed by Johann 
Ritter in 1802 [10]. However, the real rechargeable batteries (also known as secondary 
batteries) did not come out until Raymond Gaston Plant? invented the first lead (Pb)-acid 
battery in 1859 [10]. The original concerns to the emergence and development of 
rechargeable batteries focused on the environmental problems caused by the toxic 
substances used in batteries. The pollutant substance, generally mercury, used in primary 
            17
 
batteries was greatly reduced by decreasing the use of mercury batteries. And the reuse 
and recycle of rechargeable batteries also moderated the pollutions introduced by itself. 
 The greater contribution of rechargeable batteries to human beings was explored and 
well developed with the advancing requirements of grid energy storage. Since 
rechargeable batteries are feathered by reversible electrochemical reactions, they are able 
to adapt the energy supplement to the energy demand, that is to store energy in chemicals 
during valley period and convert energy into electricity during peak period. Having 
developed for over 150 years, rechargeable batteries have been matured in the 
commercial applications to automotive starters, electronic products, and all other portable 
electrical devices daily used. Even EVs requiring light power consumption, such as 
bicycles and wheelchairs, have been well commercialized. The development and 
commercialization of pure electric automobiles powered by a build-in rechargeable 
battery makes it possible to save human lives out from energy crisis and environmental 
pollutions caused by fossil fuels and combustion engines. The development of electric 
rail network began from the 19th century and prevailed in UK in most of the 20th century 
[10]. In the past few decades, electric bicycles also predominated in city transportations 
in China. One of the most challenge issues is the range limitation that an EV can travel 
with unit battery charge time. 
1.3.2. Nickel-Metal Hydride rechargeable batteries 
1.3.2.1.Development and advantages 
 Beginning from 1980s, nickel metal hydride (Ni-MH) batteries were rapidly 
developed and commercialized based on the mature manufacture of nickel-cadmium (Ni-
            18
 
Cd) batteries. It gradually replaced the predominance of lead-acid batteries in the market 
for rechargeable storage systems in early 1990s. Although Li-ion battery quickly became 
the dominant in the market of portable electronics, the important role of Ni-MH system in 
the commercial market is still irreplaceable. 
 Ni-MH rechargeable storage systems are able to overcome several critical concerns 
of other prevailing types of storage batteries. The overall performance of nickel-iron (Ni-
Fe) batteries is limited by the self-discharge of iron-electrodes caused by corrosion 
reactions [44]. Pb-acid batteries and Ni-Cd batteries present great energy performance, 
but their widespread applications are disputed due to environmental contaminations. The 
sodium-nickel chloride systems have complicated thermal management due to the high 
operating temperature [45]. Nickel-hydrogen (Ni-H2) batteries suffer from safety 
problems, high self-discharge rate, and low volumetric energy density despite its high 
gravimetric energy density. Li-ion batteries have better economical efficiency for unit 
energy storage on the cell level than Ni-MH batteries; however, Li-ion batteries are still 
more expensive at the pack level considering the safety and life-time of the systems [46].  
 Ni-MH rechargeable battery has identical electrolyte and cathode materials to Ni-Cd 
systems [17]. The electrolyte is usually a concentrated potassium hydroxide (KOH) 
solution, and the active material for cathode (nickel positive plate) is nickel oxyhydroxide 
(NiOOH) [47]. But unlike the traditional Ni-Cd systems, the hydrogen (H2) reacted at the 
anode (negative plate) of commercial Ni-MH batteries is absorbed in a metal alloy [47]. 
Following Ovshinsky?s pioneering metal alloy structure for battery electrodes [48], the 
            19
 
disordered AB5 type mischmetal (Mm) alloy has been developed to the most commercial 
level performing a better cycle ability than other types [17]. 
1.3.2.2.Basic mechanisms 
 The basic principles and electrochemical reactions occurring during discharge 
process in the Ni-MH battery are described as [45] (Figure 1.2): 
At the positive electrode, 
                                           (1.11) 
At the negative electrode, 
                                    (1.12) 
The overall cell reaction is written as 
                                          (1.13) 
The nickel electrode is thermodynamically unstable in the sealed cell. Oxygen evolution 
reaction (OER) occurs at the electrode as a parallel and competing reaction when the 
battery is in an overcharge process (Figure 1.2). The parasitic reaction is expressed as: 
                                        (1.14) 
This reaction happens during the charge and overcharge processes. Reaction (1.14) starts 
as a parallel side-reaction, competing with the primary charging Reaction (1.11) at a 
certain state-of-recharge (SoR, i.e. the actual charge input as percent of the battery-rated 
capacity). At a higher charging rate, the difference between SoR and SoC may even start 
earlier due to higher potential and mass transfer limitation of the electrolyte. Hence, the 
HEV storage application preferably uses the 70%~80% SoC level as the higher hybrid 
operation limit. However, the nickel-based battery is normally designed that the cell 
capacity is limited by the positive electrode. The negative to positive capacity ratio varies 
            20
 
 
Figu
re 1.2.
 Ill
ust
rati
on of
 Ni
-M
H r
echa
rge
abl
e ba
tte
ry me
cha
nism
s and
 its
 ove
r-c
ha
rge
 prote
cti
on mec
ha
nism
. 
            21
 
from 1.5 to 2.0.  The evolved oxygen from the positive electrode diffuses to the MH 
electrode and recombines to form water. Typically, the discharge reserve is 
approximately 20% of the positive capacity [45]. The range from 0 to 20% SoC level is 
called as deep discharge region. In order to ensure proper power output capability, the 
HEV energy storage considers the 20~30% SoC level as the lower hybrid operating limit 
[49]. 
1.4. Conclusion 
 Although the applications of energy conversion and storage systems at commercial 
level are still under development, the high energy efficiency and the low emissions of 
electrochemical cells continuously attract attentions and efforts for researches on fuel 
cells and rechargeable batteries. Their application to portable devices, vehicles, and large 
scale stationary power systems is feasible and has been realized to some extent. However, 
the unclear mechanisms and restrictions of operating conditions keep challenging the 
further improvement and commercialization. In the following chapters, the focuses are 
placed on in-situ dynamic characterizations of the HT-PEM fuel cell stack (Chapter 3), 
tubular SOFC cells (Chapter 5), and Ni-MH rechargeable batteries (Chapter 6). The 
analysis of stack degradation is also detailed for the study of HT-PEM fuel cell stack 
(Chapter 4). Electrochemical impedance spectroscopy (EIS) and equivalent circuit (EC) 
simulation are employed in this work for the in-situ dynamic measurement and 
simulation. The fundamental of EIS is presented in the next chapter (Chapter 2). 
 
            22
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            26
Chapter 2 
Electrochemical Impedance Spectroscopy 
2.1. Electrochemical system evaluation and diagnostics 
2.1.1. Purposes and procedures 
 It is significantly important to obtain deep understanding of energy conversion and 
storage systems to approach both technical and commercial breakthrough in sustainable 
energy development. The purpose of system characterization is to find out how and to 
what degree the properties, kinetics, and other effects of a system influence its 
performance. The understanding of performance also provides information to assess and 
optimize the systems. For fuel cells, attentions are mainly paid to electrode structures, 
electrolyte fabrications, conductivity mechanisms, reaction limitations, catalytic 
poisoning, and cell degradations. And for rechargeable batteries, the important system 
parameters include actual capacity, rate performance, charge/discharge curves, depth-of-
discharge (DoD), state-of-charge (SoC), and state-of-health (SoH). 
 The evaluation and diagnostics of power systems refers to the process that uses 
logical judgment, analytical methods, and empirical knowledge to determine the nature 
and causes of the conditions, situations, and problems of power systems. An integrated 
procedure uses various diagnostic tools to measure and monitor the parameters and 
behaviors of power systems under loads and off load in a certain sequence. It can be 
applied to system characterization, design validation, component and technique
            27
evaluation, and operation optimization [1]. The techniques of evaluation and diagnostics 
are especially important for commercial products of power systems. An in-situ real-time 
technique facilitates regular system maintenance and ensures a long-term stable system 
performance. 
 Several organizations are focusing on setting up testing procedures or protocols for 
fuel cell . They are standard methodology focusing on system operating parameters. 
Martin [1] combined and summarized the procedures proposed by US Fuel Cell Council 
(USFCC) and Joint Research Council (JRC) into an integrated testing prototype for PEM 
fuel cell diagnostics. He listed each step of pretest evaluation, testing, and posttest 
evaluation procedures in sequence, and described the suitable techniques and their 
measuring parameters for each step in details. The testing procedures of JHQTF (by 
USFCC) and the Fuel Cell Testing & Standardization NETwork (FCTestNet) / Fuel Cell 
Systems Testing, Safety, and Quality Assurance (FCTesQA) (by JRC) were also carried 
out for SOFC tests, both on single cells and cell stacks. The requirements on the supplied 
and generated data put forward in Joint Hydrogen Quality Task Force (JHQTF) by 
USFCC are [1]: 
? applicable: industrial relevant 
? repeatable: duplicable under the same conditions with the same type of equipment 
? reproducible: duplicable under the same conditions with a different type of equipment 
? scalable and serviceable: sufficient information for scale-up 
These criteria are not only important for fuel cell diagnostics but also applicable to the 
procedures of battery tests. Only meeting the requirements, the testing procedure has 
practical value for studies of general power systems. 
            28
2.1.2. Non-destructive in-situ diagnostic tools 
 Generally, there are three stages in a whole set of testing procedures. They are 
pretest evaluation, testing, and posttest evaluation. Non-destructive diagnostic tools are 
required for the stages of pretest evaluation and testing. And for the testing procedure, an 
in-situ diagnostic tools is preferred for real-time measurement. For electrochemical 
power systems, there are three types of diagnostic tools classified as non-destructive in-
situ techniques. They are polarization curve (i-V curve), current interruption (CI), and 
electrochemical impedance spectroscopy (EIS). 
 Polarization curve, also called "i-V" curve, explicitly illustrate the relationships of 
current and cell potential. In some cases, the dependence of the cell output power on 
current is also plotted. It can be conducted either by a steady-state or a transient state 
technique [1]. In steady-state mode, the polarization curve is simply recorded by 
measuring the cell potential at each current step. And a slow current sweep rate can be 
utilized to obtain a transient polarization curve. 
 CI is capable to obtain the ohmic resistance of an electrochemical system directly 
from measurement. Since the response of physical processes to the current change is 
much faster than electrochemical processes, ohmic response can be distinguished from 
electrochemical responses by their different voltage transient behaviors when the current 
applied to the electrochemical system is interrupted. CI technique has been applied to the 
measurement, evaluation, and diagnostics of alkaline dry cells [2], rotating disk 
electrodes (RDE) [2], cathodes of molten carbonate fuel cells (MCFC) [3], single direct 
methanol fuel cells (DMFC) [4], a small scale DMFC stack [5], and PEM fuel cells [6-8]. 
            29
 Other than polarization curve and CI techniques, EIS does not obtain data directly 
from measurement. It generates the system impedance over a spectrum of frequencies 
from the measuring data of amplitudes and phase shifts. However, the great prospect of 
EIS lies in characterizing chemical reactors in terms of electronics. Chemical, 
electrochemical, and physical processes occurring in electrochemical systems are 
simulated in chemical process simulators (ASPEN for example) to study the mass 
balance, thermodynamics, and kinetics of the systems. The moles are able to be converted 
to electrons; however, this is where chemical engineering typically ends. On the other 
side, electrical circuits are simulated in analog circuit simulators (PSpice for example) to 
predict circuit behaviors and provide industrial standard solutions, such as the non-linear 
transient analysis for voltage and current versus time. It is EIS that generates equivalent 
circuits (EC) and establishes the connection between the world of chemical engineering 
(chemical processes) and electrical engineering (power electronics). Depending on the 
power applications, the unique load requirements are described in circuit simulators. The 
minimum weigh and volume of the power supplies can be designed to meet the load 
requirements. In this way, the in-situ real-time measuring technique as well as EC 
simulation systematically provides a competent methodology for integrated system 
design, operation, and control [9]. 
 Since EIS has the ability to establish the connection between the load outputs and the 
power supply, it can be applied to smart batteries for power prediction. A proper charge-
discharge process is significantly important for maintaining rechargeable battery at a 
long-term well-performing status. The phrase of "smart battery" was proposed in 1990s 
[10] and gradually developed to a technically defined concept. It enables communications 
            30
between a rechargeable battery and its host system. The requirement of electric vehicle 
(EV) commercialization further developed the concept of "smart" into EV charging 
infrastructure. A real smart charging system should be able to determine SoC of 
rechargeable batteries and protect them from over-charging process. However, SoC 
cannot be measured directly. One of the generalized method is to monitor the voltage of 
the battery and estimate its SoC level according to its discharge curve. Accuracy is the 
upmost concern of this method, because the voltage difference of a unit battery is in small 
magnitude and sensitive to current, temperature, and battery chemistry. Compensation 
variables are usually required for accuracy corrections. Impedance is sensitive to current, 
temperature, and battery chemistry. It can be accurately measured by EIS as well as its 
change with SoC. Thus, EIS is expected to be applied to SoC determination and power 
detection for battery control and testing. 
2.2. Electrochemical impedance spectroscopy (EIS) 
 The history of impedance spectroscopy (IS) can be dated back to 1880s, when 
Heaviside initially introduced the concept of ?impedance? [11, 12] to his research on 
electromagnetic induction. It was almost a century lag behind the first measurement of 
direct current (dc) resistance (the so called "pure resistance") conducted by Georg Simon 
Ohm in early 1800?s and published later in 1825 [13]. Kennelly [14] quickly followed up 
Heaviside's idea and extended the concept of ?impedance? to generalized conductors in 
1883. He also mathematically defined the total impedance, in a complex plane, as the 
vector sum of its resistance, its inductance-speed1, and the reciprocal of its capacity-
                                                 
1 Inductance-speed: The product of angular frequency and inductance, ?L. 
            31
speed2 [14]. However, the technique of IS itself did not come out until Nernst [15] 
employed Wheatstone bridge to measure dielectric constants in 1894.  
 During the past century, impedance measurement contributed to the characterization 
of materials and devices, study of electrochemical reaction systems, corrosion of 
materials, and investigations of power sources. According to different materials and 
systems it applied to, IS can be classified into two branches [16]. The one following 
Nernst?s initial achievement is called non-electrochemical IS. It applies to dielectric 
materials,  electronically conducting materials, and other complicated materials with 
combining features [16]. The other branch, newly coming out based on the development 
of non-electrochemical IS, is named electrochemical impedance spectroscopy (EIS). It 
focuses on IS applications to ionically conducting materials and electrochemical power 
sources [16]. The popularity of IS keeps improving especially after the prevailing of 
electronics and computers. Not only is it capable of dealing with complex processes, 
reactions, and variables through simple electrical elements, it is also a valid technique for 
power source diagnosis and system quality controls. 
2.2.1. Measuring techniques 
 EIS measurement is conducted by superimposing an electrical stimulus on the output 
of the tested electrochemical system and measuring the resulting signal. The impedance 
of the measuring system is then calculated from the stimulus and its resulting signal by 
transform functions and Ohm?s Law. In this way, the performance of the system under 
                                                 
2 Capacity-speed: The product of angular frequency and capacitance, ?C. 
            32
measurement can be studied as a black box, which is described as ?feeling an elephant 
that we cannot see? in Mark Orazem and Tribollet?s book [15]. Thus, for an 
electrochemical system, it is possible to study the properties of its interfaces and 
materials without taking the system apart. The word ?in-situ? generally refers to this type 
of techniques that characterizes electrochemical systems under operation with the help of 
voltage, current, and time, distinguishing from ?ex-situ? techniques which studies 
individual components departed from electrochemical systems in a non-assembled and 
non-functional form [17]. 
 Different kinds of electrical stimulus can be used in EIS measurement, including a 
step function of voltage, a random noise, a single frequency signal, and any other types of 
stimuli generated by combining the foregoing three ones [18]. With the increasing 
commercial availability of measuring instruments, the characterization of electrochemical 
systems generally employs an ac signal (either a small ac voltage or ac current). In most 
cases, it is also called ?ac impedance?. 
 Several impedance measuring instruments are commercially available, including 
products from EG&G Inc., Gamry Instruments, Scribner Associate Inc., and AMETEK 
(Solartron Analytical and Princeton Applied Research). An instrument set basically 
consists of a potentiostat, or known as an electrochemical interface, connecting to a 
frequency response analyzer (FRA). Besides, a complete circuit connection for 
measurement requires an electronic load. Specifications of different instruments are 
designed for different scales of measurements. The feasibility and accuracy of 
measurements are determined by the frequency resolution, frequency accuracy, and 
bandwidth of instruments and electronic loads. For example, batteries and fuel cells are 
            33
low impedance systems, usually much lower than 1 ? (sometimes even down to 
milliohms) [18]. Their impedance measurement requires a high current and a low 
frequency bandwidth. A typical connection diagram for ac impedance measurement of a 
traditional PEM fuel cell stack is presented in Figure 2.1 [19]. The commercial 
instrument connected in this measuring system is Gamry FC350TM Fuel Cell Monitor. It 
is featured by its capability to measure impedance at high current levels. The four-
terminal connection is commonly used for low impedance measurement (such as batteries 
and fuel cells) to avoid measurement errors led by the impedance of cables and 
connections [18]. 
 It is worth to noting that the choice of ac signal value have great effect on impedance 
measurement. The reliability of EIS analysis is based on the assumption that the 
measured system is linear. It is also important to keep the system in a relatively steady 
state throughout the measurement to ensure the accuracy of the measured data. The 
measured impedance data may appear scattered and unregulated if the signal is too weak 
to excite a measurable perturbation. On the other hand, the signal has to be small enough 
to keep the measuring system within the range of pseudo-linearity. A larger signal also 
brings more extra heat that breaks the steady state of the system. The data measured at 
low frequencies behave more sensitive to the strength of the applied ac signal due to 
larger impedance at lower frequency [20]. Correspondingly, an appropriate value of the 
signal should be well picked to ensure the accuracy of the impedance data measured. It is 
not necessary to determine an exact value for the input signal, however, it has to be 
controlled in a certain range which is neither so small that the output signals are too weak 
            34
 
Figu
re 2.1.
 A 
typica
l c
onne
cti
on 
dia
gra
m 
for
 ac
 im
pe
da
nc
e mea
sure
ment 
conduc
ted 
on 
PEM
 fue
l c
ell
 stac
ks: 
sing
le 
stac
k, 
two
 
stac
ks i
n pa
rall
el a
rra
nge
ment, a
nd two st
acks i
n ser
ies a
rra
nge
ment 
[19]
. 
            35
to be measured, nor so large that a great distortion is introduced into measurements. 
Different signal values can be trailed before measurements to find out a suitable one.  
 There are two traditional modes for impedance measurements according to different 
regulating variables: potentiostatic mode and galvanostatic mode. Potentiostatic mode 
employs a small ac voltage signal with fixed amplitude and measures the resulting ac 
current. In this mode, the dc voltage is controlled at a certain value that facilitate the 
control of system linearity. Reversely, a small ac current signal with fixed amplitude is 
superimposed on the regulated dc current in galvanostatic mode. The resulting ac voltage 
is measured. Galvanostatic mode provides higher accuracy than potentiostatic mode 
when measuring low impedance systems because the voltage can be measured more 
accurately than controlled. This mode is more welcomed where a steady dc current is 
required during the entire measurement. However, it is difficult to control the resulting ac 
voltage strictly within the linear range especially at low frequencies. 
 A novel measuring mode, hybrid mode, is put forward to overcome the drawback of 
galvanostatic mode. It was firstly known as variable-amplitude galvanostatic mode when 
studying H-cells with copper/sea water system [20]. The validation and accuracy of 
impedance measurement rely on the pseudo-linear behavior of electrochemical systems. 
The current signal is regulated before measurement of each data point in hybrid mode to 
ensure that its resulting voltage stays within the linear region. A desired voltage 
perturbation and an estimated impedance magnitude are set before the measurement. The 
initial current perturbation is calculated by [9]: 
                    (2.1) 
            36
?I1 is the amplitude of the current perturbation superimposed on the dc load for 
measurement at the first frequency point. ?V is the amplitude of the desired voltage 
perturbation. |Zest| is the magnitude of the system impedance estimated before the 
measurement. The measured impedance value at this frequency point is then recorded as 
Z1. The current perturbation employed for each following frequency point is calculated 
by [9, 20]: 
                    (2.2) 
?In is the amplitude of the current perturbation used at the nth measuring point, and |Zn-1| 
is the magnitude of the system impedance measured at the (n-1)th point. Similar to 
galvanostatic mode, the power systems are studied under constant current density. 
However, the current signal applied to the systems at each measuring point is different. 
By the step of signal regulation, it is able to yield the ac voltage at the desired magnitude. 
The behaviors of tested power systems are ensured in the pseudo-linear region. 
2.2.2. Data presentation 
 The two most preferred methods to present impedance data are the Nyquist plot and 
the Bode plot. Nyquist plot, named after Harry Nyquist, is a polar plot of the transfer 
function [21]. In some publications, it is also called the complex-plane plot or the Argand 
plot [18]. An example of Nyquist plot is shown in Figure 2.2a (plotting method adapted 
from [21]). This impedance spectrum is a set of continuous complex impedance points 
produced by the circuit diagram [11] over a certain range of frequency (from zero to 
positive infinite in Figure 2.2a). The x-axis presents the real component of the impedance 
points and the y-axis presents their negative imaginary component. In this way, the 
capacitive impedance arcs are flipped to the first quadrant in the plot. As the frequency 
            37
 
Figure 2.2. Examples of (a) Nyquist plot and (b) Bode plot generated by the EC 
diagram [11]. 
            38
goes from zero to positive infinite, the impedance points move toward the origin of the 
plane. The impedance value and phase angle of the points can be calculated from the 
Nyquist plot: 
                       (2.3) 
                 
  
 (2.4) 
 Nyquist plot can provide plenty information of impedance variables but failed to 
present their frequency dependence. Bode plot, named after Hendrik W. Bode, 
overcomes this inadequacy. It displays the frequency dependence of a linear, time-
invariant system, usually shown in logarithmic axis. Figure 2.2b is an example of Bode 
plot generated by the diagram [11]. It includes a magnitude plot presenting the magnitude 
of impedance (|Z|) versus the logarithmic angular frequency (log ?), and a phase plot 
presenting the phase shifts of ac current to ac voltage (?) against the logarithmic angular 
frequency (log ?). 
2.2.3. Equivalent circuit (EC) simulation and data interpretation 
 There are mainly two methods to derive models for impedance simulation, visually 
summarized and classified in a flow chart by Macdonald [16]. One mathematically 
establishes models based on the theory, which puts forward a hypothesis for physical and 
chemical processes contributed to the impedance. The other one utilizes empirical 
models, called equivalent circuits (EC). Some researchers also presented a combining 
method with both of them [22]. The values of certain variables, such as ohmic resistance, 
were acquired directly from the empirical EC simulation and used as known variables to 
establish the mathematical model. Whichever employed, the validations of data 
            39
themselves are essential before simulation. The relations originally published by Kramers 
(1929) and Kronig (1926) (K-K Transforms) became a simple but effective method for 
data validation from 1980s, in order to ensure the causality, linearity, and stability of the 
measured systems [23, 24]. Both the mathematical models and the empirical ECs also 
have to be validated before data interpretation and system characterization. The fitting 
programs, generally following the procedures of complex nonlinear least squares (CNLS) 
fit algorithm (such as LEVM [25] and EQUIVCRT [26]), are employed to validate the 
proposed EC models by estimating the parameter standard deviation and the goodness of 
fit [25]. 
 Comparing to mathematical models, deriving an EC model is easier, faster, and more 
intuitive. An EC diagram is a physical electrical circuit which produces a similar load 
response to the measured system, derived based on both experiences and theories. The 
overpotential losses of the testing cell (electrochemical systems) are introduced by the 
impedances contributed by different physical and chemical processes occurring in the cell 
(electrochemical system). The impedances of different processes predominate different 
frequency regions. Thus, they can be identified and mechanistically discriminated by EC 
simulation according to different process relaxation times. However, the physical 
interpretation of circuit elements is not straightforward due to the uncertainty of EC 
diagrams. Different arrangements or combinations of EC elements can produce the same 
dynamic response when three or more elements are employed in one EC diagram. The 
only solution to overcome this difficulty is acquiring sets of impedance data with 
different variables and changing conditions. 
            40
2.2.3.1. Ideal EC elements 
 Resistor R, capacitor C, and inductor L are three fundamental elements reflecting 
ideal processes. Their mathematical expressions and physical meanings [27] are 
summarized in Table 2.1. Z is the impedance of the elements. Y is the reciprocal of Z, 
called admittance. The impedance behaviors of an ideal resistor, capacitor, and inductor 
are sketched out individually in Figure 2.3 (plotting method adapted from [27]). 
 The impedance of an resistor is calculated at R = 10 ?. The real part of its 
impedance equals to its resistance. The impedance of an ideal resistor does not have 
imaginary part. As frequency changes, the impedance of an ideal resistor keeps constant.  
 The impedance of an capacitor is calculated at C = 0.01 F (at frequency from 0.04 
Hz to 100 kHz). It only has imaginary part. And this imaginary part is in negative value. 
The magnitude of an ideal capacitor's impedance decreases with increasing frequency. 
 The impedance of an ideal inductor is calculated at L = 0.01 H (at frequency from 
0.1 mHz to 7 kHz). It also has imaginary part only, but in positive value. The magnitude 
of an ideal inductor's impedance equals to the value of its imaginary part. It increases 
with increasing frequency. 
2.2.3.2. Non-ideal EC elements 
 The three ideal EC elements are not able to reflect non-ideal factors in practical 
cases. A generalized element, constant phase element (CPE) Q, was developed to 
simulate non-ideal processes. Q reflects the exponential distribution of time constants. 
This non-ideal distribution may be caused by the surface roughness and vary thickness of 
            41
Table 2.1. The mathematical expressions and physical meanings [27] of ideal EC elements: R, C, and L. 
Element Symbol Element Name Impedance Expression Physical Interpretation 
R Resistor      Contributed by energy losses, dissipation of energy, and potential barrier 
C Capacitor         Contributed by accumulations of electrostatic energy or charge carriers 
L Inductor        
Contributed by accumulations of magnetic 
energy, self-inductance of current flow, or 
charge carrier?s movement 
 
            42
 
Figu
re 2.3.
 I
llustra
tion of
 im
pe
da
nc
e spec
tra
 of
 id
eal EC
 elem
ents
 in N
yquist
 plot
. 
            43
electrodes, unevenly distributed current, and non-homogeneous reaction rate. In the 
impedance expression of Q [18]: 
           
       
 (2.5) 
the exponent ? reflects the degree of non-ideality. When the value of ? in the expression 
of Q equals to 1, 0, and -1, it can be found that Eq. 2.5 becomes the same as the 
expression of capacitor C, resistor R, and inductor L, respectively. Figure 2.4 (plotting 
method adapted from [27]) shows two sets of impedance data produced by the expression 
of Q with A = 100 F-1. They behaves as straight lines across the origin in Nyquist plot. 
When the value of ? decreases from 0.8 to 0.5, the slope decreases. The angle of the 
incline equals to (??90)?. 
 Emil Warburg developed the expression of the impedance response for diffusion 
processes in 1899 [15]. This is now called Warburg diffusion element (W). It is used to 
simulate an one-dimensional unrestricted diffusion process to a large planar electrode. 
The impedance expression of ZW is [28]: 
                  (2.6) 
Thus, the magnitude of W (|ZW|) can be calculated by: 
                 (2.7)  
In Eq 2.6 and 2.7, ? is the angular frequency, the same as in Eq 2.5. And ? is called the 
Warburg coefficient, given by [28]: 
                    
 
    
  
   
 
    
  
  (2.8) 
where, Rig is ideal gas constant; F is the Faraday constant; n is the stoichiometric number 
of electrons involved in the standard chemical reaction system (Eq. 2.9); and DO and DR 
            44
 
Figu
re 2.4.
 I
llustra
tion of
 im
pe
da
nc
e spec
tra
 of
 const
ant phas
e e
leme
nt (
Q)
 and W
arbu
rg 
eleme
nt (
W)
 in
 N
yquist
 plot
. 
            45
are diffusion coefficient of the oxidized and reduced form of the reaction species; and 
CO* and CR* are bulk concentration of species, respectively. 
             (2.9) 
For EC simulation, a more simplified and straight way is to employ the magnitude of 
admittance at ? = 1 rad s-1 as model parameter [29]: 
                      
 
    
  
   
 
    
  
 
  
  (2.10) 
The impedance spectrum of Warburg element behaves as a straight line with unit slope in 
Nyquist plot, exactly the same as a CPE (Q) with the exponent ? = 0.5 (Figure 2.4). 
 Finite diffusion element (FDE) O, or sometimes called Porous Bounded Warburg, 
was established based on Warburg element (W). Its application is extended to a rotating 
disk electrode (RDE), where diffusion occurs over the Nernst Diffusion Layer (NDL), 
that is a diffusion layer with finite thickness. The expressions for ZO [30] is: 
         
    
           (2.11) 
where, Y0 is the same parameter as the one employed in the model of Warburg element 
with the same physical meaning and the same expression equation (Eq. 2.10); and 
             (2.12) 
which is called time constant. In Eq. 2.12, ? is the thickness of the diffusion layer and D 
is the diffusion coefficient. Figure 2.5 [27] shows a typical Nyquist plot of an O element. 
The intercept of the spectrum to the real axis is the impedance of FDE [30] calculated at 
? = 0:  
                             
    
            
    
   
 
  (2.13) 
            46
 
Figu
re 2.5.
 I
llustra
tion of
 im
pe
da
nc
e spec
trum of f
ini
te dif
fusi
on e
leme
nt (
O) in N
yquis
t pl
ot 
[27
]. 
R
O 
            47
The impedance spectrum of FDE (O) presents the same behavior as Warburg element 
(W) at higher frequency region. As frequency decreases, it changes to an arc similar to 
(CR), detailed in the following section. 
2.2.3.3. Typical EC circuits 
 The (CR) circuit is one of the basic combinations commonly used in EC simulations. 
The elements enclosed in parentheses are connected parallel to each other. And the 
square brackets indicate that the elements enclosed are connected in series. For example, 
(CR) means a pure capacitor C and a pure resistor R are parallel in the connection; while 
[31] means a pure capacitor and a pure resistor are connected in series. Figure 2.6 
presents the Nyquist plot of (CR). It is a semi-circle centering at (R/2, 0) with a radius of 
R/2. As the angular frequency ? increases from 0 to ?, the summit of the semi-circle is 
reached at: 
               (2.14) 
The (CR) circuit can be employed to simulate an ideal double-layer process. The non-
ideal one requires the circuit of (QR). The element Q replaces C to reflect the non-ideality 
of a double-layer process. (QR) behaves as a depressed semi-circle having its center 
dropped down below the Zreal axis (Figure 2.6). The degree of the depression is presented 
by the exponent ? of the Q element. 
 The EC diagram [11] mentioned previously in Figure 2.2 is another fundamental 
combination. Based on the spectrum of (CR), [11] shifts horizontally along the positive 
Zreal axis in Nyquist plot (Figure 2.2a). The smaller intercept with the Zreal axis equals to 
            48
 
Figu
re 2.6.
 I
llustra
tion of
 im
pe
da
nc
e spec
trum of (
CR
) sub
-cir
cuit
 in N
yquist
 plot
, a
long
 with t
he
 spe
ctrum o
f (
QR
) sub
-cir
cuit
. 
            49
the resistor R1. And the larger intercept equals to the sum of R1 and R2. The center of the 
semi-circle is (R1+R2/2, 0) and its radius is R2/2. 
 Randles circuit [R?(Cdl[RctW])] considers the contribution from a diffusion process. 
It consists of one ohmic resistance R?, one parallel (CdlRct) sub-circuit behaving as a 
semi-circle in Nyquist plot, and one infinite diffusion element W behaving as a unit slope 
line at the lowest frequency region. Figure 2.7 [32] sketches the impedance spectrum of a 
Randles circuit. The dash lines illustrate the overlap region of (CdlRct) and W. 
 The impedance spectra of a typical EC diagram commonly used to simulate 
electrochemical cells is sketched in Figure 2.8 [33]. This diagram consists of three time 
constants. Its total impedance is the sum of the ohmic losses Z?, the anode polarization 
losses Za, the cathode polarization losses Zc, and the mass transfer losses Zm. The ohmic 
losses are simulated by one pure resistor R?. Its value is represented as the smaller 
intercept on the real axis. The anode and cathode polarization losses are simulated by a 
parallel (CR) sub-circuit respectively. Their impedance spectra look like two overlapping 
semi-circle in Nyquist plot. Some electrochemical systems, like Ni-MH batteries, have 
strong Warburg behavior in the low frequency region for the mass transfer processes. The 
diagram can be expressed as [R?(CaRa)(Cc[RcW])]. However, some do not always show 
this behavior obviously, such as PEM fuel cells. The low frequency arc can be simulated 
by a parallel (QR) sub-circuit instead of a pure Warburg element. The diagram is 
expressed as [R?(CaRa)(Cc[Rc(QmRm)])]. The Warburg element and sub-circuit (QmRm) 
are connected in series with Rc because the mass transfer processes are considered as 
cathodic processes. 
            50
 
Figu
re 2.7.
 N
yquist
 plot
 of Ra
ndle
's c
irc
uit
 ([
32]
 C
ourte
sy o
f S
olar
tron A
na
lyti
cal).
 
            51
 
Figu
re 2.8.
 N
yquist
 plot
 of a
 ty
pica
l EC m
ode
l for
 ba
tte
rie
s a
nd fu
el ce
lls 
[33]
. 
            52
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Wiley, 2001. 
            54
[29] Research Solutions & Resources LLC. Electrochemistry Resources: Electrochemical 
Impedance: Diffusion and EIS: Warburg. Available at: 
http://consultrsr.com/resources/eis/diffusion.htm. 
[30] R.U. Payne, Y. Zhu, W.H. Zhu, M.S. Timper, S. Elangovan, B.J. Tatarchuk, 
International Journal of Electrochemistry, 2011 (2011). 
[31] A. Parthasarathy, S. Srinivasan, A.J. Appleby, C.R. Martin, Journal of the 
Electrochemical Society, 139 (1992) 2530-2537. 
[32] C. Gabrielli, Identification of Electrochemical Processes by Frequency Response 
Analysis, in: Solatron Analytical AMETEK, Inc. 1998; Technical Report No. 004/83. 
[33] W.H. Zhu, R.U. Payne, B.J. Tatarchuk, Journal of Power Sources, 168 (2007) 211-
217. 
            55
 
Chapter 3 
EIS Application to Proton Exchange Membrane Fuel Cells 
Stack Characterization and Performance Comparison between High 
Temperature and Traditional Proton Exchange Membrane Fuel Cell Stacks 
3.1. Introduction 
 This chapter is submitted to Journal of Power Sources as a journal article. In order to 
keep the consistency of this dissertation and avoid content duplication to Chapter 1, the 
introduction and backgrounds of the journal article are not included here. Instead, a brief 
review on EIS applications to HT-PEM fuel cells and PA-PBI membranes will be 
presented in this section. 
 The work in this chapter highlights the advantages of EIS technique and EC 
simulation in their application to dynamic characterization and evaluation of proton 
exchange membrane (PEM) fuel cell systems. Both stacks are manufactured based on 
current PEM technologies at commercial level. The comparison of stack characterization 
reveals the advantages of the HT-PEM fuel cell stack over the traditional one as well as 
its immaturity in development. This work provides references for improvement of PEM 
fuel cells aiming at commercial applications. Based on the current research development, 
the insufficient experimental impedance data of HT-PEM fuel cell systems challenges the 
validation of proposed theories and mechanisms. The results of impedance spectra and 
EC simulation in this work also provide further experimental data for mechanism 
validation and stack diagnostics. 
            56
 
3.1.1. Impedance measurement of HT-PEM fuel cells 
 Compared to the impedance study of traditional PEM fuel cell systems, there have 
been only limited studies of EIS applications to high temperature PEM fuel cells. 
Impedance measurement was pioneered to study the electrical conductivity of PBI-based 
films at the end of 1990s. Fontanella and his co-workers [1] utilized impedance 
measurement to study the conductivity of PA doped PBI films at the temperatures below 
100?C at a pressure up to 0.25 GPa. Soon after that, Bouchet and Siebert [2] published 
their work of measuring the conductivity of acid doped PBI films with the help of 
impedance measurement. However, in these works, impedance measurement was utilized 
only as an auxiliary method. 
 It had not been applied to a membrane electrode assembly (MEA) or a fully 
constructed PEM fuel cell based on a high temperature membrane until 2005. Xu [3] 
employed impedance analysis to study the effect of relative humidity (RH) on oxygen 
reduction reaction (ORR) kinetics for a high temperature PEM fuel cell manufactured 
from Nafion-Teflon-phosphotungstic acid (NTPA) membranes. Almost at the same time, 
Ramani [4] published their impedance measurement to a PEM fuel cell based on PA 
doped Nafion membrane at 120?C and 35% RH. 
 Several EIS studies on PA-PBI based HT-PEM fuel cells emerged from 2006 [5-9]. 
Jalani and his co-workers [5] published their impedance analysis of a single cell 
assembly, named Celtec?-P series 1000 MEA (BASF Fuel Cell). Qi and his group [9] 
applied EIS to study the performance and degradation of a PA-PBI based PEM fuel cell 
at 180?C with a load of 0.2 A cm-2. But both of the group did not perform EC simulations 
of the cell impedance. At the same time, a more completed EIS application was published 
            57
 
by Jingwei Hu and his co-workers [6-8, 10], which included a series work of impedance 
measurement and analysis, EC simulations, and degradation tests of cell performance. 
3.1.2. Current discussions on impedance analysis 
 The published applications of EIS on high temperature PEM fuel cells, although 
limited, present different measurement results one from another. Several different EC 
models have also been proposed to interpret measured impedance data. Ohmic 
resistances, introduced by cell components (electrodes, membranes, gas diffusion layers, 
and other supporting plates) and connections, and wiring inductions are involved in 
impedance analysis of all published works. Main differences exist in the analysis and 
interpretation of polarization impedance. Cells tested with different configurations and 
operating conditions may perform differently from each other, however, they should 
behave certain characteristics in common, especially, the cells configured the same type 
of membrane. Below, the EIS applications to high temperature PEM fuel cells based on 
PA doped PBI membranes will be summarized and discussed. The emphases are placed 
in the EC simulation and data interpretation. 
 So far, up to three arcs have been reported in Nyquist plots of measured impedance 
spectra. But these three arcs may not be well separated in all cases. One arc may overlap 
with its neighboring ones when they shift to a similar frequency range with the change of 
cell operating conditions. Or one arc may decrease to be negligible under some 
conditions. The processes involved in data interpretation mainly include charge transfer 
process, mass transfer process, and gas diffusion process. While, some groups observing 
two impedance arcs in Nyquist plot prefer to classify the impedance arcs as anodic and 
cathodic processes [11-16]. 
            58
 
3.1.2.1.Ohmic resistance 
 Ohmic resistance (R?) was reported as a set of scattered numbers with increasing 
current density in Jalani?s work [5]; however, a trend of decline was still observable from 
those published data. Later, it was confirmed in many other experiments that R? 
decreases with increasing current density [15, 17-20]. Following Zhang?s theory [17], it 
has been accepted that the decrease of R? is resulted from an increase in the proton 
conductivity of the membrane due to higher water productivity at higher current density. 
However, Zhang [17] also expected a constant level of R? at a current density larger than 
1.0 A cm-2 because of a constant water uptake of the membrane balanced between 
produced and purged water. This constant level was observed in Andreasen?s 
experiments both on a 1 kW cell stack [16] and a single cell MEA [21] even at a current 
density lower than 1.0 A cm-2. 
 The effect of operating temperature on R? is more complicated than current density. 
And lots of attentions have been paid to it since the activation behavior closely relates to 
the proton conductivity mechanism of membranes. Some reported that R? decreases with 
increasing temperature [15, 17, 21]. The proton hopping mechanism proposed by 
Bouchet [2, 22] was applied to explain this thermal effect [17]. But, inconsistent with 
these results, many other researchers reported an increase of R? with increasing 
temperature when the temperature went higher than around 140?C [11, 18, 20]. 
3.1.2.2.High frequency impedance arc 
 High frequency (HF) impedance arc appears right after the wiring inductive loop as 
frequency decreases in Nyquist plot. And generally it is quite a small semi-circle 
comparing to the following impedance arcs. It dominates the region of frequency from 
            59
 
above 100 Hz up to 1000 Hz [5, 16, 17, 19-21, 23], or even higher. The effects of 
temperature [17, 20] and current density [19, 20] on this impedance arc are observable 
but not as significant as on other impedance arcs dominating lower frequency regions. 
The resistance of this HF impedance arc decreases with increasing current densities, and 
its time constant decreases with increasing temperature. The latter can be observed in 
Nyquist plot as the impedance arc shifts toward higher frequency, or ?shrinks?. 
Kinetically, this phenomenon can be explained as the process occurring faster at higher 
temperature. 
 It has been validated and discussed in many published works that this HF impedance 
arc is contributed by charge transfer processes. Its impedance is generally simulated by 
the (RctCdl) sub-circuit in EC models. The Rct refers to charge transfer resistance and the 
Cdl refers to double-layer capacitance introduced by the charge accumulation and 
separation in the interface of electrode-electrolyte. In some cases, the double layer 
capacitor may be substituted by a CPE to reflect the non-ideal characteristics of the 
interface. 
 Many researchers preferred to ascribe this HF arc to the charge transfer process 
occurring on the anode, that is the charge transfer process involved in hydrogen oxidation 
reaction (HOR) [11, 15, 16, 18]. While some other groups stated that the charge transfer 
processes of both HOR and ORR contributed to this HF impedance arc but the 
contribution of HOR was negligible at low current density [17, 20]. 
            60
 
3.1.2.3.Middle frequency impedance arc 
 Middle frequency (MF) impedance arc is contributed by the most dominating 
process occurring in the cell. It usually appears as the largest semi-circle in Nyquist plot 
and spans from 100 Hz to 1 Hz [5, 16, 17, 19-21, 23]. A consistent interpretation 
proposed for this arc has been almost accepted in all published cases that an activation 
process related to ORR contributes to this polarization loss. 
 In some cases, only one impedance arc was observed in Nyquist plot [6-8, 10, 24, 
25]. This only arc should be explained as mass transfer impedance. Firstly, the LF arc 
does not perform significant contribution to the total impedance all the time (discussed 
later). Secondly, as mentioned in the discussion of HF arc, sometimes the HF arc may 
shrink to be hardly observable. In this case, the HF arc actually is merged by the MF arc 
and the total impedance appears as one arc. 
3.1.2.4.Low frequency impedance arc 
 Low frequency (LF) impedance arc only appears in some certain cases when the 
contributions of concentration processes to cell impedance are comparably significant. 
Generally, it dominates frequency region below 1 Hz to around 0.1 Hz [5, 16, 17, 19-21, 
23]. The impedance of this arc strongly depends on the composition of cathode gas, 
which is generally air, oxygen, or a mixture of them. Besides, the LF arc enlarges with 
the increase of current loads and may dominate the total impedance at high current loads 
instead of MF arc. Studies on oxygen stoichiometry can provided further information for 
the study of diffusion processes. 
            61
 
3.2. Experimental details 
3.2.1. HT-PEM fuel cell stack 
 The commercial HT-PEM fuel cell stack module (Serenus 166Air C Fuel Cell 
Evaluation Kit, Serenergy Inc.) under research is featured by PA-PBI membranes. The 
active area of the membrane electrode assembly (MEA) is about 45 cm2. The whole stack 
consists of 65 planar single cells, that is 66 electrode plates. The nominal power at its 
beginning of life (BOL) is about 1 kW. The stack is capable to be operated in the 
temperature range between 100?C and 175?C, with an optimum at 160?C. It can be fueled 
not only with pure hydrogen (H2) but reformate gases. 
 Pure H2 was supplied to the anode during impedance measurement. Ambient air was 
supplied through a blower to the cathode. A purge valve (B?rkert 6011, 2/2-way 
Miniature Solenoid Valve) was installed at the fuel outlet to provide a dead-end anode 
configuration. The pressure of the stack system was stable at 45 mbar (0.6527 psig) by a 
proportional valve (B?rkert 2835, 2/2-way proportional valve) installed at the H2 inlet. 
The valve was controlled by a digital controller (B?rkert 8611, eControl) and a pressure 
sensor (B?rkert 8314, pressure transmitter) by feedback mechanism. An illustration of the 
experimental configuration is shown in Figure 3.1. The bold black solid lines indicate the 
electric circuit connections. And the thin black solid lines refers to signal channels for 
data communication. 
 EIS measurement was conducted by Gamry FC350TM fuel cell monitor (Gamry 
Instruments), in conjunction with TDI-Dynaload? RBL488 programmable load. A 
LabVIEW (National Instruments) based program, called Embedded Fuel Cell Control 
Unit (EFCU) (Serenergy Inc.) was installed to monitor the module status during its 
            62
 
 
Figu
re 3.1.
 I
llustra
tion 
of 
the 
ele
ctri
cal 
confi
gur
ati
on 
for
 obtaining
 im
pe
da
nc
e da
ta 
from 
the 
HT
-PEM 
fue
l c
ell
 stac
k. 
A 
fue
l c
ell
 
moni
tor 
(G
amr
y I
nstrum
ent
s) 
and 
a c
urre
nt 
load 
(TD
I-D
yn
aloa
d) 
are
 con
ne
cted
 to
 thi
s mea
suring 
circ
uit
. S
oli
d a
rrow
s 
refe
r to 
ga
s inl
et 
and 
outl
et 
of 
the 
anod
e. 
Da
she
d a
rrow 
refe
rs 
to 
wa
ter
 outl
et 
of 
the 
cathode. 
Bold 
line
s re
fer 
to 
ele
ctric
al 
conne
cti
ons, a
nd thi
n li
ne
s re
fer to s
ignal c
ha
nn
els
. 
            63
 
operation. A set of impedance data of the whole stack module (including the blower, 
heater, bleeder resistors, sensors, and other electronic devices embedded in the system) 
was measured during cell operation. The operating temperature was set at 160?C. A dc 
current of 4.5 A, 9 A, 12 A, 13.5 A, and 15 A, corresponding to the current density of 100 
mA cm-2, 200 mA cm-2, 267 mA cm-2, 300 mA cm-2, and 333 mA cm-2, was loaded to the 
stack from low to high. The frequency swept from 10 kHz to 0.1 Hz at a rate of 10 points 
per decade under each current load setting. 
3.2.2. Traditional PEM fuel cell stack 
 The traditional PEM fuel cell stack module, named NexaTM fuel cell system (Ballard 
Power Systems Inc.), was studied by EIS measurement [26, 27]. Nexa system is a 47-cell 
stack module with an unregulated dc power of 1.2 kW. Its output current can reach 44 A. 
The stack voltage normally rises up to 41 V at open circuit and 26 V at full load. The fuel 
cell geometric working area is estimated as ca. 122 cm2 due to the inexistence of 
manufacturing data [26]. The automated operation is maintained by an embedded 
controller board. H2 was supplied to the stack anode at 5.0 psig, and air was supplied 
through a blower to the stack cathode at 2.2 psig. 
 An experimental configuration similar to the one used for HT-PEM fuel cell stack 
(Figure 3.1) was employed to obtain the impedance data of the Nexa stack. Gamry 
FC350TM fuel cell monitor in conjunction with TDI-Dynaload? RBL488 programmable 
load was utilized to measure the stack impedance. The dc current load was set at 12.2 A, 
24.4 A, and 32.5 A, from low to high, corresponding to a current density of 100 mA cm-2, 
200 mA cm-2, and 267 mA cm-2 that is consistent with the load condition of the HT-PEM 
system. The measuring frequency swept from 10 kHz to 0.01 Hz. The operating 
            64
 
temperature of the Nexa stack module was automatically stabilized between 40?C and 
65?C. 
3.3. Results and discussion 
3.3.1. Impedance spectra of HT-PEM fuel cell stack 
 Five impedance spectra of the HT-PEM fuel cell stack module measured under 
different current loads are plotted together in one Nyquist plot (Figure 3.2). The operating 
temperature is set at 160?C. As the current increases from 100 mA cm-2 to 333 mA cm-2, 
a decrease of total stack impedance is observed. It is mainly contributed by the decrease 
of the impedance arcs dominating the frequency range lower than 100 Hz. The smaller 
intercept of the spectra and the real axis (the one closer to the origin of Nyquist plot, 
measured at the frequency above 1000 Hz) almost keeps constant at around 15 ? cm2 
despite the change of the stack load. But the larger intercept of the spectra and the real 
axis (the one further from the origin of Nyquist plot, measured at the frequency point 
lower than 1 Hz) decreases significantly from approximately 70 ? cm2 to 40 ? cm2 with 
increasing current density. No significant change of the impedance arc dominating high 
frequency range can be observed from Figure 3.2. High frequency inductive impedance 
also keeps at a steady status with the change of the stack load. 
3.3.2. EC simulation of HT-PEM fuel cell stack 
3.3.2.1.EC model for simulation 
 Due to limited researches on HT-PEM fuel cells, no general consensus has been 
achieved on its EC simulation, neither the EC models nor the physical explanations of EC 
elements. The impedance arcs contributed by different activation and concentration 
processes overlap with each other to a different extent under different operating 
            65
 
 
Figu
re 3.2.
 I
mped
anc
e spec
tra
 of
 the
 HT
-PEM 
fue
l c
ell
 stac
k mea
sure
d a
t a
 cu
rre
nt 
de
nsit
y of
 (?
) 100 
mA 
cm
-2 , 
(?) 
200 
mA 
cm
-2 , 
(?
) 267 
mA 
cm
-2 , 
(?) 
30
0 mA 
cm
-2 , 
and 
(?
) 333 
mA 
cm
-2 . 
The
 im
pe
da
nc
e da
ta 
at 
fre
qu
enc
y of
 100
0 Hz
, 100 
Hz
, 10 
Hz
, 
and 1 
Hz
 of 
eac
h spe
ctra
 are
 mar
ke
d with s
oli
d do
ts. The
 op
era
tin
g temp
era
ture
 is
 se
t a
t 160?C
. P
ure
 H
2 is suppl
ied to the
 
stac
k a
node
 at ar
ound 45 
mbar
 and a
mbi
ent t
empe
rature
. Ambient 
air 
is tak
en int
o the stac
k c
atho
de
 by
 the blow
er.
 
            66
 
conditions. The generated impedance spectra significantly differ from one another. In this 
work, a three time constant non-ideal EC model (Figure 3.3) is proposed to simulate the 
HT-PEM fuel cell stack. It consists of one pure resistor R?, one paralleled (CaRa) sub-
circuit, one paralleled (QcRc) sub-circuit, one finite diffusion element (FDE) O, and one 
wiring inductance L. In this EC model, one constant phase element (CPE) Qc is used to 
replace the ideal capacitor and reflect the non-ideality of cathode processes caused by the 
inhomogeneous characterization of the electrode surface. The detail explanations are 
presented in the following section of EC interpretation. 
 The impedance spectrum measured at a dc current load of 9 A (200 mA cm-2) is 
simulated by the non-ideal EC model (Figure 3.3). The measured data and its fitting 
curve are shown in Figure 3.4. The smaller intercept on the real axis refers to the ohmic 
resistance (R?) of the stack module. The difference between two intercepts on the real 
axis refers to the polarization resistance (Rp) of the stack, which is a combined 
contribution of activation and concentration processes. The small capacitive arc 
dominating the high frequency region is simulated by the paralleled (CaRa) sub-circuit. 
This arc has a summit frequency at about 680 Hz. The depressed large capacitive 
impedance arc spanning over the rest frequency region is simulated as two overlapped 
capacitive arcs. The middle frequency arc, which has a summit frequency around 20 Hz, 
is simulated by the paralleled (QcRc) sub-circuit. This impedance arc is much larger than 
others and dominates the stack impedance. The low frequency arc is simulated by the 
diffusion element and gives very limited contribution to the stack impedance under its 
operating condition. The proposed non-ideal EC model is then validated by simulating 
the impedance spectra measured under other load conditions (Figure 3.5). The simulating 
            67
 
 
Figu
re 3.3.
 The
 non-
idea
l EC 
model 
propose
d to s
im
ulate
 the H
T-
PEM f
ue
l c
ell
 stac
k. 
            68
 
 
Figu
re 3.4.
 The
 im
pe
da
nc
e spec
tru
m 
of 
the 
HT
-PEM 
fue
l c
ell
 stac
k me
asure
d und
er 
a c
urr
ent 
load 
of 
9 A
 (200 
mA 
cm
-2 ). 
The
 
im
pe
da
nc
e �G
�D
�W�D�
�P
�H
�D
�V�X�U
�H
�G�
�D
�W�
�I�U
�H
�T�X�H
�Q
�F
�\
�
�R�I
�
�����
�+�]
��
����
�+�]
��
���
�+�]
��
�D
�Q
�G�
��
�+�]
�
�D
�U
�H
�
�P�D�U
�N
�H
�G�
�Z�L�W�K
�
�V�R�O�L
�G�
�G�R�W�V�
�?
���
�7�K�H
�
ope
rati
ng
 tempe
ratu
re 
is 
set 
at 
160?C
. The
 fitti
ng
 cur
ve
 is 
sim
ulate
d b
y th
e non
-idea
l EC 
model 
(Fig
ure
 3.3)
. P
ure
 H
2 i
s 
suppl
ied 
to 
the 
stac
k a
node
 at 
around
 45 
mbar
 and 
ambi
ent 
tempe
rature
. Ambient 
air 
wa
s take
n int
o the 
stac
k c
athode 
by
 
the blowe
r. 
            69
 
 
Figu
re 3.5.
 The
 im
pe
da
nc
e sp
ectr
a o
f the 
HT
-PEM 
fue
l c
ell
 stac
k me
asure
d unde
r va
rious 
cur
rent 
loads. 
Th
e o
pe
rati
ng
 tempe
ratur
e 
is 
set 
at 
160?C
. The
 fitt
ing
 cur
ve
s a
re 
sim
ulate
d by
 the 
non-
ide
al 
EC 
model
 (F
igu
re 
3.3)
. P
ure
 H
2 i
s suppl
ied 
to 
the 
stac
k 
anode
 at a
round
 45 mbar
 and a
mbi
ent t
emper
ature
. Ambient a
ir is t
ake
n int
o the stac
k c
athod
e b
y the 
blowe
r. 
            70
 
curves show great goodness of fit with the changing current density. The fitting values of 
each EC elements and their changes with current loads are analyzed below to perform EC 
element interpretation.  
3.3.2.2.EC element interpretation 
3.3.2.2.1. Ohmic resistance 
 The ohmic loss refers to pure resistive loss and can be simulated by an ideal resistor 
R?. It consists of resistances contributed by membranes, electrodes, catalyst layers, gas 
diffusion layers, component connections, and any other hardware connected to the 
measuring system, such as wires, heaters, blowers, and controller boards. However, it is 
difficult to discriminate their impedance one from another. The variation of ohmic loss 
with changing current load reflects the change of proton conductivity of the membranes. 
a. Proton conductivity mechanism 
 The mechanism of proton conductivity changes with PA doping level. Generally, PA 
is doped onto the PBI backbone in two different manners. As far as the doping level is 
lower than two molecules of PA per repeat unit of PBI [28] the acids are stably linked to 
the PBI structure by H bonding. The conductivity at low PA doping level comes from a 
cooperative movement of two protons along the polymer-PA anion chain [2], that is one 
proton hopping away from an acid anion to form a N-H bond with the polymer and this 
anion accepting the proton hopping from another N-H bond at the same time. This type of 
proton migration provides great contribution to membrane conductivity but is not enough 
for fuel cell applications. Experimental data [29] supported that the conductivity of PA 
doped PBI significantly increases with an increasing doping level of PA when more than 
two molecules of PA per repeat unit of PBI are doped. Other than the PA molecular 
            71
 
bounded to PBI by H bonding, the rest of doped PA molecular form H2PO4? by self-
ionization and self-dehydration [30]: 
                                      (3.1) 
The proton conduction is described as a proton hopping mechanism along the anionic 
chains of H2PO4? / HPO42? [30]. This mechanism provides the main attributions to 
proton conductivity and significantly increase the conductivity of PA-PBI membranes to 
met the requirement of EC application. 
 In PA-PBI system, water is no longer the essential contributor to proton 
conductivity. This feature enables fuel cell operations above 100?C. However, the 
presence of water still have non-negligible effects on proton conductivity of PA-PBI 
membranes. Additional hydron carriers can be formed by dissociating acid molecular in 
water [30] and increase the proton conductivity. 
                          (3.2) 
The situation changes when the content of water continuously increases. The reducing 
concentration of charge carriers due to excessive water content leads to a decrease of 
conductivity. 
b. Dependence on current density 
 Our experimental data (Figure 3.5) and simulation results (Figure 3.6 and 3.7) 
present a relevant stable value of ohmic resistance (R?) when the current density is lower 
than 267 mA cm-2. However, it slightly decreases when the current density increases 
from 267 mA cm-2 to 333 mA cm-2. A decrease of ohmic resistance with increasing 
current density was reported [15, 18, 19], but Zhang [17] also reported a stable ohmic 
resistance with the change of current when the current density went over 1.0 A cm-2. The 
            72
 
 
Figu
re 3.6.
 The
 de
pe
nde
nc
e o
f stac
k oh
mi
c re
sis
tan
ce 
(R
?) 
and
 anode
 ac
tiva
tion 
resis
tanc
e o
f HO
R 
proc
ess 
(R
a) 
on 
cur
rent 
de
nsit
y. 
The
 va
lues 
are
 sim
ulate
d b
y the 
non
-idea
l EC 
mo
de
l (F
igur
e 3.3) 
from 
the
 im
pe
da
nc
e sp
ectra
 of
 H
T-
PEM 
fue
l c
ell
 sta
ck 
mea
sure
d a
t an ope
rati
ng tempe
ratur
e of 16
0?C
 an
d c
ha
ng
ing
 cur
rent densit
y. 
            73
 
 
Figu
re 3.7.
 The
 de
pe
nde
nc
e o
f stac
k c
athode
 ac
tiva
tion 
resis
tanc
e of
 ORR
 pr
oc
ess
 (R
c) 
and 
the
 equivale
nt 
dif
fusion 
resis
tanc
e R
O 
calcula
ted 
from 
Eq. 
3.5. 
The
 va
lues 
are
 sim
ulate
d fr
om 
the 
im
pe
da
nc
e spe
ctra
 of
 HT
-PEM 
fue
l c
ell
 stac
k a
t a
n op
era
tin
g 
tempe
ratur
e of 16
0?C
 an
d c
ha
ng
ing
 cur
rent densit
y. 
            74
 
conductivity following the hopping mechanism changes with temperature and membrane 
water content. It is theoretically independent on current load. The stable value of R? at 
low current densities represents a stable conduction process throughout the current 
density range below 267 mA cm-2.  More water is produced under higher current loads. 
When the current density increases to over 267 mA cm-2, water content of MEAs slightly 
increases due to the disequilibrium between produced water and purged water. Thus, the 
slight decrease of R? at higher current loads is observed because the small amount of 
water increases the proton conductivity. 
3.3.2.2.2. Anode electrode 
 The electrode process occurring on the anode of a hydrogen-oxygen (H2-O2) fuel cell 
is hydrogen oxidation reaction (HOR). It has been widely accepted that the rate determine 
step (RDS) of HOR is the transfer process of electrons from the absorbed hydrogen atoms 
to the electrode [31]: 
                     (3.3) 
 HOR kinetics is much faster than oxygen reduction reaction (ORR) kinetics and 
other cell processes. When the frequency sweeps from high to low values, the impedance 
arc of HOR charge transfer process appears right after the wiring inductive loop. It 
usually behaves as a semi-circle much smaller than other impedance arcs. A dominating 
frequency range from about 100 Hz up to 1000 Hz or even higher [5, 11, 15, 17-19, 23] 
was reported for this process. Following this theory, the (CaRa) sub-circuit in the 
proposed EC model (Figure 3.3) is employed to simulate the charge transfer process 
occurring over anode / electrolyte interface. Ra refers to the resistance of transfer process 
of electrons (Eq. 3.3) occurring on anode electrode. Ca refers to the double-layer 
            75
 
capacitance caused by the charge accumulation and separation in the interface of anode 
and electrolyte. The kinetics of HOR process is so fast that no significant effect of current 
density is expected on HOR, especially when the cell is operated under low current 
densities. As shown in Figure 3.6, the charge transfer resistance of HOR (Ra) keeps at a 
stable value with the change of current load. 
3.3.2.2.3. Cathode electrode 
 The electrode process occurring on the cathode of H2-O2 fuel cells is ORR. Its 
kinetics is very sluggish comparing to HOR process. The impedance of ORR process 
usually dominates the performance of total cell systems. No consensus has been reached 
after decades of study on ORR mechanism. The main controversy lies between whether 
the charge transfer process of ORR is the RDS [32] or the adsorption process of oxygen 
molecular on catalyst surface is the RDS [33]. The generally accepted mechanism for 
PEM fuel cell application considers the charge transfer process as the RDS of ORR 
process but with a change of Tafel slope at higher overpotential [32]. 
 The large capacitive impedance arcs spanning over hundreds of hertz down to 
several hertz (Figure 3.2) is ascribed to the activation process of ORR. Its behavior and 
dominating frequency range obtained in this work keep consistency with the results of 
other published cases of HT-PEM impedance study [5, 17, 19, 23]. In this work, the sub-
circuit (QcRc) in the proposed EC model (Figure 3.3) is used to simulate the activation 
process of ORR. The ORR activation resistance Rc drops about 25 ? cm2 when the 
current density increases from 100 mA cm-2 to 300 mA cm-2 (Figure 3.7). The electrons 
accelerate at higher current density, which enhance the charge transfer process and lower 
the impedance of ORR process. However, the dependence of Rc on current density 
            76
 
changes when the current density increases to more than 300 mA cm-2. It keeps at a stable 
value when the current density increase from 300 mA cm-2 to 333 mA cm-2 (Figure 3.7). 
The RDS of ORR process changes in this current density range when the adsorption of 
oxygen molecular on catalyst surface gradually lags behind the charge transfer process. 
This explanation could be further validated by continuously measuring cell impedance at 
even higher current densities. 
3.3.2.2.4. Finite diffusion process 
 The impedance arc dominating the frequency lower than 1 Hz mostly merges with 
the ORR activation impedance arc. Only a small tail following the ORR impedance arc 
can be observed from the Nyquist plot (Figure 3.2). The low frequency impedance arc is 
contributed by the diffusion process of O2 to the cathode electrode. The finite diffusion 
element (FDE) O is employed in the non-ideal EC model to simulate the low frequency 
diffusion process. The two simulating parameters of FDE are B and Yo,0. 
 B is the time constant parameter in the unit of sec1/2. It reflects the rate of diffusion 
process. The value of B slightly decreases with the increase of current density, but 
approaches to a stable level at high current density (Figure 3.8). The increase of current 
load does not fasten the diffusion process to a significant degree. 
 Yo,0 is the magnitude of FDE admittance at ? = 1 rad s-1, in the unit of S sec1/2, which 
is the reciprocal of ? sec-1/2. Its magnitude is defined based on the model of Warburg 
element, as [34]: 
               
   
   
 
    
  
   
 
    
  
 
  
  (3.4) 
            77
 
 
Figu
re 3.8.
 The
 va
lues 
of 
the 
time 
const
ant 
pa
ramete
r o
f F
DE 
(B
, in 
the 
unit
 of
 se
c1
/2 ) 
sim
ulate
d fr
om 
the 
im
pe
da
nc
e spec
tra
 of
 HT
-
PEM f
ue
l ce
ll stac
k a
t a
n ope
rati
ng
 tempe
rature
 of
 160?C
 and c
ha
ng
ing
 cur
rent densit
y. 
            78
 
where, n is the stoichiometric number of electrons involved in the reduction reaction; F is 
the Faraday constant; Rig is the ideal gas constant; DO and DR are diffusivity of oxidized 
species and reduced species, respectively; and CO* and CR* are their bulk concentrations, 
respectively. RO is the impedance of FDE [35] calculated at ? = 0, equivalent to the value 
of R in an paralleled (CR) circuit: 
                             
      
            
      
   
   
  (3.5) 
Ambient air is fed to the cathode as the source of O2. As the ORR process is enhanced at 
higher current density, the concentration of O2 decreases and fails to keep at the constant 
level due to a faster consumption by the ORR process. The diffusion process of O2 to the 
cathode lags behind the electrode reaction at higher current densities and gives large 
impedance to the stack performance. When the current density increases to higher than 
300 mA cm-2, the RDS of ORR process on the cathode changes. The adsorption of 
oxygen molecular dominates the electrode process, which relieves the lag of O2 diffusion 
to the electrode. The explanation can be further validated by operating the HT-PEM fuel 
cell stack with pure O2 supplement at varying oxygen stoichiometry. 
 The impedance arc of diffusion process in the HT-PEM fuel cell system is 
overlapped by the ORR impedance arc to a large extent. And the diffusion resistance is 
much smaller than the ORR resistance (Figure 3.7). Thus, the diffusion process does not 
have dominating limitation to the stack performance of HT-PEM fuel cell under the 
operating condition during impedance measurement. 
            79
 
3.3.3. EC simulation of traditional PEM 
 One widely accepted interpretation of PEM fuel cell impedance is to separate the 
polarization impedance according to anodic and cathodic processes. Following this idea, 
an ideal EC model (Figure 3.9) consisting with one ohmic resistor, three (CR) sub-
circuits, and one wiring inductor  was used to simulate the NexaTM PEM fuel cell stacks 
in our previous work [27]. Three parallel (CR) sub-circuits were ascribed to anode HOR 
process (CaRa), cathode ORR process (CcRc), and cathode finite diffusion process 
(CdiffRdiff), respectively in sequence from high frequency to low frequency. The EC model 
with only ideal circuit elements was used to facilitate PSpice simulation. 
 The newly proposed non-ideal EC model (Figure 3.3) shows great fitness to the 
impedance spectra measured from the HT-PEM fuel cell stack. It inspires the idea that 
the non-ideal EC model can be used to simulate the traditional PEM fuel cell stack. As 
expected, its simulation result shows great consistency to the impedance spectra 
measured at 200 mA cm-2 (Figure 3.10). The small impedance arc simulated by the 
parallel (CaRa) appears in the frequency range larger than 100 Hz. It refers to the 
activation process of HOR on anode electrodes. The large impedance arcs spanning over 
from several Hertz up to 100 Hz is contributed by the activation process of ORR on 
cathode electrodes. For the HT-PEM fuel cell stack, ORR process is the RDS of the total 
stack performance. But for the traditional PEM fuel cell stack, a large impedance arc 
comes out in the frequency range below 1 Hz, giving equivalent contribution to the total 
stack impedance as ORR process. This arc is simulated as a finite diffusion process. The 
non-ideal EC model reflects the non-ideal characteristics of the electrodes and interfaces, 
and provide realistic interpretation to each impedance arc. 
            80
 
 
Figu
re 3.9.
 The
 idea
l EC
 model with t
hre
e ti
me c
onst
ants.
 
            81
 
 
Figu
re 3.10.
 The
 im
pe
da
nc
e s
pe
ctrum 
of 
the 
tra
dit
ional 
PEM 
fue
l c
ell
 stac
k (?
) me
asur
ed 
at 
a dc
 cur
rent 
of 
24.
4 A 
(200 
mA 
cm
-2 ).
 
The
 soli
d fitti
ng
 cur
ve
 is
 sim
ulate
d fr
om 
the 
non
-idea
l EC 
model 
(Fi
gur
e 3
.3). 
Pur
e H
2 a
nd 
ambi
ent 
air 
are
 suppl
ied 
to 
the stac
k. 
            82
 
 The impedance spectra of Nexa stack #751 measured under the current density of 
100 mA cm-2, 200 mA cm-2, and 267 mA cm-2 are compared in Figure 3.11, along with 
their fitting curves simulated from the non-ideal EC model (Figure 3.3). The high 
frequency HOR impedance arc almost keeps stable with the increase of current density 
since the facile HOR does not have strong dependence on cell loads. The ORR 
impedance arc dominating middle frequency range significantly shrinks when the current 
density increases from 100 mA cm-2 to 200 mA cm-2, but keeps almost unchanged when 
the current density continuously increases from 200 mA/cm2 to 267 mA cm-2. This 
similar behavior to the HT-PEM fuel cell stack can also be explained as a change of 
RDS. When the current density is low, the charge transfer process of ORR limits the 
cathode performance. An increase of current density promotes ORR process and 
decreases its impedance. When the current density increases to a certain level, the 
adsorption process of ORR lags behind the charge transfer process and limits the cathode 
behavior. 
 The significant change of diffusion impedance with increasing current density shows 
its great dependence on the stack load. According to Eq. 3.4 and Eq. 3.5, the diffusion 
resistance decreases when the current density changes from 100 mA cm-2 to 200 mA cm-2 
(Figure 3.12). However, more reduced species is produced at higher current density. Due 
to the operating temperature of the traditional PEM fuel cell stack, the accumulation of 
liquid water inside the fuel cell at higher current densities brings challenge to the 
diffusion of O2 to the cathode electrode. The diffusion of liquid water itself away from 
the electrode also contributes to the diffusion process. On the other side, the increased 
rate of O2 consumption at higher current densities decreases the O2 concentration in the 
            83
 
 
Figu
re 3.11.
 Stac
k im
pe
da
nc
e of
 the 
tra
dit
ional 
PEM 
fue
l c
ell
 mea
sure
d a
t a
 cur
rent 
de
nsit
y o
f (
?) 
100 
mA 
cm
-2 , 
(?
) 200 
mA 
cm
-2 , 
and (?
) 267
 mA 
cm
-2 , a
long
 with t
he
ir f
itti
ng
 cur
ve
s si
mul
ated f
rom the no
n-idea
l EC
 model (
Fig
ure
 3.3
). 
            84
 
 
Figu
re 3.12.
 T
he
 va
lues 
of 
the 
equiva
lent 
diff
usion
 re
sis
tanc
e R
O sim
ulate
d fr
om 
the 
im
pe
da
nc
e sp
ectra
 of 
tra
dit
ional 
PEM 
fue
l c
ell
 
stac
k unde
r c
ha
ng
ing
 cur
rent densit
y. 
            85
 
air supplement, which also gives more impedance to the diffusion process (Eq. 3.4 and 
Eq. 3.5). 
3.3.4. Comparison between HT-PEM and traditional PEM 
 To facilitate the comparison between two types of PEM fuel cell, their impedance 
spectra are normalized to a comparable base, which is ? cm2 per single planar cell (that is 
? cm2 cell-1). This unit is based on the average output power density of each single cells 
inside the stack. Since the impedance spectra are measured from two commercial stack 
modules. It is difficult to separate the effects of stack control hardware from the effects of 
membranes and electrodes on ohmic resistances. The comparison between ohmic 
resistances of two modules cannot provide exact information for membrane comparison. 
Thus, the impedance spectra of two stacks are compared in the same Nyquist plot (Figure 
3.13) after subtracting ohmic resistances. The values of ohmic resistances calculated from 
EC simulation are used here for subtraction. 
 The impedance difference between two PEM fuel cell stacks at high frequency range 
is small, especially under low current density. The HOR activation process on anode 
occurs so fast that the temperature dependence on its impedance is small. Its impedance 
slightly decreases when the operating temperature of the PEM fuel cell stack is elevated 
over 100?C. But the difference of cathode activation impedance between two stacks is 
significant. The ORR activation process presents much better performance at higher 
operating temperature. Since the cell performance is mainly dominated by ORR process, 
the enhancement of its activation provides great improvement of cell performance. The 
finite diffusion process at low frequency range also shows large differences under 
different operating temperatures. The diffusion impedance arc of the HT-PEM fuel cell 
            86
 
 
Figu
re 3.13.
 Imped
anc
e c
ompa
rison 
be
twe
en 
the
 tra
dit
ional 
PEM 
fue
l c
ell
 stac
k modu
le 
and 
the
 HT
-PEM 
fue
l c
ell
 stac
k b
ase
d on 
a 
norma
liz
ed im
pe
da
nc
e in
 the unit of ?
?cm
2  pe
r c
ell. Ohmi
c r
esis
tanc
es 
are
 not i
nc
luded in the c
ompar
ison.
 
            87
 
stack is very small and mostly overlapped by the ORR impedance arc. But the traditional 
PEM fuel cell stack has a large diffusion impedance arc. At low current region, the 
diffusion impedance decreases with increasing current density. With the further increase 
of current density, the dependence of diffusion impedance changes. It increases with 
increasing current density due to the accumulation of liquid water inside the stack. This 
problem can be solved in the HT-PEM fuel cell systems with the single phase water 
environment. The higher operating temperature facilitates the water management inside 
the PEM fuel cells. 
3.4. Conclusion 
 In this work, both a novel high temperature (HT) proton exchange membrane (PEM) 
fuel cell stack module operated at elevated temperatures around 160?C and a traditional 
one operated at temperature between 40?C and 65 ?C were studied by impedance 
measurement and equivalent circuit (EC) simulation. Both PEM fuel cell stacks were 
manufactured at commercial level. One non-ideal EC model was proposed to simulate the 
HT-PEM fuel cell stack. The excellent goodness of fit inspired the idea to simulate the 
traditional PEM fuel cell stack by this non-ideal EC model. Comparing to our previous 
simulation with ideal EC model [27], the use of one constant phase element (CPE) Qc and 
one finite diffusion element (FDE) O enhanced the simulation of the oxygen reduction 
reaction (ORR) process and the diffusion process at middle and low frequency range. 
 Based on the EC simulation and impedance interpretation, the chemical and physical 
processes occurring in the HT and traditional PEM fuel cell stacks were similar. The 
hydrogen oxidation reaction (HOR) on anode had fast kinetics no matter the operating 
temperature is above or below 100?C. It contributed a small part to stack impedance. The 
            88
 
ORR process on cathode had sluggish kinetics and dominated the total stack impedance. 
However, the magnitude of ORR impedance arc in the HT-PEM fuel cell stack system 
was much smaller than in the traditional system due to the faster kinetics at higher 
temperature. The elevated operating temperature of HT-PEM fuel cell stack also 
facilitated the O2 diffusion process and the water management inside the stack. Thus, the 
diffusion impedance was decreased to a magnificent degree. 
 The performance of two commercial PEM fuel cell stacks were compared by EIS 
technique and EC simulation at a normalized impedance level. Although the application 
of HT-PEM fuel cells is still in an immaturity stage, the significantly smaller polarization 
impedance of HT-PEM fuel cell stack gives a promising possibility to future 
development. This work highlights the ability of EIS and EC simulation in stack 
characterization and performance evaluation, and experimentally provides references for 
further study and diagnostics of commercial fuel cell stacks. 
 
            89
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            92
Chapter 4 
EIS Application to Proton Exchange Membrane Fuel Cells 
Stack Degradation and Performance Diagnostics 
4.1. Introduction 
 In Chapter 3, a non-ideal equivalent circuit (EC) model was proposed to simulate 
both high temperature (HT) and traditional proton exchange membrane (PEM) fuel cell 
stacks (Figure 3.3). The interpretation of impedance was performed based on the widely 
accepted cell mechanisms. A performance comparison between two commercial PEM 
fuel cell stacks manufactured based on current PEM technologies was also presented in 
the previous chapter. In this chapter, the rationality of this EC model will be further 
validated by simulating the HT-PEM fuel cell stack modules under other operating 
conditions. The emphasis will be placed on the performance comparison to HT stack 
itself under various operating conditions. The competency of electrochemical impedance 
spectroscopy (EIS) and EC simulation on stack diagnostics will be shown in this chapter. 
 Certain degradations is found in the HT-PEM fuel cell stack. It brings uncertainty 
and unexpected behaviors to the stack performance. The experimental data also present a 
more complicated behavior. However, the study on this stack still provides important 
experience and references for practical applications of HT-PEM fuel cells and EIS 
diagnostics.
            93
4.2. Experimental details 
4.2.1. EIS measurement 
 Following the HT-PEM fuel cell stack specifications, impedance equipment, electric 
circuit connection, and measurement procedures described in Chapter 3, the impedance 
of the commercial HT-PEM fuel cell stack was collected under various operating 
temperatures and stack loads. All measurements was carried out with pure H2 as fuel 
supplement and ambient air as both reactant and cooling. The operating temperature was 
set at 120?C, 140?C, and 160?C from low to high. A dc current load of 4.5 A, 9 A, 12 A, 
13.5 A, and 15 A was loaded to the stack at each setting temperature, which is a current 
density of 100 mA cm-2, 200 mA cm-2, 267 mA cm-2, 300 mA cm-2, and 333 mA cm-2, 
correspondingly. A bleeder resistor of 24 ? is connected directly across the stack 
terminals. It is enabled and disabled by the Embedded Fuel Cell Control Unit (EFCU) 
(Serenergy Inc.) to provide a minimum load of 2 A for the stack module. Under the 
setting of the EFCU control system, the resistor is not disabled until the stack current 
goes over 4 A. Thus, the current load is chosen above 4 A to avoid the effect of the 
bleeder resistor. For each current load setting, the frequency swept from 10 kHz to 0.1 Hz 
at a rate of 10 points per decade, and the stack impedance was generated at each 
frequency point. This whole set of measurement procedures was repeated to collect the 
second sets of impedance spectra of the HT-PEM module for degradation study. 
4.2.2. Polarization curves 
 After finishing the measurement of the first set of impedance data, the method of 
current sweep was conducted to measure the polarization curve (i-V curve) of the stack. 
The operating temperature of the stack was set at 160?C. And the stack was running at a 
            94
current load of 9 A (200 mA cm-2) to reach a stable condition. The current loaded to the 
stack was then sweep from 0.5 A to 32 A by a step of 0.5 A at a rate of 1 A/min. After 
reaching 32 A, the current go back to 0.5 A at the same step magnitude and sweep rate. 
The output voltage at each current point was measured. Along with the increase of 
current load, the temperature of the stack was continuously increasing. Thus, the voltage 
measured during the back cycle was a little bit higher than the forth cycle. An average 
value was used to plot the polarization curve. 
4.3. Results and discussion 
 Since 160?C is the theoretical optimal operating temperature, the impedance 
spectrum measured at this temperature setting in the first data set is analyzed to evaluate 
the performance comparison to the traditional PEM fuel cell stack in Chapter 3. 
Impedance spectra measured at other operating temperature in the first data set is 
analyzed to illustrate temperature dependence of impedance and further validate the 
current dependence of impedance. The comparison between the first and the second set of 
stack impedance data is analyzed to perform the degradation study of this stack. 
4.3.1. EC simulation of the first set of data 
4.3.1.1.Impedance dependence on current density.  
 The impedance spectra measured at operating temperatures 120?C (Figure 4.1) and 
140?C (Figure 4.2) under changing stack loads are plotted in Nyquist plots with their 
fitting curves simulated from the stack EC model. The points indicate the experimental 
data and the solid and dashed lines represent the simulation results. As the impedance 
analysis on spectra obtained at 160?C in Chapter 3, the impedance spectra obtained at 
lower operating temperatures also shows similar dependence of stack impedance on 
            95
 
Figu
re 4.1.
 The
 im
pe
da
nc
e sp
ectr
a of
 the 
HT
-PEM 
stac
k modul
e c
oll
ected 
at 
an 
ope
rati
ng
 tempe
rature
 se
t a
t 120?C
 unde
r va
ryin
g 
cur
rent 
load
 de
nsit
y a
nd 
their 
fitti
ng
 cu
rve
s sim
ulate
d fr
om 
the 
sta
ck 
EC 
model
. P
ure
 H
2 wa
s supp
lie
d to 
the 
stac
k a
nod
e 
at ar
ound 45 mbar
 and a
mbi
ent t
emper
ature
. Ambient a
ir wa
s tak
en int
o the stac
k c
athode b
y the b
lowe
r. 
            96
 
Figu
re 4.2.
 The
 im
pe
da
nc
e sp
ectr
a of
 the 
HT
-PEM 
stac
k modul
e c
oll
ected 
at 
an 
ope
rati
ng
 tempe
rature
 se
t a
t 140?C
 unde
r va
ryin
g 
cur
rent 
loa
d de
nsit
y a
nd
 their 
fitti
ng 
cur
ve
s c
alc
ulate
d fr
om 
the
 de
riv
ed 
EC 
model 
shown 
in 
Figure
 3.3. 
Pur
e H
2 wa
s 
suppl
ied 
to 
the 
stac
k a
node
 at 
around
 45 
mbar
 and 
ambi
ent 
tempe
rature
. Ambient 
air 
wa
s take
n int
o the 
stac
k c
athode
 by
 
the blowe
r. 
            97
current density. The ohmic resistance (R?) and charge transfer resistance (Ra) do not 
show significant dependence on current density. But the large capacitive impedance arc, 
spanning over the middle and low frequency region, shrinks significantly with the 
increasing current density. This is because that smaller energy is required to surmount the 
activation barrier at larger overpotential, which means the activation process overcomes 
smaller impedance at higher temperature. 
4.3.1.2.Impedance dependence on temperature. 
 The impedance spectra measured under a current load of 200 mA cm-2 at three 
different operating temperature is illustrated in Figure 4.3. The points are impedance data 
measured from the stack, and the lines are fitting curves simulated from the EC model 
derived in Chapter 3 (Figure 3.3). Generally, smaller impedance is expected at higher 
operating temperature due to faster kinetics. However, the stack impedance shifts to the 
right on Nyquist plot when the operating temperature increases from 120?C to 160?C 
(Figure 4.3). This means the ohmic resistance (R?) of the stack increases with increasing 
temperature. Comparing the fitting values of the EC elements, the resistance of ORR 
process on cathode (Rc) (Figure 4.5) also presents the same behavior as the ohmic 
resistance (R?) (Figure 4.4). While the charge transfer resistance of HOR process on 
anode (Ra) (Figure 4.4) slightly increases with increasing temperature but almost keeps at 
a constant level. 
 Several other groups also reported similar unexpected temperature dependence of the 
ohmic resistance (R?) [1-3] and ORR resistance (Rc) [1, 2, 4]. The most possible 
explanations for this phenomenon are the dehydration of the membranes [1, 2] and the 
decrease of gas concentration in the diffusion layer [1, 4]. Although water is no longer 
            98
 
Figu
re 4.3.
 The
 im
pe
da
nc
e spec
tra
 of 
the 
HT
-PEM 
fue
l c
ell
 stac
k modul
e mea
sur
ed 
unde
r a
 cur
rent 
load 
of 
9 A 
(200 
mA 
cm
-2 ) 
with
 
the 
ope
rati
ng
 tempe
ratur
e se
t a
t 120?C
, 140?C
, a
nd 
160?C
. T
he
ir 
fitti
ng
 cur
ve
s a
re 
calcula
ted 
fro
m 
the 
stac
k E
C 
mode
l 
de
rive
d in 
Cha
pte
r 3
 (F
igur
e 3.3)
. P
ure
 H
2 wa
s s
uppli
ed 
to 
the 
stac
k a
nod
e a
t a
round
 45
 mbar
 and 
ambi
ent 
tempe
rature
. 
Ambient a
ir w
as tak
en int
o the stac
k c
athode b
y th
e blowe
r. 
  ?
 120?C
 Da
ta 
  ?
 140?C
 Da
ta 
  ?
 160?C
 Da
ta 
?????
 120?C
 Fit
ting
 
- -
 - 140?C
 Fit
ting
 
 ?
 160?C
 Fit
ting
 
            99
 
Figu
re 4.4.
 The
 de
pe
nd
enc
e of
 sta
ck
 modul
e ohmi
c re
sis
tanc
e R
? a
nd 
anode
 HO
R 
ch
arg
e tr
ansfe
r re
sis
tan
ce 
R
a on 
tempe
rature
. Th
e 
va
lues 
of 
resis
tors 
we
re 
calcula
ted 
by
 the 
sta
ck
 EC 
model
. The
 e
xpe
rimen
tal 
da
ta 
used 
for
 si
mul
ati
on 
we
re 
thre
e 
im
pe
da
nc
e spe
ctra
 of the
 fir
st data se
t m
easu
red un
de
r a
 cu
rre
nt l
oa
d d
ensit
y of 20
0 mA c
m
-2  (F
igur
e 4.2)
. 
            100
 
Figu
re 4.5.
 The
 de
pe
nd
enc
e of
 sta
ck
 modul
e c
athode 
ORR
 re
sis
tanc
e R
c on 
tempe
ratu
re.
 The
 va
lues 
of 
resis
tor
s we
re 
cal
culate
d b
y 
the 
stac
k 
EC 
model. 
The
 ex
pe
rimen
tal 
da
ta 
use
d 
for
 sim
ulation 
we
re 
thr
ee 
im
pe
da
nc
e spe
ctra
 of
 the 
fir
st 
da
ta 
set
 
mea
sure
d und
er a
 cur
rent l
oa
d de
nsit
y of 20
0 mA 
cm
-2  (F
igu
re 4.2).
 
            101
essential for proton conductivity in PA doped PBI membranes, the humidity of 
membranes can change its conduction mechanism [1], which changes the impedance 
dependence on temperature. 
4.3.2. Stack degradation 
4.3.2.1.Comparison between two sets data of impedance spectra 
 The measurement of the second set of impedance spectra repeats the procedure of the 
first set. Two measurements are carried out under the identical settings of operating 
conditions. However, the measured impedance spectra have different shapes and different 
magnitudes (Figure 4.6). The derived stack EC model still present great fitness for data 
fitting. The fitting values of ohmic resistances and polarization resistances are listed in 
Table 4.1.  
 The ohmic resistance (R?) here includes not only the resistances of cell membranes 
and electrodes, but also electronic devices and controllers connected in the stack 
modules. Generally, it is expected to be independent on current density. The ohmic 
resistance (R?) of the first data set presents a slight decrease with increasing current 
density; however, the change is almost unnoticeable in the Nyquist plots (Figure 4.6). But 
it is quite significant that the ohmic resistance (R?) of the second data set decreases with 
increasing current density. This means that the stack underwent a more unstable 
operation during the second measurement than the first one. 
 The polarization resistance (Rp) is the sum of the activation resistances and the 
concentration resistance. In a Nyquist plot, Rp is indicated as the difference between two 
interceptions in the real axis. Comparing two sets of impedance data, the polarization 
            102
 
 
Figure 4.6. The (a) first and (b) second set of impedance spectra measured at 160?C. 
The current density was loaded at (?) 100 mA cm-2, (?) 200 mA cm-2, and 
(?) 300 mA cm-2, and their fittings (dashed and solid lines) calculated from 
the stack EC model. 
  ?  100 mA/cm2 Data 
  ?  200 mA/cm2 Data 
  ?  300 mA/cm2 Data 
?????  100 mA/cm2 Fitting 
- - -  200 mA/cm2 Fitting 
 ?   300 mA/cm2 Fitting 
  ?  100 mA/cm2 Data 
  ?  200 mA/cm2 Data 
  ?  300 mA/cm2 Data 
?????  100 mA/cm2 Fitting 
- - -  200 mA/cm2 Fitting 
 ?   300 mA/cm2 Fitting 
(a) 
(b) 
            103
Table 4.1. The fitting data of R? and Rp calculated from the EC simulation. 
Current Density The First Set The Second Set 
i (mA/cm2) R? (?*cm2) Rp (?*cm2) R? (?*cm2) Rp (?*cm2) 
100 16.19 52.01 23.22 68.46 
200 16.08 32.89 22.68 47.94 
300 15.89 25.80 20.93 38.71 
 
            104
resistance (Rp) of the stack increased significantly when conducting the second set of 
measurement. 
 To compare in a more intuitive way, two sets of impedance data collected at 160?C 
and different current densities are plotted together in one Nyquist plot, shown in Figure 
4.7. The second set of data, although repeating the procedures and operating conditions of 
the first set, presents significant differences from the first set of data. Both the ohmic loss 
and the polarization loss of the second set of impedance data increase, as concluded from 
the simulation data listed in Table 4.1. 
4.3.2.2.Comparison between polarization curves 
 The performance degradation can also be implied from observing the decrease in cell 
voltages. When measuring the impedance, the stack voltage was recorded at each current 
load. The average voltage of single planar cell in the stack was calculated from the stack 
voltage and plotted in Figure 4.8. The cell voltage decreased when conducting the second 
set of measurement. Also, the polarization curve measured after the first set of impedance 
measurement is compared to the one measured by Serenergy at the beginning of life 
(BOL) of the stack module (Figure 4.9). A significant performance degradation is 
observed and about one third of the maximum output power measured at its BOL is 
dropped. 
 To find out the reasons for the change of the stack impedance, the status of the 
blower and heater during two sets of measurement were studied. It was shown that the 
blower worked in the same speed range when the stack was operated at the same 
conditions. Also, the heater was disabled when performing impedance measurement. 
            105
 
Figu
re 4.7.
 Two 
sets 
of 
im
pe
da
nc
e spec
tra
 of
 the
 hi
gh 
tempe
ratur
e P
EM 
stac
k 
mea
sure
d 
unde
r the 
sam
e ope
rati
on 
sett
ing
. The
 
ope
rati
ng
 tempe
ratur
e w
as 
set 
at 
160?C
 and
 the 
cur
rent 
de
nsit
y c
ha
nge
s f
rom 
100 
mA 
cm
-2  to 
300
 mA 
cm
-2  for
 ea
ch 
da
ta 
set.
 
 ? 
100 mA/cm
2  Da
ta Set 1
 
?
 200 mA/cm
2  Da
ta Set 1
 
 ? 
300 mA/cm
2  Da
ta Set 1
 
 ? 
100 mA/cm
2  Da
ta Set 2
 
 ? 
200 mA/cm
2  Da
ta Set 2
 
 ? 
300 mA/cm
2  Da
ta Set 2
 
            106
 
Figu
re 4.8.
 The
 vol
tag
e 
of 
eac
h 
sing
le 
cell
 in 
the
 stac
k 
whe
n 
condu
cti
ng
 th
e 
(?
) fir
st 
and 
the
 (?
) se
co
nd 
set
 of
 im
pe
da
nc
e 
mea
sure
me
nt. A 
cur
rent 
de
nsit
y of 10
0 mA 
cm
-2 , 200 mA 
cm
-2 , a
nd 300 mA 
cm
-2  wa
s loade
d to t
he
 stac
k. 
 ? 
1st
 Se
t of Me
asure
ment
 
?
 2
nd  
Se
t of Me
asure
ment
 
            107
 
Figu
re 4.9.
 C
ompar
ison 
be
twe
en
 the
 polar
iza
tion 
cur
ve
s c
oll
ected 
from 
the 
HT
-PEM 
stac
k modul
e (?
) a
t it
s B
OL
 and 
(x)
 aft
er 
the
 
fir
st 
set 
of 
im
pe
da
nc
e me
asure
ment
. B
oth 
cur
ve
s we
re 
obt
ained 
aft
er 
the 
sta
ck 
wa
s st
able 
at 
an 
op
era
ting
 tempe
ratur
e se
t 
at 160?C
. 
            108
Thus, the energy consumptions of the blower and heater did not contribute to the 
inconsistency of stack impedance. 
 The temperature profile of the stack is monitored by three temperature sensors 
during impedance measurement. For both sets of experiments, the variations of the stack 
temperature with the operating time is more significant when the stack was operated at 
the current density of 100 mA cm-2 than at higher loads. And at this current load, all three 
temperatures are lower than 160?C. When the current density increases to 200 mA cm-2, 
the middle and rear temperatures of the stack were able to be stabled at 160?C, and the 
temperature variations with the operating time is negligible. However, the front 
temperature still stay at a value lower than 160?C. At a current density of 300 mA cm-2, 
the front temperature is able to elevate up to about 150?C. The decrease of the 
temperature gradient over the whole stack provided a more stable condition for the stack 
operating. Although the temperature profiles behaved similar in both sets of 
measurements, the temperature variations with the operating time during the second 
measurement were more observable than during the first one. Also, the front temperature 
of the stack when conducting the second set of measurement was generally lower than the 
first one. It amplified the temperature gradient over the whole stack and induced more 
cell impedance. 
4.4. Conclusion 
 Two sets of impedance measurement were carried out following the same procedure. 
The operating conditions of the HT-PEM fuel cell stack module is set at the same values. 
However, the measured impedance spectra failed to present identical or similar 
performance behavior as expected. The EC model derived in Chapter 3 for stack 
            109
simulation is used to simulate these two sets of impedance spectra. The stack model gives 
great fitness to the experimental data. The performance degradation of the HT-PEM fuel 
cell stack is quantitatively analyzed by the impedance values simulated from the stack EC 
model. Polarization curves are also used to illustrate the conditions of the stack module. 
 The impedance data measured at lower operating temperatures also shows similar 
current dependence as at 160?C. Stack impedance decreases with increasing current 
loads. The difference is most significant when the load increases from 100 mA cm-2 to 
higher current density. The stack impedance increases with decreasing temperature at all 
loads. Although this trend is not expected according to activation theory, similar 
phenomena also discovered by other research groups. The complicate proton conduction 
mechanism of PA-PBI membranes introduces more effect factors to the dependence of 
stack impedance on operating temperature. 
            110
Reference 
[1] C.Y. Chen, W.H. Lai, Journal of Power Sources, 195 (2010) 7152-7159. 
[2] J. Lobato, P. Canizares, M.A. Rodrigo, J.J. Linares, Electrochimica Acta, 52 (2007) 
3910-3920. 
[3] J.L. Jespersen, E. Schaltz, S.K. Kaer, Journal of Power Sources, 191 (2009) 289-296. 
[4] J.L. Zhang, Y.H. Tang, C.J. Song, J.J. Zhang, Journal of Power Sources, 172 (2007) 
163-171. 
            111
Chapter 5 
EIS Application to Tubular Solid Oxide Fuel Cells 
Single Cell Characterization and EC Simulation 
5.1. Introduction 
 Electrochemical impedance spectroscopy (EIS) is applied to the tubular solid oxide 
fuel cells (T-SOFCs) in this chapter. The cell tubes are manufactured at commercial 
level. The complex compositions and structures of the electrodes, the oxygen-ion (O2-) 
conducting electrolytes, and the high operating temperature up to 1000?C make the 
kinetic mechanisms of SOFC processes very different from proton exchange membrane 
(PEM) fuel cells. The practical cell operation with reformate fuel takes the impedance 
study into a more complicated situation. The mechanisms of electrode reactions in SOFC 
systems are not well understood. Even less attention has been paid to SOFCs with tubular 
geometry. No impedance data of SOFCs directly fueled with reformate has been 
published. The measurements and results described and analyzed in this chapter provide a 
preliminary study on reformate fueled T-SOFC systems. 
5.2. Cell descriptions and experimental details 
5.2.1. Tubular solid oxide fuel cells (T-SOFCs) 
 The impedance spectra of tubular solid oxide fuel cells (T-SOFC, patented by 
Acumentrics Corp.) were small tubes with a horizontal 22 mm inner diameter by 450 mm 
long. Five single tubes were horizontally placed in the same Cell Test Stand, parallel to
            112
each other. They were numbered from Cell 1 to Cell 5 in sequence. Cell 1 and Cell 5 
were two tubes placed on the sides, and Cell 3 was the one placed in the middle. The 
tubes were anode-supported SOFCs, with the anode as the inside wall of the tube and the 
cathode as the outside wall. The O2- conducting electrolyte was stacked between the 
anode and the cathode. Ambient air was circulated around the tubes, supplying oxygen to 
the cathodes of the T-SOFCs. A mixture of hydrocarbon with a general structure of 
CnH2n+2 was fed into the tube. It was reformed inside the tube into hydrogen (H2) and 
carbon monoxide (CO) along the flow of the fuel mixture. The generated H2 and CO 
were continuously oxidized to water (H2O) and carbon dioxide (CO2) along the fuel flow 
and produced electricity. This tubular geometry of SOFC is able to integrate the reformer 
into each cell. An approximate area of 215 cm2 was measured (data provided by 
Acumentrics) as the nominal area of each single T-SOFC tube. This number is only about 
one third of the inner area of each tube, because part of the tube was served as the 
internal fuel reformer for the mixture of hydrocarbons. 
5.2.2. Experiments 
 The testing tubes were manufactured at commercial level. The measurements were 
conducted during cell operations under different temperatures, current densities, and fuel 
utilizations. These parameters were set before cell operations at a desired number. 
However, it was usually difficult to stable the cells exactly at the operating conditions as 
set. The parameters described below refers to the desired number set before the 
operations. The status of cell tubes were stabled as close to the set parameters as possible 
during the practical operations. 
            113
 The Cell Test Stand was preheated to 800?C. The impedance spectrum of Cell 1 was 
measurement under a current density around 120 mA cm-2 at a fuel utilization around 
50%. The measurement was repeated on Cell 3 and Cell 5 in sequence under the same 
operation setting. The impedance was then measured from Cell 3. The Cell Test Stand 
was preheated to about 750?C. A current density of 120 mA cm-2 was loaded to Cell 3. Its 
impedance spectra were obtained after the tube was stabilized at a fuel utilization of 50%, 
75%, and 29% in sequence. For validation of EC simulation, the impedance spectra of 
Cell 3 were then measured under a current density of 150 mA cm-2 with a fuel utilization 
stable at around 50% and 75%. 
 The impedance measurement was performed by Gamry FC350TM fuel cell monitor 
(Gamry Instruments) in mode of low noise Galvanostatic EIS. For each measurement of 
impedance spectra, the frequency swept from 10 kHz down to 0.01 Hz at the rate of 10 
points per decade. The amplitude of ac signal applied to the single T-SOFC tube during 
the measurement was 0.25 A. The external electric currents were loaded to the testing 
cells by connecting to TDI-Dynaload? RBL488 programmable load. 
5.3. Results and discussion 
5.3.1. Comparison of impedance spectra between cells 
 The impedance spectra measured from Cell 1, Cell 3, and Cell 5 under a current 
density of 120 mA cm-2 at 800?C with a fuel utilization of 50% is plotted in the same 
Nyquist plot for comparison (Figure 5.1). The configuration of three cell tubes are 
identical to each other, however significant differences can be observed from their 
impedance under the same operation setting. Cell 3 performs smaller total impedance 
than the other two cells. It is placed in the middle between Cell 1 and Cell 5. This 
            114
 
Figu
re 5.1.
 I
mped
anc
e spec
tra
 of
 C
ell
 1 
(?
), C
ell
 3 
(?), 
and 
Ce
ll 5 
(?
) mea
sure
d unde
r a
 cur
rent 
de
nsit
y of
 120 
mA 
cm
-2  a
t 800?
C 
with a f
ue
l ut
iliz
ati
on of
 50%.
 
            115
position minimize the effect of ambient environment on the cell operation during 
measurement. Both the operating temperature and fuel supplement are able to be 
maintained at a more stable status closer to the setting of operation. The impedance 
spectra measured from Cell 3 are used for simulation analysis below. 
5.3.2. EC simulation 
 The impedance spectrum of Cell 3 measured under a current density of 120 mA cm-2 
at 800?C with a fuel utilization of 50% is shown in Figure 5.2, along with its fitting curve 
simulated from the non-ideal EC model shown in Figure 5.3. Two large capacitive 
impedance arcs are clearly separated in the Nyquist plot. The one in the higher frequency 
region is considered as three overlapped impedance arcs contributed from different 
processes. The paralleled (RaCa) sub-circuit simulates the impedance arc above 100 Hz, 
ascribing to the oxidation reaction process at anode. The paralleled (RcQc)  sub-circuit 
simulates the impedance arc dominating the frequency range from 100 Hz down to 
around 10 Hz, ascribing to the oxygen reduction reaction (ORR) process at cathode. 
SOFC systems have more complicated ORR mechanism on cathode than PEM fuel cell 
systems. The rate determining step (RDS) changes with different cell operating 
conditions, electrode materials, and other cell configurations. Measurements at different 
O2 concentration can be used to validate the simulation and interpretation of ORR 
impedance. The constant phase element (CPE) Qc is used to replace an ideal capacitor for 
non-ideal characteristics of the electrode. The finite diffusion element (FDE) O simulates 
the impedance arc dominating the frequency range from 10 Hz to 1 Hz. This arc overlaps 
the arc of (RcQc) to a significant extent and bridges it to the low frequency capacitive 
impedance arc. It is considered as the contribution from the diffusion process on cathode. 
            116
 
Figu
re 5.2.
 I
mped
anc
e spec
tra
 of
 C
ell
 3 
(?
) mea
sure
d und
er 
a c
urr
ent 
de
nsit
y of
 120
 mA 
cm
-2  
at 
800?C
 with 
a fue
l uti
liz
ati
on 
of 
50%.
 The
 soli
d 
line
 is
 its 
fitti
ng
 cur
ve
 sim
ulate
d 
from 
the 
non
-idea
l EC 
model 
shown 
in 
Fig
ure
 5.3. 
The
 da
rk 
dots 
mar
ke
d out t
he
 im
pe
da
nc
e da
ta me
asure
d a
t the
 fr
eque
nc
y of 10
00 Hz
, 100 Hz
, 10 Hz
, 1 Hz
, a
nd 0.1
 Hz
.  
            117
 
Figu
re 5.3.
 Non
-idea
l EC
 model f
or 
T-
SOF
C sing
le 
cell
 sim
ulation
 
            118
The total resistance of the large capacitive impedance arc at higher frequency region is 
about 0.4 ? cm2, illustrated directly by the Nyquist plot (Figure 5.2). The impedance arc 
dominating the frequency range below 0.1 Hz is simulated by the paralleled (RgcQgc) sub-
circuit of the proposed EC model. It also shows a resistance of about 0.4 ? cm2 in Figure 
5.2, equivalent to the total resistance of the capacitive arc at higher frequency. The 
capacitive impedance arc with such magnitude at frequency below 0.1 Hz is not related to 
charge transfer processes or adsorption processes. The term of "gas conversion" was put 
forward for the impedance arcs with similar characters in Primdahl's work [1] on their 
three electrode SOFC pellets. It refers to a bulk process over the electrode, with 
dependence on gas flow rate. The fit curve simulated from the non-ideal EC model has 
good consistency with the impedance spectra measured from Cell 3. 
 Comparing to the impedance spectra measured from the disc-like SOFC button cells 
fueled with a gas mixture of pure hydrogen (H2) and water (H2O) [2], the capacitive 
impedance arc does not come out until the frequency sweeps down to the magnitude of 
100 Hz. However, the cathode activation process simulated by (RcQc), the diffusion 
process simulated by O, and the gas conversion process simulated by (RgcQgc) still 
dominate the frequency region similar to other studies [1-3]. This behavior indicates that 
the anode electrode process simulated by (RaCa) occurs at a slower rate in this SOFC 
system than in other SOFC systems. The SOFC tubes studied in this work are fueled 
directly with a mixture of hydrocarbons. The anode processes start with the reforming 
reaction of hydrocarbon, followed by the oxidation reaction of H2 and CO. The 
mechanism of hydrocarbon reforming at anode has not been well understood. Its kinetics 
            119
was reported to have dependence on the steam ratio of the fuel supplement [4]. The 
mechanism of CO oxidation also slows the activation process on anode electrode. 
5.3.3. Impedance interpretation 
5.3.3.1.Dependence of temperature 
 Impedance spectra of Cell 3 measured when the operating temperature is set at 
750?C and 800?C are plotted in Figure 5.4. Their fit curves are simulated by the proposed 
non-ideal EC model. The current density during measurement is 120 mA cm-2, and the 
fuel utilization is stable at around 50%. The most significant changes introduced by the 
operating temperature is the decreased ohmic resistance R? at elevated temperature. The 
measurements at only two different temperatures failed to give any quantitative 
dependence. However, the decrease of ohmic resistance with temperature is expected as 
the conductivity of O2- through the ceramic electrolyte follows Arrhenius behavior [4]. 
The resistances of activation processes on both electrodes (Ra and Rc) decrease with 
increasing temperature due to improved kinetics (Figure 5.5). 
 As stated in Chapter 1, the diffusion resistance (RO) is the equivalent resistance of 
FDE calculated from the simulation values of its time parameter B and admittance 
parameter YO,0: 
                 (5.1) 
The dependence of diffusion process on temperature is complicated. The kinetics of 
reduction reaction and the diffusivity of gas mixtures both have strong dependence on 
temperature, and their changes give different effects to the diffusion resistance. 
Moreover, the cathode diffusion process is not only contributed by the process of O2 gas 
diffusion to the electrode. The surface diffusion process of adsorbed oxygen also limits 
            120
 
Figu
re 5.4.
 I
mped
anc
e spec
tra
 of
 C
ell 
3 mea
sure
d whe
n the 
ope
rati
ng
 tempe
ratur
e is 
set 
at 
(?
) 750?C
 and 
(?) 
800?C
, a
long
 with 
their 
fit 
cur
ve
s sim
ulate
d fr
om
 the 
non
-idea
l EC 
model 
(Fi
gur
e 5.3
). The
 cur
rent 
de
nsit
y is 
12
0 mA 
cm
-2  with 
a fue
l uti
liz
ati
on
 
of 50%
. 
            121
 
Figu
re 5.5.
 Va
lues 
of 
resis
tanc
e e
lements 
in 
the 
propose
d no
n-idea
l EC 
model 
(Fig
ure
 5.3) 
calcula
ted 
from 
the
 sim
ulation 
of 
Ce
ll 3,
 
ope
rati
ng
 at 
diff
ere
nt 
tempe
rature
 of
 750?C
 and 
800?C
 unde
r a
 cur
rent 
de
ns
ity
 of 
120 
mA 
cm
-2  wi
th 
a fue
l uti
liz
ati
on 
of 
50%.
 The
 im
pe
da
nc
e spe
ctra
 for
 sim
ulation ar
e sh
own in F
igu
re 5.4.
 
            122
the cell performance, which is a thermally activated process [4]. Its impedance can be 
decreased at higher operating temperature. 
 The change of gas conversion resistance (Rgc) show reverse dependence on 
temperature. It increases with the increasing temperature (Figure 5.5). According to 
Primdahl's CSTR model established for the conversion of H2-H2O gas mixture [1], the 
value of Rgc is first order with respect to the operating temperature and first order 
reciprocal of the gas mixture flow rate. Their idea of the CSTR model can be explained 
as a convection process in the volume over the anode. With the increase of temperature, 
the volume of gas mixture expands, which decreases the gas flow rate and increases the 
gas conversion resistance. 
5.3.3.2.Dependence of current density 
 Impedance spectra of Cell 3 measured under a current density of 120 mA cm-2 and 
150 mA cm-2 are illustrated in Figure 5.6, along with their fit curves. The operating 
temperature is set at 750?C, with a fuel utilization stabilized at about 50%. The changes 
of impedance spectra with the increase of cell load are mainly contributed by the 
improved performance of diffusion process and gas conversion process under the cell 
operation at higher current density (Figure 5.7). The increased current density facilitates 
the diffusion process of O2 by accelerating the consumption rate of O2. And it also 
decreases the gas conversion resistance by increasing the flow rate of fuel supplement. 
The effects of current density on activation processes of both electrodes are not as 
significant as expected for charge transfer processes, because the RDS of anode oxidation 
reaction and cathode reduction reaction change to adsorption processes especially at high 
operating temperatures.  
            123
 
Figu
re 5.6.
 I
mped
anc
e spec
tra
 of
 C
ell 
3 mea
sure
d unde
r a
 cur
rent 
de
nsit
y of
 (?
) 120 
mA 
cm
-2  a
nd 
(?) 
150 
mA 
cm
-2 , 
along
 with 
their 
fit 
cur
ve
s sim
ulate
d fr
om 
the 
non
-idea
l EC 
mod
el 
(Fi
gur
e 5.3). 
Th
e ope
rati
ng
 tempe
rature
 is 
set 
at 
750?C
, with 
a fue
l 
uti
liz
ation of 50%
. 
            124
 
Figu
re 5.7.
 Va
lues 
of 
resis
tanc
e e
lements 
in 
the 
propose
d no
n-idea
l EC 
model 
(Fig
ure
 5.3) 
calcula
ted 
from 
the
 sim
ulation 
of 
Ce
ll 3,
 
ope
rati
ng
 at 
diff
ere
nt 
cur
rent 
de
nsit
y of
 120 
mA 
cm
-2  a
nd 
150 
mA 
cm
-2  a
t a
 tempe
ratur
e of
 750?C
 with 
a fue
l uti
liz
ati
on
 
of 50%
. The
 im
pe
da
nc
e s
pe
ctra
 for
 sim
ulation ar
e shown in F
igu
re 5.6.
 
            125
5.3.3.3.Dependence of fuel utilization 
 Impedance spectra of Cell 3 measured with different fuel utilization are shown in 
Figure 5.8. The operating temperature is set at 750?C. A current density of 120 mA cm-2 
is loaded to the cell tube during measurement. A smaller fuel utilization means that the 
larger flow rate of fuel supplement is required when the rate of fuel consumption keeps 
constant under the same setting of operating temperature and cell load. The impedance of 
electrode kinetic processes and cathode diffusion process slightly decreases with 
decreasing fuel utilization and almost keeps at a constant level. The impedance arc of gas 
conversion process significantly enlarges when the fuel utilization increases from 50% to 
75%. The decrease of gas flow rate limits the cell performance. This behavior also 
validates that the impedance arc dominating the frequency below 0.1 Hz is contributed by 
the concentration process of gas conversion over the anode.  
5.4. Conclusion 
 The single cells of tubular solid oxide fuel cell (T-SOFC) fueled directly with 
reformate mixture are studied by impedance measurement and equivalent circuit (EC) 
simulation in this chapter. Based on the mechanisms put forward for SOFC button cells 
and pellets with pure H2 fuel supplement, a non-ideal EC model with four time constants 
was proposed for impedance simulation. Due to the complexity of SOFC mechanisms 
and the difficulty of SOFC operation at varying conditions, the proposed EC model lacks 
validation for impedance interpretation. However, the impedance spectra measured under 
several different operation conditions, though limited, provide a preliminary validation 
for the physical interpretation of EC elements. The conduction of oxygen-ion through 
electrolyte is the main contribution to the ohmic resistance. The adsorption process of 
            126
 
Figu
re 5.8.
 I
mped
anc
e spec
tra
 of
 C
ell
 3 
mea
sure
d whe
n ope
rati
ng
 with 
a fu
el 
uti
liz
ati
on 
(FU)
 of 
(?
) 29
%, 
(?
) 50%,
 and 
(?) 
75
% 
along 
with 
their
 fit 
cu
rve
s sim
ulate
d f
rom 
the
 n
on
-idea
l EC 
mod
el 
(Figure
 5.3).
 The
 ope
rati
ng 
tempe
ratur
e is 
set
 at 
750?C
, with a c
urre
nt den
sit
y lo
ad of 1
20 mA c
m
-2 .  
            127
hydrogen and the adsorption process of oxygen are considered as rate determining steps 
of the chemical reaction processes on both electrodes. The contribution to the diffusion 
process is ascribed but not limited to the gas diffusion process of O2 to cathode electrode. 
The impedance contribution from surface diffusion process of adsorbed oxygen can also 
be considered for the diffusion impedance arc. The impedance contribution of gas 
conversion process is confirmed by studying the effect of fuel utilization on cell 
performance. 
            128
Reference 
[1] S. Primdahl, M. Mogensen, Journal of the Electrochemical Society, 145 (1998) 
2431-2438. 
[2] R.U. Payne, Y. Zhu, W.H. Zhu, M.S. Timper, S. Elangovan, B.J. Tatarchuk, 
International Journal of Electrochemistry, 2011 (2011). 
[3] M.J. Jorgensen, M. Mogensen, Journal of the Electrochemical Society, 148 (2001) 
A433-A442. 
[4] N.Q. Minh, T. Takahashi, Science and Technology of Ceramic Fuel Cells, Elsevier 
Science, 1995. 
            129
 
Chapter 6 
EIS Application to Ni-MH Rechargeable Batteries 
EC Simulation and Characterization of Batteries 
and Study of Correlation between State-of-Charge and Impedance 
6.1. Introduction 
 Two commercial nickel metal-hydride (Ni-MH) rechargeable battery D cells are 
studied by impedance measurement and EC simulation to perform cell characterization, 
degradation diagnostics, and SoC study. The content included in this chapter is in the 
process of submission as a journal article to Applied Energy. To avoid duplicate content 
in this dissertation, the introduction and part of the experimental details are not included 
in this chapter. 
 The purpose of this work is not limited to characterize two Ni-MH rechargeable 
batteries through impedance measurement and EC simulation. It also analyzes and 
explains the interpretation of battery impedance and the validity of EC model based on 
battery chemistry. The change of impedance at different SoC level studied in this work 
provide important experimental data for power prediction and improvement of smart 
charging systems.  
6.2. Experimental details 
 Two sealed Ni-MH rechargeable batteries were studied by AC impedance in this 
work, numbered Cell A and Cell B respectively. They are D-size cylindrical cells with a
            130
 
height of 60 mm and a diameter of 32 mm. These two commercial Ni-MH cells were 
originally purchased from a Radioshack? store (a division of Tandy Corp., Fort Worth, 
TX) in a brand new condition. The rated voltage is labeled at 1.2 V and the original cell 
capacity is rated at 4500 mAh (Radioshack? #23-519). 
 Performance degradation was gradually occurring in the Ni-MH Cell A and Cell B 
due to years of charge-discharge cycles and storages. The degradation can be reflected 
quantitatively by an decrease of cell capacity or an increase of cell impedance. Any 
irreversible changes of active electrode materials, electrode structures, and electrolyte 
compositions can cause cell degradation. Based on the current knowledge of rechargeable 
battery technology, a gradual reduction of cell capacity is inevitable, but a cycle life of 
about 500 charge-discharge cycles [1] can be generally achieved by sealed Ni-MH 
batteries with regular operation. After aging, the two commercial Ni-MH rechargeable 
batteries Cell A and Cell B were measured at 3702 mAh and 4362 mAh [2], less than 
4500 mAh as specified by the manufacturer. 
 For impedance measurement at a certain capacity level, the specified amount of 
charge was input to the fully-discharged cells at a rate of 0.2C. The percentage of the 
input capacity to the cell capacity is defined as state-of-recharge (SoR), i.e. the ratio of 
charge input to the rated cell capacity: 
                                             (6.1) 
As described in our published work [2], SoR is different from SoC but has certain 
correlation to it. When the specified SoR level was reached, the impedance measurement 
was applied to the cells under a dc load current of 0.1C (discharge process). Thus, the 
            131
 
loaded dc current is 370 mA for Cell A, and 436 mA for Cell B. Gamry FC350TM fuel 
cell monitor, connecting to TDI-Dynaload? RBL488 programmable load, was employed 
to obtain impedance spectra when the frequency swept from 10 kHz down to 0.01 Hz. 
The impedance data were recorded at a rate of 5 points per decade frequency. When 
finishing the impedance measurement, the cells were continuously discharged to the cut-
off voltage of 1.0 V at a rate of 0.2C. In other words, the cells were discharged to a SoC 
level of 0% after each impedance test. The impedance measurement at a higher SoR level 
was then began by repeating this procedure. The proposed EC model was then used to 
simulate the measured impedance spectra in Gamry Echem Analyst. The mode of hybrid 
EIS was selected in this work for Ni-MH cell measurement. The amplitude of the desired 
voltage perturbation ?V was set at 5 mV. 
 After conducting all the impedance measurements and other performance tests [2], 
the cells were broken down to get samples of the negative electrodes. The electrode 
composition was then analyzed by energy dispersive X-ray spectroscopy (EDX or EDS). 
EDS is a bulk analytical technique used to qualitatively and quantitatively detect element 
composition. It is able to probe about 3-4 ?m below the surface of the powder and has a 
sensitivity of about 1000 ppm for elements from Beryllium (Be) with atomic number 4 to 
Uranium (U) with atomic number 92. The electrode samples were powdered and pressed 
into double-sided C tape on the EDS specimen mount. The specimen should be thick 
enough to completely cover the tape. The composition of metal alloy used for the 
negative electrodes were then detected by identifying the metal elements and their 
percentage. 
            132
 
6.3. Results and discussion 
6.3.1. Electrode compositions 
 The formulas of metal hydride alloys used for commercial Ni-MH batteries are quite 
different one from the other, but they are basically follow the disordered AB5 type, A2B7 
type, or disordered AB2 type [3]. Each type has its typical components. However, in all 
cases, A refers to rare earth mixture and B refers to transition metals. Following 
Ovshinsky?s pioneering metal alloy structure for battery electrodes [4], the disordered 
AB5 type mischmetal (Mm) alloy has been developed to the most commercial level 
performing better cycle ability than other alloys [5]. 
 In this work, EDS reports that the electrode samples roughly follow the atomic ratio 
of AB5. A type elements include Lanthanum (La) and Cerium (Ce). B type elements 
include Nickel (Ni), Cobalt (Co), Aluminum (Al), and Manganese (Mn) with the primary 
component of Ni. Small amount of Potassium (K) is also detected. It is introduced by 
contacting with the electrolyte. Mn is able to adjust the metal-hydrogen bond strength [6]. 
And the existence of Al and Co significantly promotes electrode kinetics [3, 6]. The 
formula of this AB5 type hydride alloy can be expressed as 
(La9.70Ce4.39)(Ni60.75Co6.66Al3.59Mn4.45), following Ovshinsky's expression [3].  
6.3.2. Impedance spectra and EC simulation 
 Two batteries are expected to have similar performance due to identical 
specifications. In Nyquist plots (Figure 6.1), the impedance spectra of both batteries 
consist with two overlapped semi-circles at higher frequency region and a straight tail at 
lower frequency region. However, Cell B has a significantly larger impedance than Cell 
A. The impedance of Cell B also shows greater changes with increasing SoR level than 
            133
 
 
Figu
re 6.1.
 I
mped
anc
e spec
tra
 of
 Ni
-MH 
ba
tte
ry 
Ce
ll 
A 
and 
Ce
ll 
B 
mea
sure
d a
fte
r c
ha
rgin
g to 
the 
SoR
 lev
el 
at 
40%,
 60%,
 and 
100%
. The
 im
pe
da
nc
e po
int
s mea
sure
d a
t the
 fre
que
nc
y of 1 
Hz
 ar
e hi
ghli
ghted in the plot (
?)
. 
            134
 
Cell A. The different magnitude and behavior of impedance spectra represent different 
SoH of two batteries. 
 According to the shape of impedance spectra, one parallel (QR) sub-circuit in series 
with one modified Randles circuit was proposed to simulate the measured impedance 
spectra (Figure 6.2). A typical Randles circuit (Figure 6.3) consists of one ohmic 
resistance R?, one parallel (CdlRct) sub-circuit behaving as a semi-circle in Nyquist plot, 
and one Warburg element (symbol in W) behaving as a unit slope line at the lowest 
frequency region [7]. This typical model considers faradaic impedance contributed by 
both kinetic reaction processes and diffusion processes. Since two overlapped semi-
circles are observed from the impedance spectra of Ni-MH cells (Figure 6.1), one more 
parallel (CR) sub-circuit is added in series with Randles circuit to derive the ideal EC 
model for Ni-MH cells (Figure 6.3). Three constant phase elements (CPEs, symbol in Q) 
are used to replace two ideal capacitors and one Warburg element (W) in the case of non-
ideal processes. The non-ideal EC model shown in Figure 6.2 is finally derived after 
these modifications. 
 Kuriyama [8] proposed a four time constant EC model for their metal hydride 
electrodes. The model consisted of three (CR) parallel circuits and one Warburg element. 
The fitting values of model elements were used to study the deterioration mechanism of 
electrodes without showing the fitting curves. However, EC models having less time 
constants were preferred to avoid redundancy. Cheng [9] and Buller [10] chose EC 
models with less time constants to simulate the impedance spectra of their battery 
systems. In this work, a three time constant EC model is proposed for battery simulation 
based on the behavior of our impedance spectra. 
            135
 
 
Figu
re 6.2.
 The
 non-
idea
l EC
 model 
empl
oy
ed to s
im
ulate
 the
 im
pe
da
nc
e spe
ctra
 me
asur
ed fr
om bot
h Ni
-MH 
rec
ha
rge
able ba
tte
rie
s. 
            136
 
 
Figu
re 6.3.
 The
 idea
l EC
 model f
or t
he
 Ni
-MH r
echa
rge
abl
e ba
tte
rie
s, st
ruc
tur
ed ba
sed on R
andles c
irc
uit
. 
            137
 
 Figure 6.2 illustrates the EC model employed for the simulation of both Ni-MH 
rechargeable batteries. The fitting curve shown in Figure 6.4 simulates the impedance 
spectra of Cell A measured at 30% SoR level. The pure resistor R? refers to the smaller 
intercept of impedance spectra in real axis. Two parallel sub-circuits (Qdl,1Rct,1) and 
(Qdl,2Rct,2) are used to simulate two overlapping impedance arcs in higher frequency 
range. For non-ideal capacitive behavior, the exponential numbers of Qdl,1 and Qdl,2 are 
expected to stay in the range between 0.8 and 1. The element Qdiff simulates the straight 
lines in the lowest frequency range for the non-ideal Warburg behavior with an 
exponential number less than 0.5. 
 The fitting curves shown in Figure 6.5 and Figure 6.6 simulate impedance spectra of 
Cell A and Cell B at different SoR levels by the proposed EC model. In higher frequency 
range, the two parallel (QR) circuits simulate the measured impedance spectra quite well. 
The difficulty remains in low frequency region. The fitting curves gradually deviate from 
the impedance data when the frequency decreases to lower than 1 Hz. This deviation 
becomes more significant at higher SoR levels, especially at 100% SoR level. Similar 
fitting deviation can be observed in Ruiz?s simulation of the MH electrode with a 
mathematical model [11]. Li?s fitting curves [12] for their nickel electrodes cannot 
provide references for diffusion impedance simulation because they only published fitting 
results for charge transfer impedance at high frequency region. Other impedance studies 
of Ni-MH systems [8, 9, 13, 14] rarely revealed fitting curves comparing to measured 
impedance spectra. The attentions were usually paid to faradaic impedance at higher 
frequency region contributed by hydrogen oxidation reaction (HOR) and NiOOH 
reduction reaction. 
            138
 
 
Figu
re 6.4.
 I
mped
anc
e spec
tra
 mea
sur
ed 
from 
Ce
ll A 
at 
the 
SoR 
leve
l of
 30% 
and 
simul
ated 
by
 the 
EC 
model 
propose
d in 
Fig
ure
 
6.2. 
            139
 
 
Figu
re 6.5.
 I
mped
anc
e spec
tra
 me
asur
ed 
from 
Ce
ll 
A 
at 
diff
ere
nt 
SoR 
leve
l a
nd 
thei
r fitti
ng
 cur
ve
s sim
ulate
d fr
om 
the 
EC 
mode
l 
shown in 
Fig
ure
 6.2.
 
            140
 
 
Figu
re 6.6.
 I
mped
anc
e spec
tra
 mea
sur
ed 
from 
Ce
ll 
B 
at 
dif
fere
nt 
SoR 
leve
l a
nd 
thei
r fitti
ng
 cur
ve
s sim
ulat
ed 
from 
the 
EC 
model
 
shown in F
igu
re 
6.2.
 
            141
 
6.3.3. EC element interpretation 
 The pure resistor R? in series with all other EC elements is contributed by ohmic 
resistance.  It comprises the resistance of cell components (electrodes, electrolyte, and 
conducting substrates) and resistance introduced by contact and connection. The parallel 
sub-circuits (Q1,dlR1,ct) and (Q2,dlR2,ct) refer to charge transfer processes related to kinetic 
reactions occurring on each electrode. The diffusion element Qdiff is connected with 
(Q2,dlR2,ct) in the EC model. The EC arrangement ascribes the major contribution of the 
diffusion impedance to the electrode where the kinetic process of (Q2,dlR2,ct) occurs. 
 Cell mechanisms are the basis of EC simulation and impedance interpretation. The 
electrolyte of commercial Ni-MH rechargeable batteries is usually a concentrated 
potassium hydroxide (KOH) solution. The mechanism of discharge process can be 
expressed by the overall electrochemical reaction [1] as: 
                                                        (6.2) 
The reactant nickel oxyhydroxide (NiOOH) refers to the active material of positive 
electrodes. The reactant MH refers to the hydrided metal alloy of negative electrodes, that 
is hydrogen (H2) absorbed into metal alloys. The overall mechanism of charge process is 
simply the reversing reaction of Eq. 6.2. However, it was proved that the electrode 
kinetics was asymmetric. Batteries usually undertake larger impedance during charge 
process than discharge process under the same measuring conditions [14]. The 
mechanisms discussed below are typically for discharge process. 
            142
 
6.3.3.1.Mechanism on negative electrodes 
 The half-cell process on the negative electrode is called the dehydriding reaction 
[13]. It can be expressed step by step as: 
a) Hydrogen atoms adsorbed in metal alloy transfer from bulk sites to surface sites, that 
is metal alloy sites at the interface of electrode and electrolyte: 
                       (6.3) 
where Had refers to the hydrogen atom adsorbed in the metal alloy; MS and MB refer to 
the empty sites of metal alloy on surface and in bulk, respectively. Viitanen [15] 
explained this process as hydrogen released from the hydride phase to form adsorbed 
hydrogen atoms. 
b) HOR at the electrode/electrolyte interface, that is a charge transfer step coupled by 
the diffusion process of hydroxide ions from bulk electrolyte to the 
electrode/electrolyte interface: 
                (6.4) 
                            (6.5) 
where OHB- and OHS- refer to the hydroxide ions in the bulk of electrolyte and at the 
interface of electrode/electrolyte, respectively; H2OS is water atoms produced by the 
HOR process at the electrode/electrolyte interface. 
c) Transport of water molecules away from electrode/electrolyte interface to bulk 
electrolyte 
                (6.6) 
where H2OB is water molecules in bulk electrolyte. 
            143
 
 It is accepted that the rate limiting step on the negative electrode is the one-electron 
transfer kinetic process (Eq. 6.5) when there is sufficient hydrogen atoms adsorbed in the 
metal alloy sites on electrode surface. Diffusion of hydrogen atoms from bulk electrode 
to surface sites (Eq. 6.3) is a semi-infinite diffusion process featured by Warburg 
behavior at low frequency. This process does not have significant effect on cell 
impedance under general conditions [13, 16], but will become the rate limiting process at 
low temperature [17] due to decrease of diffusion coefficient. The mass transfer process 
of hydroxide ions (Eq. 6.4) from bulk electrolyte to electrolyte/electrode interface is a 
porous bounded diffusion process. This process is generally negligible unless batteries 
are operated under a large dc current load. The effect of hydroxide ion diffusion process 
become significant because its transfer rate lags behind the electrode kinetics. The 
transfer process of water molecules (Eq. 6.6) can be neglected when compared to other 
processes, because its concentration in electrolyte are assumed to be large enough [13] 
and globally constant during battery operation [18].. 
6.3.3.2.Mechanism on positive electrodes 
 Zimmerman [19] proposed a mechanism for the discharge process on the positive 
electrodes. Following his idea, the step-by-step reaction can be explained as 
a) Transport process of water molecules from bulk electrolyte to the interface of 
electrolyte and electrode, followed by the formation of proton at catalytic site at the 
interface: 
               (6.7) 
                  (6.8) 
            144
 
b) Transport process of hydroxide ions from the interface back to the electrolyte bulk: 
               (6.9) 
c) Reduction reaction of electrode active material NiOOH, that is a charge transfer 
process coupled by the diffusion process of proton from the surface site to the charge 
transfer site in the electrode bulk: 
              (6.10) 
                         (6.11) 
 
 The situation on positive electrodes is different from what discussed above for 
negative electrodes. Diffusion processes are considered as the rate limiting step [19], 
because the effect of diffusion process on nickel hydroxide electrode is normally 
observed under general battery operating conditions [19]. This means the charge transfer 
process expressed as Eq. 6.11 is not the rate limiting process. And the diffusion process 
of proton in positive electrode (Eq. 6.10) is regarded as the rate limiting step under 
normal discharge process. The impedance of proton diffusion process presents the 
Warburg behavior. 
6.3.3.3.Full battery impedance 
 The impedance arcs of semi-infinite diffusion processes can be observed from 
impedance spectra of both negative electrode studies [8, 16, 20] and positive electrode 
studies [21, 22]. However, only one Warburg behavior arc is observed at low frequency 
region from the impedance spectra of Ni-MH cells (Figure 6.1). Thus the difficulty of 
interpretation lies in the diffusion process. Karden [14] measured the half-cell impedance 
separately and compared the sum of them to the total cell impedance. The comparison 
            145
 
clearly illustrated that the negative electrode impedance dominated higher frequency 
region and the diffusion impedance in lower frequency region was contributed by the 
positive electrode. Hammouche [18] also found that the nickel hydroxide electrode 
contributed the diffusion impedance to the full cell under normal discharge operation. 
Based on the discussion of half-cell mechanism in the previous section, the diffusion 
element Qdiff in this simulation work is ascribed to the rate limiting diffusion process of 
positive electrode. It is explained as the solid-state diffusion process of proton in nickel 
hydroxide electrode shown as Eq. 6.10. The (Q2,dlR2,ct) circuit connected with the 
diffusion element is applied to simulate the charge transfer process occurring on the 
electrolyte/positive electrode interface coupling with the reduction reaction of the active 
material NiOOH (Eq. 6.11). And the sub-circuit (Q1,dlR1,ct) is ascribed to the one electron 
transfer process of HOR occurring on the surface of the negative electrode. 
6.3.4. Correlation between impedance and SoR 
 The correlation between SoR and SoC was studied on Cell B [2]. When certain 
amount of charge was input to Cell B, its SoR was calculated. Then, its SoC was 
measured by discharging Cell B to cut-off voltage at 0.2C. The comparison of SoR to 
SoC is plotted versus the amount of input charge in Figure 6.7. The value of SoR is 
identical to the value of SoC even when the SoC level increases up to over 80%. As SoR 
continue to linearly increase with the amount of input charge, the increase of SoC slows 
down. The value of SoC deviates from SoR at high SoC level, but within a small 
magnitude of difference. The reason is that the side reactions of oxygen reduction 
reaction (ORR) on positive electrodes (Eq. 6.12) compete for the input charges. To 
protect Ni-MH batteries under this overcharge condition, the capacity of negative 
            146
 
 
Figu
re 6.7.
 C
orre
lation betwe
en S
oC and S
oR. Da
ta a
re mea
sur
ed fr
om C
ell
 B
 [2]
. 
            147
 
electrodes are usually designed as 1.5 to 2 times of positive electrodes [1]. The oxygen 
evolved on positive electrodes then diffuses through electrolyte and reach negative 
electrodes to recombine with water molecular (Eq. 6.13). The side reactions on both 
electrodes under overcharge condition can be expressed as [1]: 
 Positive electrodes:                   (6.12) 
 Negative electrodes:                  (6.13) 
 
 Side reactions also competes with cell reactions when the operation falls into 
overdischarge conditions at low SoC levels [1]: 
 Positive electrodes:                   (6.14) 
 Negative electrodes:                  (6.15) 
Hydrogen transfers from positive electrode to negative electrode through electrolyte. Side 
reactions occurring under both overcharge and overdischarge conditions consume 
charges without changing electrolyte and electrodes. In this way, Ni-MH cells are 
balanced but cell efficiency drops to an unsatisfactory level. Nelson pointed out that the 
realistic operation window for hybrid driving duty cycle of HEVs is from 30% SoC to 
70% SoC [23]. As observed in Figure 6.7, within this charge-discharge window, the 
values of SoR are equivalent to SoC. When studying the correlation between cell 
impedance and SoC, SoR can be used as SoC during normal operation levels for 
simplification. 
 The change of ohmic resistance and charge transfer resistance with SoR level is 
shown in Figure 6.8 to 6.10. The resistances of Cell A and Cell B contributed by the same 
processes are plotted on the same figure for comparison. The ohmic resistance R? of Cell 
            148
 
 
Figu
re 6.8.
 Ohmic r
esis
tanc
e (
R
?) o
f (
?) 
Ce
ll A a
nd 
(?
) C
ell
 B 
at di
ffe
rent S
oR l
eve
ls.
 Va
lues a
re c
alcula
ted b
y the E
C model shown 
in F
igu
re 6.2
.  
            149
 
 
Figu
re 6.9.
 C
ha
rge
 tra
nsf
er 
resis
tan
ce 
contribut
ed 
by
 HO
R 
proc
ess 
on 
the 
ne
ga
tive
 elec
trode
s of
 (?
) C
ell
 A 
and 
(?
) C
ell
 B
 at 
diff
ere
nt S
oR
 leve
ls. Va
lue
s ar
e c
alcul
ated b
y the 
EC m
ode
l shown i
n F
igu
re 6.2
. 
            150
 
 
Figu
re 6.10.
 C
ha
rge
 tra
nsfe
r re
sis
tan
ce 
contribut
ed 
by
 NiOO
H 
reduc
tion 
pro
cess 
on
 the
 posi
tive
 elec
trod
es 
of 
(?
) C
ell
 A 
and
 (?
) C
ell
 
B 
at di
ffe
rent S
oR l
eve
ls.
 Va
lues a
re 
calcula
ted b
y the E
C model shown in F
igu
re 6.2
.  
            151
 
A stays at a lower and more stable level than Cell B (Figure 6.8). Between 30% SoR and 
70% SoR, R? of Cell B increases with increasing SoR due to the reduction of NiOOH 
and the formation of Ni(OH)2 on the positive electrodes. However, this expected 
variation is not significant in Cell A. Cell A has lower cell capacity after aging. The 
smaller change of electrode composition before and after the reduction of NiOOH 
presents a more stable R? of Cell A than Cell B. The cell electrodes are not the only 
contribution to the ohmic resistance of Ni-MH cells. The lower R? of Cell A does not 
determine the condition of its cell capacity. The status of electrolyte and any other 
auxiliary components also changes the value of R?. The values of R? at SoR levels lower 
than 30% and higher than 70% are slightly higher than R? at SoR levels between 30% 
and 70% due to dissolution of H2 and O2 evolved by the side reactions. 
 The charge transfer resistances contributed by the HOR process on negative 
electrodes (Rct,1) are plotted against SoR levels in Figure 6.9. Rct,1 of Cell A decreases 
with increasing SoR level. This trend can also be observed from Cell B except the point 
at 20% SoR level. At higher SoR level, more active materials on negative electrodes 
facilitate the kinetic reactions and decrease the charge transfer resistance. The Rct,1 of 
both cells stay at an equivalent value at each SoR level. This reflects an equivalent 
electrode kinetics of HOR process on negative electrodes of both cells. Although the cell 
capacity of two cells are different after aging, the capacity of negative electrodes is 
designed at a sufficient level for cell protection. The reduction of cell capacity does not 
have significant effect on HOR kinetics. 
 The cell capacity is dominated by the capacity of positive electrodes. Significant 
differences exist between the charge transfer resistances contributed by positive 
            152
 
electrodes (Rct,2) of two cells (Figure 6.10). Cell B has a much smaller and more stable 
Rct,2 comparing to Cell A. This means that more active materials are remained at the 
positive electrode of Cell B, corresponding to a faster kinetics and higher electrode 
capacity. The better cell capacity of Cell B can be reflected by the smaller charge transfer 
resistance of its positive electrode (Rct,2). As a result of experimental measurement, the 
cell capacity of Cell A after aging is measured at about 3702 mAh, much smaller than the 
4362 mAh of Cell B. Since the positive electrode of Cell A is more degraded comparing 
to Cell B due to insufficient amount of active materials, the production of Ni(OH)2 at low 
SoR levels is expected to have more significant effects on electrode kinetic process (Eq. 
6.11). Thus, the Rct,2 of Cell A presents a more significant increase with decreasing SoR 
level as expected. 
6.4. Conclusion 
 In this work, electrochemical impedance spectroscopy (EIS) and equivalent circuit 
(EC) simulation was applied to characterize two aged commercial Ni-MH rechargeable 
batteries. The proposed EC model is able to simulated the impedance spectra measured 
from both cells at varying SoR levels. The two cells should perform similar or even 
identical behaviors at brand new conditions; however, significant performance 
differences could be observed from their impedance spectra after aging. The EC 
simulation broke the total cell impedance down into several parts. According to the 
widely accepted battery chemistry, these parts are ascribed to the ohmic conduction, the 
electron transfer process of hydrogen oxidation reaction (HOR) on the negative electrode, 
the charge transfer process of NiOOH reduction process on the positive electrode, and the 
solid-state diffusion process on the positive electrode. The discrimination and 
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interpretation of impedance spectra illustrated that the difference between cell impedance 
is mainly contributed from ohmic resistance, and secondly contributed from the NiOOH 
reduction process on the positive electrode.  
 The two aged cells studied in this work were at different state-of-health (SoH). Their 
impedance were measured at different levels of state-of-recharge (SoR) during 
discharging process. The correlation of impedance contributed by different cell processes 
to SoR level was analyzed, along with its correlation to cell capacity level. The ohmic 
resistance increases with increasing SoR level, while the activation resistances of both 
electrodes decrease with increasing SoR level. The degradation of cell capacity can be 
reflected by the change of activation resistance of positive electrode. 
 So far, there has been only a few research focusing on impedance of Ni-MH 
batteries. More experimental data of commercial Ni-MH batteries measured under 
various SoH and SoC are required to establish a quantitative model between SoC and 
impedance. This work not only demonstrates the ability of EIS and EC simulation to 
perform battery diagnostics on commercial cells, but also provides a probability to find 
another method for determining the value of SoC, which can help to improve the smart-
charging systems strongly required by hybrid electric vehicles (HEVs), electric vehicles 
(EVs), and other electronic products. 
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Chapter 7 
Conclusions and Future Challenges 
7.1. General conclusion 
 This dissertation systematically integrates the projects done in the past few research 
years, including the system characterization and performance evaluation of the proton 
exchange membrane (PEM) fuel cell stacks, the single cells of tubular solid oxide fuel 
cell (T-SOFC), and nickel-metal hydride (Ni-MH) rechargeable batteries. The 
competence of electrochemical impedance spectroscopy (EIS) is highlighted to perform 
dynamic in-situ characterization of energy conversion and storage systems. 
 Basic equivalent circuit (EC) elements and models are established according to the 
generalized mathematic models for electrochemical processes. However, the 
mechanisms, materials, and geometric structures differ from one power system to 
another. The behaviors and variation tendencies of impedance spectra are sensitive to the 
specific system processes and operating conditions of the power systems. Both having 
kinetic processes and diffusion processes, the fuel cell systems and Ni-MH rechargeable 
battery systems have significantly different characteristic impedance shapes. Even for 
fuel cell systems, the magnitudes and changing tendency of impedance arcs are different 
among the high temperature (HT) PEM fuel cell stack, the traditional PEM fuel cell 
stack, and the T-SOFC single cell tubes, because different electrolyte membranes provide 
different proton conduction mechanisms. On the other side, the non-uniqueness of EC
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models brings great challenges to model validation. Large amount of data sets measuring 
under different operating conditions and system configurations are required to validate 
the simulation. The uniqueness of power systems are employed to validate and interpret 
EC models; while the non-uniqueness of EC models is utilized to generalize power 
systems into a comparable level and facilitate the establishment of standard procedures 
for performance evaluation and diagnostics of power systems. 
7.2. Challenges to the Future 
7.2.1. Energy conversion systems 
 Fuel cells are famous by its high energy efficiency and zero emission. However, the 
realization of commercial fuel cell systems subjects to several restrictions, not only of 
fuel cell itself but also of required up and down processes and auxiliaries. Hydrogen 
infrastructure is one of the most challenge issues closely related to fuel cell 
commercialization. The development of hydrogen storage and transportation is currently 
grinding to a standstill. Economic concerns and safety uncertainty bring additional 
difficulty to technological issues. 
 The alternative solution is to develop the fuel cell systems powered by methanol 
reformate. CO tolerance becomes the upmost concern to the direct methanol 
technologies. As analyzed in previous chapters, the novel phosphoric acid (PA) doped 
polybenzimidazole (PBI) successfully achieved the PEM fuel cell operation at elevated 
temperatures. However, current technology is still not sufficient to support a stable 
performance. The HT-PEM fuel cell stack is able to provide a power output at 
commercial level, but the novel MEAs are vulnerable to ambient and operating 
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conditions. Unclear mechanisms of proton conductivity and lack of experimental data 
bring further uncertainty to diagnose the degradation of the stack. 
 SOFC operated at an temperature up to hundred Celsius degree facilitates the 
pretreatment of fuels. It overcomes the CO poisoning issue for PEM fuel cell systems; 
however, the irreversible sulfur poisoning is still one of the most challengeable issue for 
SOFC operation. Although the operating temperature up to 1000?C enhanced the kinetic 
processes, it also places strict requirements on the characteristics of materials of 
electrodes and electrolytes. Considering the recovery of heat, a lower operating 
temperature is desired but without sacrificing the energy efficiency. SOFC systems for 
operation around 400?C to 600?C are still under research. Without validated mechanisms, 
the feasibility and improvement of direct reformate operation is another big issue of 
SOFC research due to the complicated fuel compositions with reactants and reaction 
intermediates sensitive to electrochemical reaction and surface processes. 
7.2.2. Energy storage systems 
 The Ni-MH battery has natural protection against overcharging and over-discharging 
with oxygen and hydrogen recombination inside the cell to form water. The overcharge 
process, overdischarge process, capacity retention, and the in-situ state-of-charge (SoC) 
parameter are quite important to the battery cycle life and calendar life time. The 
improvement of the battery energy storage and conversion efficiencies will significantly 
increase the overall energy efficiency and prolong the HEV?s traveling miles per unit fuel 
use. 
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 Impedance-based battery models are essential to the simulation of the complexity of 
modern power electronics. Battery behaviors are highly non-linear and their dynamic 
performance depends on different parameters such as temperature, service life-time, and 
state-of-charge. Future batteries for vehicle applications of electric vehicles (EVs) and 
hybrid-electric vehicles (HEVs) require the development of deep-cycle long-life EV 
batteries and high-rate long-life HEV batteries. Flat thin-plate structures have been made 
progress for deep-cycle requirement and cranking power needs. The related technology 
greatly reduces lead used in the system. The further work on newly structured batteries is 
necessary for examination of basic battery chemistry and improved electrode processes, 
exploration of mass transfer limitations, and investigation of the failure mode or 
mechanisms. Active material, utilization of active material, support structure, current 
collector, separator, electrolyte, and battery system maintenance (gas recombination and 
thermal management) are important factors for battery performance, state-of-healthy 
(SoH), and operating life-cycle time. Further advanced battery design concepts and 
structure improvements potentially give birth to the novel battery performance and 
promote the technical improvements for the high-rate and deep-cycle applications in 
future power reserve and energy storage applications. 
 The advanced vehicle systems or processes with higher energy efficiency are 
preferred to use for saving fuels and improving the mileage of per unit fuel use.  Hybrid 
power-trains reduce undesirable emissions and also have their potential to improve fuel 
economy significantly. A highly efficient engine can charge the battery pack and propel 
the vehicle at the same time. The battery pack is also returned with some energy from the 
electric motor, which is served as another generator in the regenerative braking or 
            160
coasting mode. Therefore, the battery burst charge acceptance during frequent braking 
and power output capability during heavy acceleration are significantly important for the 
HEV fuel efficiency and engine emissions. 
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Publications 
Refereed Journal Articles 
[1] Ying Zhu, W. H. Zhu, and B. J. Tatarchuk, ?Dynamic Analysis and Diagnostics of a 
High Temperature PEM Fuel Cell Stack?, ECS Transactions 2013 50(2): 745-751. 
[2] Ying Zhu, W. H. Zhu, and B. J. Tatarchuk, ?In-situ Performance Analysis of a High 
Temperature Proton Exchange Membrane Fuel Cell Stack at Loads?, ECS 
Transactions 2013 45(13): 67-72. 
[3] Wenhua H. Zhu, Ying Zhu, Zenda Davis, and B. J. Tatarchuk, "Energy Efficiency 
and Capacity Retention of Ni-MH Batteries for Storage Applications", Applied 
Energy, 106 (2013) 307-313. 
[4] Wenhua H. Zhu, Ying Zhu, and B. J. Tatarchuk, ?A Simplified Equivalent Circuit 
Model for Simulation of Pb-Acid Batteries at Load for Energy Storage Application?, 
Energy Conversion and Management, 52 (2011) 2794-2799. 
[5] Robert U. Payne, Ying Zhu, Wenhua Zhu, Mark S. Timper, S. Elangovan and B. J. 
Tatarchuk, ?Diffusion and Gas Conversion Analysis of Solid Oxide Fuel Cells at 
Loads via AC Impedance?, International Journal of Electrochemistry, vol. 2011, 
Article ID 465452, doi:10.4061/2011/465452. 
Book Chapter 
[6] Ying Zhu, Wenhua H. Zhu and Bruce J. Tatarchuk (2013). "In-Situ Dynamic 
Characterization of Energy Storage and Conversion Systems", in: Energy Storage - 
Technologies and Applications, Ahmed Zobaa (Ed.), Chapter 10, pp. 239-270, 
InTech, Croatia, 2013. ISBN: 978-953-51-0951-8. 
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Conference Proceedings / Abstracts 
[7] Ying Zhu, W. H. Zhu, and B. J. Tatarchuk, ?An In-situ Dynamic Performance Study 
on an HT-PEM Stack and its Comparison to a Traditional PEM Stack?, in: 
Proceedings of the 45th Power Sources Conference, pp.139-142, Las Vegas, Nevada, 
June 11-14, 2012. 
[8] W. H. Zhu, Ying Zhu, and B. J. Tatarchuk, ?Rate Performance and Energy 
Efficiency of Lithium-Ion Batteries for Storage Applications?, in: Proceedings of the 
45th Power Sources Conference, pp.13-16, Las Vegas, Nevada, June 11-14, 2012. 
[9] W. H. Zhu, Ying Zhu, and Bruce J. Tatarchuk, ?Energy Efficiency of Ni-MH Battery 
for Rapid Storage Application?, in: Pittcon 2012 Conference & Expo - Energy & 
Fuels: Advanced Materials and Characterization Methods, #1690-6, Orlando, FL, 
March 10-15, 2012. 
[10] Ying Zhu, W. H. Zhu, and B. J. Tatarchuk, ?In-situ Electrical Characterization of a 
High Temperature PEM Fuel Cell Stack at Loads?, in: AIChE Annual Meeting: 
Fuels and Petrochemicals Division - Alternate Fuels & New Technology - Fuel Cell 
Technology II, #373b, Minneapolis, MN, October 16-21, 2011. 
[11] Ying Zhu, W. H. Zhu, and B. J. Tatarchuk, ?Validation of the Equivalent Circuit 
Diagram for SOFC Modeling?, in: AIChE Annual Meeting: Fuels and 
Petrochemicals Division - Alternate Fuels & New Technology - Fuel Cell 
Technology II, #373c, Minneapolis, MN, October 16-21, 2011. 
[12] W. H. Zhu, Ying Zhu, and B. J. Tatarchuk, ?Comparison of On-Board Hydrogen 
Production from Several Non-Fossil Fuel Feedstocks?, in: Proceedings of the AIChE 
Annual Meeting: Environmental Division - Renewable Hydrogen Production I, 
#259b, Minneapolis, MN, October 16-21, 2011. 
[13] Ying Zhu, W. H. Zhu, and B. J. Tatarchuk, ?Breakdown of Polarization Losses in 
Button Sized SOFCs and a Prismatic Stack via Impedance Spectroscopy?, in: 
Proceedings of the AIChE Annual Meeting: Fuels and Petrochemicals Division - 
Fuel Cell Technology and Alternate Fuels & New Technology, #641a, pp.1-7, Salt 
Lake City, UT, November 7-12, 2010. 
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[14] W. H. Zhu, Ying Zhu, and B. J. Tatarchuk, ?Self-Discharge Evaluation of Ni-MH 
Battery Using Metal Hydride Alloy for Energy Storage Applications?, in: 
Proceedings of the AIChE Annual Meeting: Materials Engineering and Sciences 
Division - Composites for Energy Applications, #139c, pp.1-3, Salt Lake City, UT, 
November 7-12, 2010. 
[15] Ying Zhu, W. H. Zhu, and B. J. Tatarchuk, ?AC Impedance Study of Mass Transfer 
Processes and Hydrogen Oxidation Reaction in Solid Oxide Fuel Cells?, in: 
Proceedings of the 44th Power Sources Conference, pp.401- 404, Las Vegas, 
Nevada, June 14-17, 2010. 
[16] W. H. Zhu, Ying Zhu, and B. J. Tatarchuk, ?Advanced Pb-Acid Batteries for 
Potential High-Rate Power Applications?, in: Proceedings of the 44th Power Sources 
Conference, pp.75-78, Las Vegas, Nevada, June 14-17, 2010. 
[17] Ying Zhu, W. H. Zhu, and B. J. Tatarchuk, ?AC Impedance in Characterization of 
SOFC and Interpretation of a Low Frequency Inductive Loop?, in: Proceedings of 
the AIChE Annual Meeting: Fuels and Petrochemicals Division ? Fuel Cell 
Technology, #89e, Nashville, TN, November 8-13, 2009. 
[18] W. H. Zhu, Ying Zhu, and B. J. Tatarchuk, ?Massive Deep-Cycle Pb-Acid Batteries 
for Energy Storage Applications?, in: Proceedings of the AIChE Annual Meeting: 
Sustainable Electricity - Generation and Storage, #676d, pp.1-4, Nashville, TN, 
November 8-13, 2009. 
[19] R.U. Payne, Ying Zhu, W.H. Zhu, and B. J. Tatarchuk, ?Determining Kinetic and 
Mass Transfer Limiting Behavior of a SOFC via AC Impedance?, in: Proceedings of 
the AIChE Annual Meeting: Novel Electrochemistry and Materials for Fuel Cells II, 
#768d, Philadelphia, PA, November 16-21, 2008. 
[20] W. H. Zhu, R.U. Payne, Ying Zhu, and B. J. Tatarchuk, ?Electrical Characterization 
of Lead-Acid Battery at Load for HEV Applications?, in: Proceedings of the AIChE 
Annual Meeting: Battery and Fuel Cell Energy on Vehicles, #457a, pp.1-3, 
Philadelphia, PA, November 16-21, 2008. 
            164